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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 iShares FTSE Small Cap Ex-Nrth Amer 195,060 8,912 0.02%
452 NORDSON CORP 89,038 8,870 0.02%
453 BUNGE LIMITED 149,319 8,844 0.02%
454 AMERICAN EXPRESS CO 138,022 8,838 0.02%
455 KELLOGG CO 114,045 8,835 0.02%
456 ENCORE CAP GROUP INC 11,448,000 8,772 0.02% PRN
457 OMNICOM GROUP 102,468 8,709 0.02%
458 CHINA LODGING GROUP LTD ADR 193,132 8,708 0.02%
459 REYNOLDS AMERICAN INC 181,136 8,540 0.02%
460 DELL TECHNOLOGIES INC 178,179 8,516 0.02%
461 KB FINANCIAL GP(ADR) 248,485 8,500 0.02%
462 INFOSYS LTD 537,978 8,489 0.02%
463 AMERICAN RLTY CAP PPTYS INC 8,500,000 8,489 0.02% PRN
464 REAL IND INC 1,371,149 8,391 0.02%
465 BROADSOFT INC 179,087 8,336 0.02%
466 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
467 YAHOO INC 8,000,000 8,230 0.02% PRN
468 MORGAN STANLEY ASIA PAC FD I 547,240 8,208 0.02%
469 HP INC 526,366 8,174 0.02%
470 ABERDEEN JAPAN EQUITY FD INC 986,322 8,107 0.02%
471 GENERAC HLDGS INC 222,955 8,093 0.02%
472 WELLCARE HEALTH PLANS INC 69,075 8,087 0.02%
473 Validus Holdings Ltd 162,309 8,086 0.02%
474 MARSH & MCLENNAN COS INC 119,513 8,037 0.02%
475 RWT HOLDINGS INC 7,869,000 8,006 0.02% PRN
476 TRIMAS CORP 428,186 7,968 0.02%
477 Southwest Gas Holdings Inc 113,650 7,939 0.02%
478 ECOPETROL S A 901,617 7,898 0.02%
479 PFIZER INC 232,692 7,881 0.02%
480 ECHO GLOBAL LOGISTICS INC 338,586 7,807 0.02%
481 GRUPO AEROPORTUARIO PAC-ADR 82,203 7,806 0.02%
482 ARTISAN PARTNERS ASSET MGMT 285,240 7,758 0.02%
483 MORNINGSTAR INC 97,161 7,701 0.02%
484 NIKE INC 146,028 7,688 0.02%
485 FIDELITY NATL INFORMATION SV 99,455 7,661 0.02%
486 American Tower Corporation 67,293 7,626 0.02%
487 NORDSTROMS INC 146,776 7,614 0.02%
488 TORO CO 162,252 7,599 0.02%
489 QUIDEL CORP 7,500,000 7,556 0.02% PRN
490 WEBMD HEALTH CORP 6,500,000 7,531 0.02% PRN
491 SHINHAN FINANCIAL GRP-ADR 206,519 7,525 0.02%
492 PHILLIPS 66 93,356 7,519 0.02%
493 AMAG PHARMACEUTICALS INC 6,628,000 7,477 0.02% PRN
494 UNION PAC CORP 76,404 7,451 0.02%
495 CONTINENTAL BUILDING PRODUCT 354,370 7,438 0.02%
496 EMCOR Group Inc 124,574 7,427 0.02%
497 BEACON ROOFING SUPPLY INC 174,320 7,333 0.02%
498 HALLIBURTON CO 163,327 7,330 0.02%
499 ADVANCED SEMICONDUCTOR ENGR 1,229,894 7,268 0.02%
500 GENERAL DYNAMICS CORP 45,952 7,129 0.02%
Page 10 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 AMAG PHARMACEUTICALS INC 6,628,000 7,477 0.01% PRN
2 Alps Alerian Mlp Etf 723,830 9,185 0.02%
3 BRASKEM S A SP 29,832 458 0.00%
4 BRASKEM S A SP 1,475 22 0.00%
5 CAMDEN PPTY TR 300 25 0.00%
6 ECOPETROL S A 29,892 261 0.00%
7 ECOPETROL S A 901,617 7,898 0.02%
8 Fly Leasing Ltd Adr 15,509 179 0.00%
9 GERDAU S A SPON 576 1 0.00%
10 HERSHA HOSPITALITY TR 114,957 2,071 0.00%
11 HOSPITALITY PPTYS TR 400 11 0.00%
12 ISHARES MSCI 1,775 75 0.00%
13 LASALLE HOTEL PPTYS COM 330,322 7,884 0.02%
14 LASALLE HOTEL PPTYS COM 10,043 239 0.00%
15 Linear Technology 17,553 1,040 0.00%
16 MERITAGE HOMES CORP 12,034,000 12,041 0.02% PRN
17 NUANCE COMM INC 9,500,000 9,577 0.02% PRN
18 Pattern Energy 16,037 360 0.00%
19 Pattern Energy 837,862 18,843 0.04%
20 UNIVERSAL HEALTH RLTY I 100 6 0.00%
21 WASHINGTON REAL ESTATE INVT 900 28 0.00%
22 3M CO 272,349 47,996 0.10%
23 3M CO 13,615 2,399 0.00%
24 ABBOTT LABS 787,550 33,305 0.07%
25 ABBVIE INC 179,034 11,291 0.02%
26 ABERDEEN EMERGING MKTS SMALL 1,915,616 24,213 0.05%
27 ABERDEEN GTR CHINA FD INC 50,620 460 0.00%
28 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
29 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
30 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
31 ABERDEEN SINGAPORE FD INC 746,638 7,003 0.01%
32 ACADIA RLTY TR 12,415 449 0.00%
33 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
34 ACCENTURE PLC IRELAND 4,519 552 0.00%
35 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
36 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
37 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
38 ADEPTUS HEALTH INC 325 13 0.00%
39 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 ADVANCE AUTO PARTS INC 1,909 284 0.00%
42 ADVANCED ENERGY INDS 32,921 1,557 0.00%
43 ADVANCED MICRO DEVICES INC 28,000,000 30,520 0.06% PRN
44 ADVANCED SEMICONDUCTOR ENGR 1,466,720 8,668 0.02%
45 ADVANCED SEMICONDUCTOR ENGR 381,668 2,255 0.00%
46 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
47 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
48 AERCAP HOLDINGS 97,131 3,738 0.01%
49 AES CORP 3,024,961 38,870 0.08%
50 AETNA INC NEW 2,325 268 0.00%
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