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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 658 Institutional holders with a total value of $11,558,707,736.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 8,072,221 987,555,000 8.54%
2 Capital World Investors 5,800,000 709,572,000 6.14%
3 UBS Group AG 4,892,145 598,505,000 5.18%
4 LAZARD ASSET MANAGEMENT LLC 4,806,612 588,040,000 5.09%
5 STATE STREET CORP 4,015,000 491,194,000 4.25%
6 BlackRock Institutional Trust Company, N.A. 3,406,867 416,796,000 3.61%
7 Alecta Tjanstepension Omsesidigt 2,878,265 351,177,000 3.04%
8 BlackRock Fund Advisors 2,201,314 269,309,000 2.33%
9 HARRIS ASSOCIATES L P 2,086,654 255,281,000 2.21%
10 DEUTSCHE BANK AG\ 1,767,363 216,217,000 1.87%
11 AMERICAN CENTURY COMPANIES INC 1,704,088 208,478,000 1.80%
12 NORTHERN TRUST CORP 1,619,655 198,147,000 1.71%
13 Swedbank 1,369,597 167,556,000 1.45%
14 NORGES BANK 1,422,530 166,219,000 1.44%
15 FIDUCIARY MANAGEMENT INC /WI/ 1,319,052 161,373,000 1.40%
16 Capital International Investors 1,235,100 151,102,000 1.31%
17 GEODE CAPITAL MANAGEMENT, LLC 1,209,274 147,721,000 1.28%
18 EATON VANCE MANAGEMENT 1,149,042 140,574,000 1.22%
19 Bank of New York Mellon Corp 1,095,713 134,050,000 1.16%
20 BlackRock Group LTD 1,074,041 131,398,000 1.14%
21 WELLS FARGO & COMPANY/MN 1,061,980 129,923,000 1.12%
22 GENERATION INVESTMENT MANAGEMENT LLP 986,549 120,694,000 1.04%
23 BANK OF AMERICA CORP /DE/ 948,690 116,063,000 1.00%
24 PRIMECAP MANAGEMENT CO/CA/ 944,860 115,594,000 1.00%
25 CREDIT SUISSE AG/ 930,405 113,825,000 0.98%
26 VICTORY CAPITAL MANAGEMENT INC 805,312 98,522,000 0.85%
27 Champlain Investment Partners, LLC 728,445 89,118,000 0.77%
28 PGGM Investments 713,328 87,269,000 0.76%
29 CLEARBRIDGE, LLC 709,930 86,853,000 0.75%
30 BLACKROCK ADVISORS LLC 708,719 86,705,000 0.75%
31 WELLINGTON MANAGEMENT GROUP LLP 617,646 75,563,000 0.65%
32 Legal & General Group Plc 601,377 73,567,000 0.64%
33 PRUDENTIAL PLC 562,210 68,781,000 0.60%
34 GOLDMAN SACHS GROUP INC 557,112 68,157,000 0.59%
35 Clearbridge Investments, LLC 550,886 67,395,000 0.58%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 539,271 65,975,000 0.57%
37 Neuberger Berman Group LLC 490,712 60,034,000 0.52%
38 GABELLI FUNDS LLC 485,400 59,384,000 0.51%
39 CONGRESS ASSET MANAGEMENT CO 478,304 58,516,000 0.51%
40 Grantham, Mayo, Van Otterloo & Co. LLC 466,598 57,084,000 0.49%
41 DIMENSIONAL FUND ADVISORS LP 452,284 55,319,000 0.48%
42 Capital Research Global Investors 450,000 55,053,000 0.48%
43 ALLIANCEBERNSTEIN L.P. 426,528 52,181,000 0.45%
44 AQR CAPITAL MANAGEMENT LLC 404,873 49,532,000 0.43%
45 Robeco Institutional Asset Management B.V. 397,450 48,623,000 0.42%
46 ABERDEEN ASSET MANAGEMENT PLC/UK 391,235 47,864,000 0.41%
47 NEW YORK STATE COMMON RETIREMENT FUND 374,739 45,846,000 0.40%
48 Sumitomo Mitsui Trust Group, Inc. 363,907 44,520,000 0.39%
49 Swiss National Bank 361,136 44,181,000 0.38%
50 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 357,700 43,761,000 0.38%
Page 1 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.