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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 CVS HEALTH CORP 3,111,360 276,879 0.60%
52 PG&E CORP 4,361,065 266,766 0.58%
53 AETNA INC NEW 2,243,114 258,967 0.56%
54 LILLY ELI & CO 3,180,601 255,275 0.56%
55 RYANAIR HLDGS PLC 3,275,297 245,745 0.53%
56 UNION PAC CORP 2,495,761 243,411 0.53%
57 JOHNSON & JOHNSON 2,042,035 241,225 0.53%
58 EOG RES INC 2,493,428 241,139 0.52%
59 SIGNET JEWELERS LIMITED 3,215,346 239,639 0.52%
60 AMEREN CORP 4,452,792 218,988 0.48%
61 THERMO FISHER SCIENTIFIC INC 1,349,766 214,693 0.47%
62 KELLOGG CO 2,696,905 208,929 0.45%
63 PIONEER NAT RES CO 1,113,571 206,734 0.45%
64 INTUITIVE SURGICAL INC 284,700 206,359 0.45%
65 ALIBABA GROUP HLDG LTD 1,881,481 199,041 0.43%
66 CHEVRON CORP NEW 1,925,227 198,144 0.43%
67 FIDELITY NATL INFORMATION SV 2,477,260 190,823 0.42%
68 DEERE & CO 2,005,129 171,137 0.37%
69 VANTIV INC 3,011,597 169,462 0.37%
70 PENNEY J C 17,846,577 164,545 0.36%
71 HDFC BANK LTD 2,179,278 156,668 0.34%
72 COMCAST CORP NEW 2,355,921 156,291 0.34%
73 MALLINCKRODT PUB LTD CO 2,091,740 145,961 0.32%
74 CBOE HLDGS INC 2,165,521 140,434 0.31%
75 DECKERS OUTDOOR CORP 2,210,959 131,662 0.29%
76 VERIZON COMMUNICATIONS INC 2,472,993 128,546 0.28%
77 PARKER HANNIFIN CORP 947,320 118,917 0.26%
78 CELGENE CORP 1,104,009 115,402 0.25%
79 MCKESSON CORP 691,190 115,255 0.25%
80 AUTOZONE INC 147,291 113,169 0.25%
81 SPDR GOLD TR 879,556 110,507 0.24%
82 ISHARES TR 506,784 110,255 0.24%
83 KEYCORP 8,976,280 109,241 0.24%
84 BRISTOL MYERS SQUIBB CO 2,019,753 108,905 0.24%
85 ANHEUSER BUSCH INBEV SA/NV 819,259 107,658 0.23%
86 MEDTRONIC PLC 1,197,100 103,429 0.23%
87 CREDICORP LTD 677,337 103,104 0.22%
88 LOWES COS INC 1,372,666 99,120 0.22%
89 VERTEX PHARMACEUTICALS INC 1,110,900 96,881 0.21%
90 NORWEGIAN CRUISE LINE HLDG L 2,543,711 95,897 0.21%
91 EXXON MOBIL CORP 1,097,983 95,831 0.21%
92 SHIRE PLC 478,504 92,762 0.20%
93 ICICI BANK LIMITED 12,310,628 91,960 0.20%
94 HARTFORD FINL SVCS GROUP INC 2,076,224 88,903 0.19%
95 FACEBOOK INC 650,362 83,421 0.18%
96 STARBUCKS CORP 1,521,022 82,348 0.18%
97 MONSANTO CO NEW 803,699 82,138 0.18%
98 SILICON MOTION TECHN 1,570,438 81,332 0.18%
99 TATA MTRS LTD 1,963,639 78,506 0.17%
100 NEW ORIENTAL ED & TECH GRP I 1,622,150 75,202 0.16%
Page 2 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 272,349 47,996 0.10%
2 3M CO 13,615 2,399 0.00%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 179,034 11,291 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,915,616 24,213 0.05%
6 ABERDEEN GTR CHINA FD INC 50,620 460 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
9 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
10 ABERDEEN SINGAPORE FD INC COM 746,638 7,003 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
19 ADVANCE AUTO PARTS INC 1,909 284 0.00%
20 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
21 ADVANCED ENERGY INDS COM 32,921 1,557 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,466,720 8,668 0.02%
24 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 381,668 2,255 0.00%
25 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
26 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
27 AERCAP HOLDINGS NV 97,131 3,738 0.01%
28 AES CORP 3,024,961 38,870 0.08%
29 AETNA INC NEW 2,325 268 0.00%
30 AETNA INC NEW 2,273,956 262,528 0.52%
31 AETNA INC NEW 3,580 413 0.00%
32 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
33 AGILENT TECHNOLOGIES INC 65,592 3,088 0.01%
34 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
35 AGREE RLTY CORP COM 1,000 49 0.00%
36 AIR LEASE CORP 97,901 2,798 0.01%
37 AIRCASTLE LTD 8,000 158 0.00%
38 AK STL CORP 22,600,000 27,148 0.05% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
40 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
41 ALASKA AIR GROUP INC 279,964 18,438 0.04%
42 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
43 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 61,549 2,189 0.00%
45 ALEXION PHARMACEUTIC 12 1 0.00%
46 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
47 ALIBABA GROUP HLDG LTD 19,709 2,085 0.00%
48 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
49 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
50 ALLEGIANT TRAVEL CO 50 6 0.00%
Page 1 of 29