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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 435,136 48,983 0.11% PRN
2 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.10% PRN
3 ISHARES TR 355,060 40,455 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.09% PRN
5 ISHARES TR 269,537 33,080 0.08% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.06% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
14 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
15 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
16 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
17 LGIH 12,750,000 19,826 0.05% PRN
18 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
19 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
20 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
21 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
22 HOLOGIC INC 15,389,000 18,716 0.04% PRN
23 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
24 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
25 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
26 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
27 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
28 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
29 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
30 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
31 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
32 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
33 WORKDAY INC 15,000,000 16,725 0.04% PRN
34 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
35 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
36 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
37 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
38 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
39 SOLAZYME INC 29,287,000 15,064 0.03% PRN
40 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
41 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
42 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
43 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
44 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
45 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
46 TESARO INC 5,000,000 12,534 0.03% PRN
47 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
48 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
49 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
50 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
301 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
302 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
303 BARD C R INC 71,595 16,836 0.04%
304 WORKDAY INC 15,000,000 16,725 0.04% PRN
305 SPDR SERIES TRUST 541,467 16,666 0.04% PRN
306 AMBEV SA 2,811,000 16,613 0.04%
307 SNAP ON INC 104,908 16,556 0.03%
308 BLACKHAWK NETWORK 492,426 16,491 0.03%
309 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.03% PRN
310 GREAT PLAINS ENERGY INC 540,821 16,440 0.03%
311 HEWLETT PACKARD ENTERPRISE C 899,698 16,437 0.03%
312 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.03% PRN
313 WAL-MART STORES INC 222,586 16,253 0.03%
314 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.03% PRN
315 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
316 TATA MTRS LTD 464,384 16,100 0.03%
317 IRON MTN INC NEW 401,442 15,989 0.03%
318 CYPRESS SEMICONDUCTOR CORP 1,508,978 15,919 0.03%
319 ALASKA AIR GROUP INC 272,848 15,904 0.03%
320 AGNICO EAGLE MINES LTD 296,800 15,878 0.03%
321 POWERSHARES ETF TR II 852,030 15,677 0.03% PRN
322 LIBERTY ALL STAR EQUITY FD 3,121,997 15,672 0.03%
323 DCT Industrial Trust Inc 322,867 15,510 0.03%
324 GLOBAL PMTS INC 212,936 15,199 0.03%
325 ALLSTATE CORP 216,840 15,167 0.03%
326 MICROSEMI CORP 462,837 15,125 0.03%
327 CMS ENERGY CORP 329,262 15,099 0.03%
328 SOLAZYME INC 29,287,000 15,064 0.03% PRN
329 GREAT WESTERN BANCORP INC COM 476,859 15,040 0.03%
330 REINSURANCE GROUP AMER INC 154,279 14,963 0.03%
331 AMERICAN TOWER CORP NEW 131,400 14,928 0.03%
332 KOREA EQUITY FD INC COM 1,891,621 14,868 0.03%
333 REALPAGE INC COM 661,812 14,778 0.03%
334 KINDER MORGAN INC DEL 787,000 14,732 0.03%
335 COMPANHIA DE SANEAMENTO BASI 1,615,518 14,475 0.03%
336 POOL CORPORATION 153,413 14,425 0.03%
337 PNM RES INC 405,273 14,362 0.03%
338 UNILEVER N V 300,091 14,086 0.03%
339 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
340 AMC NETWORKS INC CL A 232,245 14,032 0.03%
341 REPUBLIC SVCS INC 270,932 13,901 0.03%
342 ARCH CAP GROUP LTD 192,453 13,856 0.03%
343 EOG RES INC 165,935 13,842 0.03%
344 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
345 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
346 CELGENE CORP 136,401 13,453 0.03%
347 SCHOLASTIC CORP 339,224 13,436 0.03%
348 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
349 FIRST TR/ABERDEEN EMERG OPT 910,607 13,404 0.03%
350 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
Page 7 of 30