| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 3,560,179 | 46,816,000 | 16.88% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 2,832,571 | 37,248,000 | 13.43% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,739,841 | 22,879,000 | 8.25% | ||
| 4 | Gramercy Funds Management LLC | 1,664,244 | 21,885,000 | 7.89% | ||
| 5 | MORGAN STANLEY | 1,527,259 | 20,084,000 | 7.24% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 836,675 | 11,002,000 | 3.97% | ||
| 7 | 1607 Capital Partners, LLC | 674,545 | 8,870,000 | 3.20% | ||
| 8 | CORNERSTONE ADVISORS INC | 608,244 | 7,998,000 | 2.88% | ||
| 9 | Shaker Financial Services, LLC | 576,183 | 7,577,000 | 2.73% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 447,426 | 5,883,000 | 2.12% | ||
| 11 | 1832 Asset Management L.P. | 443,854 | 5,836,000 | 2.10% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 438,936 | 5,772,000 | 2.08% | ||
| 13 | DESCHUTES PORTFOLIO STRATEGY, LLC | 436,200 | 5,736,000 | 2.07% | ||
| 14 | DUBUQUE BANK & TRUST CO | 417,190 | 5,486,000 | 1.98% | ||
| 15 | ROYAL BANK OF CANADA | 372,136 | 4,893,000 | 1.76% | ||
| 16 | GEODE CAPITAL MANAGEMENT, LLC | 331,462 | 4,358,000 | 1.57% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 280,103 | 3,683,000 | 1.33% | ||
| 18 | Curi Capital, LLC | 252,963 | 3,326,000 | 1.20% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 233,183 | 3,067,000 | 1.11% | ||
| 20 | CLOUGH CAPITAL PARTNERS L P | 219,530 | 2,887,000 | 1.04% | ||
| 21 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 201,539 | 2,647,000 | 0.95% | ||
| 22 | Commonwealth Equity Services, Inc | 186,337 | 2,450,000 | 0.88% | ||
| 23 | DOLIVER ADVISORS, LP | 178,700 | 2,350,000 | 0.85% | ||
| 24 | GENERAL AMERICAN INVESTORS CO INC | 177,114 | 2,329,000 | 0.84% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 170,426 | 2,242,000 | 0.81% | ||
| 26 | BANK OF NOVA SCOTIA | 167,892 | 2,208,000 | 0.80% | ||
| 27 | Bulldog Investors, LLP | 166,914 | 2,195,000 | 0.79% | ||
| 28 | KELMAN-LAZAROV, INC. | 167,685 | 2,179,905 | 0.79% | ||
| 29 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 135,227 | 1,778,000 | 0.64% | ||
| 30 | SII INVESTMENTS INC/WI | 100,819 | 1,321,000 | 0.48% | ||
| 31 | Ancora Advisors LLC | 99,845 | 1,313,000 | 0.47% | ||
| 32 | WELLS FARGO & COMPANY/MN | 96,958 | 1,275,000 | 0.46% | ||
| 33 | BRINKER CAPITAL INC | 84,080 | 1,106,000 | 0.40% | ||
| 34 | HighTower Advisors, LLC | 80,530 | 1,058,000 | 0.38% | ||
| 35 | FIFTH THIRD BANCORP | 78,030 | 1,026,000 | 0.37% | ||
| 36 | Global Endowment Management, LP | 70,000 | 921,000 | 0.33% | ||
| 37 | MSI Financial Services Inc | 68,632 | 902,000 | 0.33% | ||
| 38 | LPL Financial LLC | 69,189 | 899,000 | 0.32% | ||
| 39 | Ionic Capital Management LLC | 62,742 | 825,000 | 0.30% | ||
| 40 | Zuckerman Investment Group, LLC | 62,020 | 816,000 | 0.29% | ||
| 41 | STIFEL FINANCIAL CORP | 49,170 | 646,000 | 0.23% | ||
| 42 | UBS Group AG | 48,373 | 636,000 | 0.23% | ||
| 43 | GUGGENHEIM CAPITAL LLC | 45,264 | 595,000 | 0.21% | ||
| 44 | SALEM INVESTMENT COUNSELORS INC | 4,175 | 549,000 | 0.20% | ||
| 45 | CSS LLC/IL | 41,502 | 545,000 | 0.20% | ||
| 46 | AQR ARBITRAGE LLC | 41,052 | 540,000 | 0.19% | ||
| 47 | MONETA GROUP INVESTMENT ADVISORS LLC | 36,139 | 475,000 | 0.17% | ||
| 48 | IFP ADVISORS, INC | 35,759 | 470,000 | 0.17% | ||
| 49 | Bartlett & Co. LLC | 34,193 | 450,000 | 0.16% | ||
| 50 | Creative Planning | 28,398 | 373,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
