| 1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
2,515,538 |
20,590,000 |
29.08% |
|
|
| 2 |
1607 Capital Partners, LLC |
2,451,630 |
20,079,000 |
28.36% |
|
|
| 3 |
Oxbow Advisors, LLC |
601,931 |
4,930,000 |
6.96% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
574,172 |
4,703,000 |
6.64% |
|
|
| 5 |
Karpus Management, Inc. |
418,352 |
3,426,000 |
4.84% |
|
|
| 6 |
MORGAN STANLEY |
354,699 |
2,905,000 |
4.10% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
349,053 |
2,859,000 |
4.04% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
247,915 |
2,030,000 |
2.87% |
|
|
| 9 |
UBS Group AG |
209,779 |
1,718,000 |
2.43% |
|
|
| 10 |
CORNERSTONE ADVISORS INC |
201,209 |
1,648,000 |
2.33% |
|
|
| 11 |
AMERIPRISE FINANCIAL INC |
198,283 |
1,624,000 |
2.29% |
|
|
| 12 |
CITIGROUP INC |
129,801 |
1,063,000 |
1.50% |
|
|
| 13 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
105,661 |
865,000 |
1.22% |
|
|
| 14 |
Advisors Asset Management, Inc. |
62,354 |
511,000 |
0.72% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
56,044 |
459,000 |
0.65% |
|
|
| 16 |
LAZARD ASSET MANAGEMENT LLC |
38,555 |
315,000 |
0.44% |
|
PRN |
| 17 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
37,071 |
304,000 |
0.43% |
|
|
| 18 |
PNC FINANCIAL SERVICES GROUP, INC. |
23,950 |
195,000 |
0.28% |
|
|
| 19 |
STIFEL FINANCIAL CORP |
18,533 |
151,000 |
0.21% |
|
|
| 20 |
ROBLE, BELKO & COMPANY, INC |
16,627 |
136,000 |
0.19% |
|
|
| 21 |
LPL Financial LLC |
15,435 |
122,000 |
0.17% |
|
|
| 22 |
ROYAL BANK OF CANADA |
10,838 |
89,000 |
0.13% |
|
|
| 23 |
Cordasco Financial Network |
4,840 |
36,000 |
0.05% |
|
|
| 24 |
NEXT Financial Group, Inc |
1,750 |
14,000 |
0.02% |
|
|
| 25 |
MONETARY MANAGEMENT GROUP INC |
1,500 |
12,000 |
0.02% |
|
|
| 26 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,244 |
10,000 |
0.01% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,167 |
10,000 |
0.01% |
|
|
| 28 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
666 |
6,000 |
0.01% |
|
|
| 29 |
MSI Financial Services Inc |
150 |
1,000 |
0.00% |
|
|
| 30 |
ADVISOR GROUP, INC. |
169 |
1,000 |
0.00% |
|
|
