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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
651 GENERAL GROWTH 92,945 2,565 0.01%
652 GENPACT LIMITED 105,506 2,526 0.01%
653 TWITTER INC 109,445 2,522 0.01%
654 COCA COLA CO 57,692 2,441 0.01%
655 PEPSICO INC 22,405 2,436 0.01%
656 EXPRESS SCRIPTS HLDG CO 34,490 2,432 0.01%
657 AVON PRODS INC 429,148 2,428 0.01%
658 ESSENT GROUP LTD 90,982 2,421 0.01%
659 BOEING CO 18,263 2,405 0.01%
660 VANGUARD BD INDEX FDS 29,764 2,405 0.01% PRN
661 MGM GROWTH PPTYS LLC 92,267 2,405 0.01%
662 3M CO 13,615 2,399 0.01%
663 AMERICAN ELEC PWR INC 37,310 2,395 0.01%
664 KIMBERLY CLARK CORP 18,836 2,375 0.01%
665 NUANCE COMMUNICATIONS INC 2,500,000 2,357 0.01% PRN
666 EAGLE PHARMACEUTICALS INC 33,400 2,338 0.01%
667 MORGAN STANLEY INDIA INVS FD 81,981 2,330 0.01%
668 SOUTHERN CO 45,132 2,315 0.01%
669 CLOROX CO DEL 18,192 2,277 0.00%
670 CURRENCYSHS BRIT POUND STER 17,900 2,266 0.00% PRN
671 VERIZON COMMUNICATIONS INC 43,518 2,262 0.00%
672 FLUIDIGM CORP DEL COM 282,275 2,261 0.00%
673 SODASTREAM INTERNATIONAL LTD 84,900 2,254 0.00%
674 VANECK VECTORS ETF TR 90,850 2,234 0.00% PRN
675 RYMAN HOSPITALITY PPTYS INC 46,100 2,220 0.00%
676 STEEL DYNAMICS INC 87,403 2,184 0.00%
677 ALEXANDRIA REAL ESTATE EQ IN 61,005 2,170 0.00%
678 SANDERSON FARMS INC 22,176 2,136 0.00%
679 EVEREST RE GROUP LTD 11,222 2,131 0.00%
680 DIPLOMAT PHARMACY INC COM 74,500 2,086 0.00%
681 CIGNA CORPORATION 15,975 2,081 0.00%
682 HERSHA HOSPITALITY TR 114,957 2,071 0.00%
683 EXXON MOBIL CORP 23,219 2,026 0.00%
684 APARTMENT INVT & MGMT CO 43,556 1,999 0.00%
685 VEREIT INC 192,800 1,999 0.00%
686 LOWES COS INC 27,392 1,977 0.00%
687 ISHARES TR 75,525 1,969 0.00% PRN
688 CAMPBELL SOUP CO 35,846 1,960 0.00%
689 FLEX PHARMA INC COM 165,950 1,954 0.00%
690 STARWOOD PPTY TR INC 86,122 1,939 0.00%
691 HOME DEPOT INC 14,714 1,893 0.00%
692 REXFORD INDL RLTY INC 82,660 1,892 0.00%
693 GENERAL MLS INC 29,572 1,889 0.00%
694 IONIS PHARMACEUTICALS INC 50,000 1,832 0.00%
695 VELOCITYSHARES DAILY INVERSE VIX SHORT TERM ETN 48,050 1,799 0.00%
696 SANTANDER CONSUMER 147,400 1,792 0.00%
697 SERVICENOW INC 22,600 1,788 0.00%
698 SUNSTONE HOTEL INVS INC NEW 138,994 1,777 0.00%
699 TYSON FOODS INC 23,758 1,774 0.00%
700 GLAXOSMITHKLINE PLC 40,874 1,762 0.00%
Page 14 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 BAUSCH HEALT 1 0 0.00%
2 VALE S A 50 0 0.00%
3 JAZZ PHARMACEUTICALS PLC 7 0 0.00%
4 INTERVAL LEISURE GROUP INC 43 0 0.00%
5 TOTAL SYS SVCS INC 20 0 0.00%
6 TIME INC NEW 53 0 0.00%
7 COGNIZANT TECHNOLOGY SOLUTIO 20 0 0.00%
8 Corrections Cp Amer Ne 1 0 0.00%
9 WHIRLPOOL CORP 6 0 0.00%
10 JOY GLOBAL INC 25 0 0.00%
11 RMR GROUP INC 6 0 0.00%
12 SALESFORCE COM INC 17 1 0.00%
13 REGENERON PHARMACEUTICALS 4 1 0.00%
14 T MOBILE US INC 31 1 0.00%
15 NETFLIX INC 12 1 0.00%
16 ELECTRONIC ARTS INC 17 1 0.00%
17 GATX CORP 28 1 0.00%
18 GERDAU S A 576 1 0.00%
19 GAP 50 1 0.00%
20 L BRANDS INC 26 1 0.00%
21 GRAPHIC PACKAGING HLDG CO 126 1 0.00%
22 ALEXION PHARMACEUTICALS INC 12 1 0.00%
23 SIRIUS XM HOLDINGS INC 368 1 0.00%
24 MASCO CORP 45 1 0.00%
25 AMPHENOL CORP NEW 23 1 0.00%
26 CADENCE DESIGN SYSTEM INC 65 1 0.00%
27 CREDIT SUISSE GROUP 182 2 0.00%
28 NOAH HOLDINGS LTD CL A ADR 100 2 0.00%
29 WESTROCK CO 48 2 0.00%
30 AMERICAN INTL GROUP INC 37 2 0.00%
31 NVIDIA CORPORATION 34 2 0.00%
32 INTERPUBLIC GROUP COS INC 105 2 0.00%
33 LEAR CORP 22 2 0.00%
34 CRITEO S A SPONS ADS 100 3 0.00%
35 PANERA BREAD CO 24 4 0.00%
36 INTERNATIONAL FLAVORS&FRAGRA 32 4 0.00%
37 NORDIC AMERICAN TANKERS LIMI 460 4 0.00%
38 DOLLAR GEN CORP NEW 84 5 0.00%
39 NASDAQ INC 77 5 0.00%
40 NATIONAL RETAIL PPTYS INC 100 5 0.00%
41 GOLDMAN SACHS GROUP INC 33 5 0.00%
42 SKYWEST INC 200 5 0.00%
43 GRAINGER W W INC 25 5 0.00%
44 CHILDRENS PL INC 73 5 0.00%
45 BANCO SANTANDER CHILE NEW 273 5 0.00%
46 CHEESECAKE FACTORY INC 100 5 0.00%
47 LLOYDS BANKING GROUP PLC 2,376 6 0.00%
48 NATIONAL HEALTHCARE CORP COM 100 6 0.00%
49 WIX COM LTD 141 6 0.00%
50 BGC PARTNERS INCORPORATED CLASS A 689 6 0.00%
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