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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 CVS HEALTH CORP 3,111,360 276,879 0.60%
52 PG&E CORP 4,361,065 266,766 0.58%
53 AETNA INC NEW 2,243,114 258,967 0.56%
54 LILLY ELI & CO 3,180,601 255,275 0.56%
55 RYANAIR HLDGS PLC 3,275,297 245,745 0.53%
56 UNION PAC CORP 2,495,761 243,411 0.53%
57 JOHNSON & JOHNSON 2,042,035 241,225 0.53%
58 EOG RES INC 2,493,428 241,139 0.52%
59 SIGNET JEWELERS LIMITED 3,215,346 239,639 0.52%
60 AMEREN CORP 4,452,792 218,988 0.48%
61 THERMO FISHER SCIENTIFIC INC 1,349,766 214,693 0.47%
62 KELLOGG CO 2,696,905 208,929 0.45%
63 PIONEER NAT RES CO 1,113,571 206,734 0.45%
64 INTUITIVE SURGICAL INC 284,700 206,359 0.45%
65 ALIBABA GROUP HLDG LTD 1,881,481 199,041 0.43%
66 CHEVRON CORP NEW 1,925,227 198,144 0.43%
67 FIDELITY NATL INFORMATION SV 2,477,260 190,823 0.42%
68 DEERE & CO 2,005,129 171,137 0.37%
69 VANTIV INC 3,011,597 169,462 0.37%
70 PENNEY J C 17,846,577 164,545 0.36%
71 HDFC BANK LTD 2,179,278 156,668 0.34%
72 COMCAST CORP NEW 2,355,921 156,291 0.34%
73 MALLINCKRODT PUB LTD CO 2,091,740 145,961 0.32%
74 CBOE HLDGS INC 2,165,521 140,434 0.31%
75 DECKERS OUTDOOR CORP 2,210,959 131,662 0.29%
76 VERIZON COMMUNICATIONS INC 2,472,993 128,546 0.28%
77 PARKER HANNIFIN CORP 947,320 118,917 0.26%
78 CELGENE CORP 1,104,009 115,402 0.25%
79 MCKESSON CORP 691,190 115,255 0.25%
80 AUTOZONE INC 147,291 113,169 0.25%
81 SPDR GOLD TR 879,556 110,507 0.24%
82 ISHARES TR 506,784 110,255 0.24%
83 KEYCORP 8,976,280 109,241 0.24%
84 BRISTOL MYERS SQUIBB CO 2,019,753 108,905 0.24%
85 ANHEUSER BUSCH INBEV SA/NV 819,259 107,658 0.23%
86 MEDTRONIC PLC 1,197,100 103,429 0.23%
87 CREDICORP LTD 677,337 103,104 0.22%
88 LOWES COS INC 1,372,666 99,120 0.22%
89 VERTEX PHARMACEUTICALS INC 1,110,900 96,881 0.21%
90 NORWEGIAN CRUISE LINE HLDG L 2,543,711 95,897 0.21%
91 EXXON MOBIL CORP 1,097,983 95,831 0.21%
92 SHIRE PLC 478,504 92,762 0.20%
93 ICICI BANK LIMITED 12,310,628 91,960 0.20%
94 HARTFORD FINL SVCS GROUP INC 2,076,224 88,903 0.19%
95 FACEBOOK INC 650,362 83,421 0.18%
96 STARBUCKS CORP 1,521,022 82,348 0.18%
97 MONSANTO CO NEW 803,699 82,138 0.18%
98 SILICON MOTION TECHN 1,570,438 81,332 0.18%
99 TATA MTRS LTD 1,963,639 78,506 0.17%
100 NEW ORIENTAL ED & TECH GRP I 1,622,150 75,202 0.16%
Page 2 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
151 TAIWAN SEMICONDUCTOR MFG LTD 1,599,911 48,941 0.10%
152 ISHARES TR 427,732 48,085 0.10% PRN
153 3M CO 272,349 47,996 0.10%
154 NOBLE ENERGY INC 1,320,103 47,180 0.09%
155 FREEPORT-MCMORAN INC 4,293,763 46,630 0.09%
156 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 5,577,278 46,347 0.09%
157 TAL ED GROUP 644,099 45,627 0.09%
158 PACWEST BANCORP DEL COM 1,039,775 44,616 0.09%
159 RAYTHEON CO 327,457 44,576 0.09%
160 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
161 ASA GOLD AND PRECIOUS MTLS L 2,942,110 43,514 0.09%
162 ISHARES TR 371,920 41,933 0.08% PRN
163 ALPHABET INC 51,180 41,151 0.08%
164 INTEL CORP 1,080,398 40,785 0.08%
165 NEWMONT CORP 1,036,627 40,729 0.08%
166 GENERAL MLS INC 636,500 40,659 0.08%
167 AON PLC 361,144 40,625 0.08%
168 CHINA FD INC 2,460,279 40,446 0.08%
169 AMERICAN CAMPUS CMNTYS INC 786,672 40,018 0.08%
170 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.08% PRN
171 AMERICAN ELEC PWR INC 612,500 39,328 0.08%
172 AES CORP 3,024,961 38,870 0.08%
173 KIMBERLY CLARK CORP 303,067 38,228 0.08%
174 NEW GERMANY FD INC 2,655,688 38,109 0.08%
175 BLACKROCK RES COMMODITIES 4,674,274 38,095 0.08%
176 MORGAN STANLEY EMERGING MKTS FD INC 2,604,838 37,900 0.08%
177 EVEREST RE GROUP LTD 197,576 37,533 0.07%
178 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
179 TAIWAN SEMICONDUCTOR MFG LTD 1,216,119 37,201 0.07%
180 FMC TECHNOLOGIES INC 1,227,570 36,422 0.07%
181 GENERAL AMERN INVS CO INC 1,114,088 36,374 0.07%
182 S&P GLOBAL INC 282,318 35,730 0.07%
183 BERKSHIRE HATHAWAY INC DEL 238,683 34,482 0.07%
184 Japan Smaller Capitalizationfd Inc Common 3,253,088 34,352 0.07%
185 ABBOTT LABS 787,550 33,305 0.07%
186 KINDER MORGAN INC DEL 1,435,748 33,208 0.07%
187 KOREA FD 918,566 33,068 0.07%
188 CONCHO RESOURCES 238,501 32,758 0.07%
189 CSX CORP 1,074,005 32,757 0.07%
190 CNOOC LTD 258,682 32,720 0.07%
191 TEVA PHARMACEUTICAL INDS LTD 703,411 32,363 0.06%
192 ISHARES TR 208,815 32,305 0.06%
193 MOLSON COORS BREWING CO 292,072 32,069 0.06%
194 JPMORGAN CHASE & CO 479,477 31,928 0.06%
195 TAIWAN FD INC 1,818,565 31,479 0.06%
196 CHINA MOBILE LIMITED 501,754 30,867 0.06%
197 ISHARES TR 606,936 30,862 0.06%
198 SOUTHERN CO 600,653 30,813 0.06%
199 NETEASE INC 127,300 30,651 0.06%
200 TRINITY INDS INC 25,520,000 30,624 0.06% PRN
Page 4 of 29