Dark
Light
System
Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
251 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.05%
252 PUBLIC SVC ENTERPRISE GRP IN 423,188 19,724 0.05%
253 CALGON CARBON CORP 1,485,470 19,533 0.04%
254 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
255 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
256 MADDEN STEVEN LTD COM 562,040 19,210 0.04%
257 CHICOS FAS INC 1,792,168 19,194 0.04%
258 TYSON FOODS INC 286,670 19,146 0.04%
259 JPMORGAN CHINA REGION FD INC 1,257,976 19,121 0.04%
260 PUBLIC STORAGE 74,772 19,110 0.04%
261 GDL FUND 1,922,448 19,089 0.04%
262 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
263 Lloyds Banking Group Plc 6,377,197 18,940 0.04%
264 BLACKROCK RES COMMODITIES 2,458,605 18,931 0.04%
265 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
266 RELX PLC 1,003,800 18,771 0.04%
267 HOLOGIC INC 15,389,000 18,716 0.04% PRN
268 AUTOHOME INC 922,368 18,548 0.04%
269 INTUIT 165,817 18,506 0.04%
270 ISHARES TR 535,226 18,390 0.04%
271 MEMORIAL RESOURCE DEV CORP 1,151,525 18,286 0.04%
272 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
273 COMERICA INC 440,531 18,119 0.04%
274 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
275 KELLOGG CO 219,530 17,924 0.04%
276 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
277 BLACKSTONE MTG TR INC 644,893 17,844 0.04%
278 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
279 MICROSOFT CORP 346,781 17,744 0.04%
280 NCR CORP NEW 635,475 17,647 0.04%
281 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
282 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
283 BOULDER GROWTH & INCOME FUND COM 2,157,801 17,542 0.04%
284 COMMUNICATIONS SALES&LEAS 592,367 17,119 0.04%
285 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
286 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
287 CHECK POINT SOFTWARE TECH LT 213,494 17,011 0.04%
288 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
289 BLOOMIN BRANDS INC 949,045 16,959 0.04%
290 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
291 BLACKHAWK NETWORK 504,520 16,896 0.04%
292 SONY GROUP CORP 574,896 16,873 0.04%
293 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
294 BARD C R INC 71,587 16,834 0.04%
295 WORKDAY INC 15,000,000 16,725 0.04% PRN
296 AMBEV SA 2,811,000 16,613 0.04%
297 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
298 GREAT PLAINS ENERGY INC 540,782 16,439 0.04%
299 HEWLETT PACKARD ENTERPRISE C 899,615 16,435 0.04%
300 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
Page 6 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 440,261 49,560 0.10% PRN
2 ISHARES TR 370,948 42,265 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.08% PRN
5 ISHARES TR 269,537 33,080 0.07% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.05% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.05% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.05% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 ISHARES TR 205,776 22,629 0.05% PRN
14 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
15 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.04% PRN
16 GREENBRIER COS INC 18,750,000 20,015 0.04% PRN
17 ALTRA INDL MOTION CORP 17,500,000 19,862 0.04% PRN
18 LGIH 12,750,000 19,826 0.04% PRN
19 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
20 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
21 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
22 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
23 HOLOGIC INC 15,389,000 18,716 0.04% PRN
24 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
25 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
26 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
27 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
28 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
29 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
30 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
31 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
32 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
33 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
34 WORKDAY INC 15,000,000 16,725 0.04% PRN
35 SPDR SERIES TRUST 541,467 16,666 0.04% PRN
36 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.03% PRN
37 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.03% PRN
38 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.03% PRN
39 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
40 POWERSHARES ETF TR II 852,030 15,677 0.03% PRN
41 SOLAZYME INC 29,287,000 15,064 0.03% PRN
42 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
43 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
44 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
45 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
46 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
47 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
48 TESARO INC 5,000,000 12,534 0.03% PRN
49 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
50 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
Page 1 of 30