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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 ISHARES MSCI EUROPE SMALL-CAP ETF 195,060 8,912 0.02%
452 NORDSON CORP 89,038 8,870 0.02%
453 BUNGE LIMITED 149,319 8,844 0.02%
454 AMERICAN EXPRESS CO 138,022 8,838 0.02%
455 KELLOGG CO 114,045 8,835 0.02%
456 ENCORE CAP GROUP INC 11,448,000 8,772 0.02% PRN
457 OMNICOM GROUP INC 102,468 8,709 0.02%
458 CHINA LODGING GROUP LTD 193,132 8,708 0.02%
459 REYNOLDS AMERICAN INC 181,136 8,540 0.02%
460 DELL TECHNOLOGIES INC 178,179 8,516 0.02%
461 KB Financial Group Inc 248,485 8,500 0.02%
462 INFOSYS LTD 537,978 8,489 0.02%
463 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 8,500,000 8,489 0.02% PRN
464 REAL IND INC COM 1,371,149 8,391 0.02%
465 BROADSOFT INC 179,087 8,336 0.02%
466 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
467 YAHOO INC SR CV ZERO NT 18 8,000,000 8,230 0.02% PRN
468 MORGAN STANLEY ASIA PACIFIC FD INC 547,240 8,208 0.02%
469 HP INC 526,366 8,174 0.02%
470 ABERDEEN JAPAN EQUITY FD INC 986,322 8,107 0.02%
471 GENERAC HLDGS INC 222,955 8,093 0.02%
472 WELLCARE HEALTH PLANS INC 69,075 8,087 0.02%
473 VALIDUS HOLDINGS LTD 162,309 8,086 0.02%
474 MARSH & MCLENNAN COS INC 119,513 8,037 0.02%
475 RTW HLDGS INC 7,869,000 8,006 0.02% PRN
476 TRIMAS CORP COM NEW 428,186 7,968 0.02%
477 SOUTHWEST GAS HOLDINGS INC 113,650 7,939 0.02%
478 ECOPETROL S A 901,617 7,898 0.02%
479 PFIZER INC 232,692 7,881 0.02%
480 ECHO GLOBAL LOGISTICS INC COM 338,586 7,807 0.02%
481 Grupo Aeroportuario Del Pacifi 82,203 7,806 0.02%
482 ARTISAN PARTNERS ASSET MGMT 285,240 7,758 0.02%
483 MORNINGSTAR INC 97,161 7,701 0.02%
484 NIKE INC 146,028 7,688 0.02%
485 FIDELITY NATL INFORMATION SV 99,455 7,661 0.02%
486 AMERICAN TOWER CORP NEW 67,293 7,626 0.02%
487 NORDSTROM INC 146,776 7,614 0.02%
488 TORO CO 162,252 7,599 0.02%
489 QUIDEL CORP 7,500,000 7,556 0.02% PRN
490 WEBMD HEALTH CORP NOTE 1.50012/0 6,500,000 7,531 0.02% PRN
491 SHINHAN FINANCIAL GROUP CO L 206,519 7,525 0.02%
492 PHILLIPS 66 93,356 7,519 0.02%
493 AMAG PHARMACEUTICALS INC 6,628,000 7,477 0.02% PRN
494 UNION PAC CORP 76,404 7,451 0.02%
495 CONTINENTAL BLDG PRODS INC COM 354,370 7,438 0.02%
496 EMCOR GROUP INC 124,574 7,427 0.02%
497 BEACON ROOFING SUPPLY INC 174,320 7,333 0.02%
498 HALLIBURTON CO 163,327 7,330 0.02%
499 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,229,894 7,268 0.02%
500 GENERAL DYNAMICS CORP 45,952 7,129 0.02%
Page 10 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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