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FIRST TR/ABERDEEN EMERG OPT
FIRST TR/ABERDEEN EMERG OPT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 24 Institutional holders with a total value of $41,106,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 925,695 13,552,000 32.97%
2 LAZARD ASSET MANAGEMENT LLC 910,607 13,404,000 32.61%
3 1607 Capital Partners, LLC 367,007 5,402,000 13.14%
4 WELLS FARGO & COMPANY/MN 196,402 2,891,000 7.03%
5 MORGAN STANLEY 94,918 1,397,000 3.40%
6 Gramercy Funds Management LLC 65,971 971,000 2.36%
7 Camarda Financial Advisors, LLC 44,585 656,000 1.60%
8 ROYAL BANK OF CANADA 32,871 484,000 1.18%
9 DESCHUTES PORTFOLIO STRATEGY, LLC 21,100 311,000 0.76%
10 Cambridge Investment Research Advisors, Inc. 20,617 303,000 0.74%
11 First Allied Advisory Services, Inc. 19,208 280,000 0.68%
12 BAIRD FINANCIAL GROUP, INC. 18,641 274,000 0.67%
13 CORNERSTONE ADVISORS INC 15,365 226,000 0.55%
14 BANK OF AMERICA CORP /DE/ 13,881 204,000 0.50%
15 WEDBUSH SECURITIES INC 11,801 174,000 0.42%
16 Advisors Asset Management, Inc. 11,142 164,000 0.40%
17 Raymond James Financial Services Advisors, Inc. 10,518 155,000 0.38%
18 Point View Wealth Management, Inc. 10,113 149,000 0.36%
19 IFP ADVISORS, INC 4,987 73,000 0.18%
20 UBS Group AG 1,651 24,000 0.06%
21 FIFTH THIRD BANCORP 560 8,000 0.02%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 193 3,000 0.01%
23 HOWE & RUSLING INC 78 1,000 0.00%
24 MSI Financial Services Inc 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.