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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
951 THERMO FISHER SCIENTIFIC INC 2,405 382 0.00%
952 POST HLDGS INC 4,963 382 0.00%
953 VIPSHOP HLDGS LTD 25,900 379 0.00%
954 WABCO HLDGS INC 3,309 375 0.00%
955 CARDINAL HEALTH INC 4,825 374 0.00%
956 CHINA LODGING GROUP LTD 8,100 365 0.00%
957 CONOCOPHILLIPS 8,405 365 0.00%
958 CHINA PETE & CHEM CORP 4,924 363 0.00%
959 CHEVRON CORP NEW 3,492 359 0.00%
960 DOMINION ENERGY INC 4,841 359 0.00%
961 BUCKEYE PARTNERS L P 5,000 358 0.00%
962 GENPACT LIMITED 14,988 358 0.00%
963 NEW ORIENTAL ED & TECH GRP I 7,700 356 0.00%
964 Alcoa 34,924 354 0.00%
965 YANDEX N V 16,800 353 0.00%
966 CEMEX SAB DE CV 44,400 352 0.00%
967 DIAGEO P L C 3,000 348 0.00%
968 DU PONT E I DE NEMOURS & CO 5,133 343 0.00%
969 AON PLC 3,045 342 0.00%
970 EXXON MOBIL CORP 3,913 341 0.00%
971 DOW CHEM CO 6,431 333 0.00%
972 AMERICAN EXPRESS CO 5,185 332 0.00%
973 CNOOC LTD 2,607 329 0.00%
974 WNS HOLDINGS LTD 10,981 328 0.00%
975 BROADCOM LTD 1,900 327 0.00%
976 APPLIED MATLS INC 10,700 322 0.00%
977 VOYA EMERGING MKTS HIGH DIVI 38,555 315 0.00% PRN
978 PETROCHINA CO LTD 4,711 314 0.00%
979 DR REDDYS LABS LTD 6,700 311 0.00%
980 SEAGATE TECHNOLOGY PLC 8,000 308 0.00%
981 CONTROLADORA VUELA CIA DE AV 17,500 304 0.00%
982 SCHLUMBERGER LTD 3,855 303 0.00%
983 AVERY DENNISON CORP 3,870 301 0.00%
984 MKS INSTRUMENT INC 5,973 297 0.00%
985 DOVER CORP 4,000 294 0.00%
986 ISHARES SILVER TR 16,000 291 0.00%
987 MONDELEZ INTL INC 6,574 288 0.00%
988 DELTA AIRLINES INC DEL 7,255 285 0.00%
989 TURKISH INVT FD INC 35,030 281 0.00%
990 MOBILE TELESYSTEMS PJSC 36,812 280 0.00%
991 BCE INC 6,000 277 0.00%
992 MONSANTO CO NEW 2,545 260 0.00%
993 WASHINGTON PRIME GROUP NEW 20,995 259 0.00%
994 MCKESSON CORP 1,533 255 0.00%
995 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 8,000 251 0.00% PRN
996 ISHARES INC 7,000 251 0.00%
997 MFS MULTIMARKET INCOME TR 40,370 245 0.00% PRN
998 MORGAN STANLEY 7,620 244 0.00%
999 QUINTILES IMS HOLDINGS INC 2,995 242 0.00%
1000 SCHWAB CHARLES CORP 7,610 240 0.00%
Page 20 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 BAUSCH HEALT 1 0 0.00%
2 VALE S A 50 0 0.00%
3 JAZZ PHARMACEUTICALS PLC 7 0 0.00%
4 INTERVAL LEISURE GROUP INC 43 0 0.00%
5 TOTAL SYS SVCS INC 20 0 0.00%
6 TIME INC NEW 53 0 0.00%
7 COGNIZANT TECHNOLOGY SOLUTIO 20 0 0.00%
8 Corrections Cp Amer Ne 1 0 0.00%
9 WHIRLPOOL CORP 6 0 0.00%
10 JOY GLOBAL INC 25 0 0.00%
11 RMR GROUP INC 6 0 0.00%
12 SALESFORCE COM INC 17 1 0.00%
13 REGENERON PHARMACEUTICALS 4 1 0.00%
14 T MOBILE US INC 31 1 0.00%
15 NETFLIX INC 12 1 0.00%
16 ELECTRONIC ARTS INC 17 1 0.00%
17 GATX CORP 28 1 0.00%
18 GERDAU S A 576 1 0.00%
19 GAP 50 1 0.00%
20 L BRANDS INC 26 1 0.00%
21 GRAPHIC PACKAGING HLDG CO 126 1 0.00%
22 ALEXION PHARMACEUTICALS INC 12 1 0.00%
23 SIRIUS XM HOLDINGS INC 368 1 0.00%
24 MASCO CORP 45 1 0.00%
25 AMPHENOL CORP NEW 23 1 0.00%
26 CADENCE DESIGN SYSTEM INC 65 1 0.00%
27 CREDIT SUISSE GROUP 182 2 0.00%
28 NOAH HOLDINGS LTD CL A ADR 100 2 0.00%
29 WESTROCK CO 48 2 0.00%
30 AMERICAN INTL GROUP INC 37 2 0.00%
31 NVIDIA CORPORATION 34 2 0.00%
32 INTERPUBLIC GROUP COS INC 105 2 0.00%
33 LEAR CORP 22 2 0.00%
34 CRITEO S A SPONS ADS 100 3 0.00%
35 PANERA BREAD CO 24 4 0.00%
36 INTERNATIONAL FLAVORS&FRAGRA 32 4 0.00%
37 NORDIC AMERICAN TANKERS LIMI 460 4 0.00%
38 DOLLAR GEN CORP NEW 84 5 0.00%
39 NASDAQ INC 77 5 0.00%
40 NATIONAL RETAIL PPTYS INC 100 5 0.00%
41 GOLDMAN SACHS GROUP INC 33 5 0.00%
42 SKYWEST INC 200 5 0.00%
43 GRAINGER W W INC 25 5 0.00%
44 CHILDRENS PL INC 73 5 0.00%
45 BANCO SANTANDER CHILE NEW 273 5 0.00%
46 CHEESECAKE FACTORY INC 100 5 0.00%
47 LLOYDS BANKING GROUP PLC 2,376 6 0.00%
48 NATIONAL HEALTHCARE CORP COM 100 6 0.00%
49 WIX COM LTD 141 6 0.00%
50 BGC PARTNERS INCORPORATED CLASS A 689 6 0.00%
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