| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,309,134 | 26,903,000 | 12.81% | ||
| 2 | Karpus Management, Inc. | 3,062,309 | 24,897,000 | 11.85% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 3,053,934 | 24,828,000 | 11.82% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 2,157,801 | 17,542,000 | 8.35% | ||
| 5 | MORGAN STANLEY | 1,682,888 | 13,682,000 | 6.51% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 1,573,471 | 12,792,000 | 6.09% | ||
| 7 | Gramercy Funds Management LLC | 1,474,815 | 11,990,000 | 5.71% | ||
| 8 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,413,500 | 11,492,000 | 5.47% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 1,268,583 | 10,314,000 | 4.91% | ||
| 10 | CSS LLC/IL | 677,749 | 5,510,000 | 2.62% | ||
| 11 | Shaker Financial Services, LLC | 658,266 | 5,352,000 | 2.55% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 541,636 | 4,403,000 | 2.10% | PRN | |
| 13 | GOLDMAN SACHS GROUP INC | 534,570 | 4,346,000 | 2.07% | ||
| 14 | HSBC HOLDINGS PLC | 452,748 | 3,681,000 | 1.75% | ||
| 15 | Bulldog Investors, LLP | 426,605 | 3,458,000 | 1.65% | ||
| 16 | MSI Financial Services Inc | 308,133 | 2,505,000 | 1.19% | ||
| 17 | WFG Advisors, LP | 279,093 | 2,269,000 | 1.08% | ||
| 18 | BRINKER CAPITAL INC | 257,009 | 2,089,000 | 0.99% | ||
| 19 | SENTINEL TRUST CO LBA | 251,381 | 2,044,000 | 0.97% | ||
| 20 | ROYAL BANK OF CANADA | 234,920 | 1,910,000 | 0.91% | ||
| 21 | DALTON GREINER HARTMAN MAHER & CO | 181,437 | 1,475,000 | 0.70% | ||
| 22 | SRH ADVISORS, LLC | 159,502 | 1,297,000 | 0.62% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 130,755 | 1,063,000 | 0.51% | ||
| 24 | WELLS FARGO & COMPANY/MN | 126,081 | 1,025,000 | 0.49% | ||
| 25 | Centaur Capital Partners, L.P. | 120,000 | 976,000 | 0.46% | ||
| 26 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 118,292 | 962,000 | 0.46% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 101,708 | 827,000 | 0.39% | ||
| 28 | Ancora Advisors LLC | 85,432 | 695,000 | 0.33% | ||
| 29 | Stratos Wealth Partners, LTD. | 74,697 | 607,000 | 0.29% | ||
| 30 | JBF Capital, Inc. | 72,106 | 586,000 | 0.28% | ||
| 31 | BAIRD FINANCIAL GROUP, INC. | 65,194 | 548,000 | 0.26% | ||
| 32 | LPL Financial LLC | 64,474 | 528,000 | 0.25% | ||
| 33 | TFS CAPITAL LLC | 61,743 | 502,000 | 0.24% | ||
| 34 | Sterneck Capital Management, LLC | 56,495 | 459,000 | 0.22% | ||
| 35 | GUGGENHEIM CAPITAL LLC | 53,710 | 437,000 | 0.21% | ||
| 36 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 51,501 | 419,000 | 0.20% | ||
| 37 | Camelot Portfolios, LLC | 46,675 | 379,000 | 0.18% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 44,567 | 362,000 | 0.17% | ||
| 39 | D.A. DAVIDSON & CO. | 41,883 | 340,000 | 0.16% | ||
| 40 | UBS Group AG | 41,493 | 337,000 | 0.16% | ||
| 41 | GRACE & WHITE INC /NY | 36,560 | 297,000 | 0.14% | ||
| 42 | ADVISOR GROUP, INC. | 36,288 | 294,000 | 0.14% | ||
| 43 | Commonwealth Equity Services, Inc | 36,055 | 293,000 | 0.14% | ||
| 44 | Roundview Capital LLC | 32,373 | 263,000 | 0.13% | ||
| 45 | KELMAN-LAZAROV, INC. | 30,425 | 249,493 | 0.12% | ||
| 46 | INVESTMENT HOUSE LLC | 30,325 | 247,000 | 0.12% | ||
| 47 | Round Table Services, LLC | 25,800 | 210,000 | 0.10% | ||
| 48 | WEDBUSH SECURITIES INC | 25,396 | 206,000 | 0.10% | ||
| 49 | CITIGROUP INC | 23,968 | 195,000 | 0.09% | ||
| 50 | Cetera Advisor Networks LLC | 23,749 | 191,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
