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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1101 MID AMER APT CMNTYS INC 800 75 0.00%
1102 HONEYWELL INTL INC 637 74 0.00%
1103 LOCKHEED MARTIN CORP 312 74 0.00%
1104 ING GROEP N V 6,030 74 0.00%
1105 RLJ LODGING TR COM 3,500 73 0.00%
1106 BHP BILLITON PLC 2,410 73 0.00%
1107 STAGE STORES INC 13,000 72 0.00%
1108 WABASH NATL CORP 4,860 69 0.00%
1109 SUNTRUST BKS INC 1,536 67 0.00%
1110 NORTHSTAR REALTY EUROPE CORPORATION 6,185 67 0.00%
1111 NORTHWEST NAT GAS CO 1,050 63 0.00%
1112 TRANSDIGM GROUP INC 215 62 0.00%
1113 MAXLINEAR INC COM 3,000 60 0.00%
1114 U S CONCRETE INC 1,300 59 0.00%
1115 MACERICH CO 732 59 0.00%
1116 PolyOne Corp 900 59 0.00%
1117 KKR & CO LP COMMON UNITS 4,000 57 0.00%
1118 FACEBOOK INC 451 57 0.00%
1119 PIEDMONT OFFICE REALTY TR INC COM CL A 2,600 56 0.00%
1120 EXPRESS SCRIPTS HLDG CO 772 54 0.00%
1121 PROGRESSIVE CORP OHIO 1,695 53 0.00%
1122 SILICON MOTION TECHN 1,000 51 0.00%
1123 WASTE CONNECTIONS INC 690 51 0.00%
1124 HIMAX TECHNOLOGIES INC 6,000 51 0.00%
1125 CEMEX SAB DE CV 6,399 50 0.00%
1126 MEAD JOHNSON NUTRITI 641 50 0.00%
1127 KOREA ELECTRIC PWR 2,062 50 0.00%
1128 AGREE RLTY CORP COM 1,000 49 0.00%
1129 DOUGLAS EMMETT INC COM 1,269 46 0.00%
1130 DARDEN RESTAURANTS INC 750 45 0.00%
1131 CHECK POINT SOFTWARE TECH LT 590 45 0.00%
1132 PS BUSINESS PKS INC CALIF 400 45 0.00%
1133 WELLS FARGO & CO NEW 1,000 44 0.00%
1134 TAUBMAN CTRS INC 600 44 0.00%
1135 WESTERN DIGITAL CORP 760 44 0.00%
1136 LOEWS CORP 1,056 43 0.00%
1137 REALTY INCOME CORP 600 40 0.00%
1138 GRUPO AEROPORTUARIO DEL SURE 268 39 0.00%
1139 HEALTHCARE RLTY TR 1,100 37 0.00%
1140 CHUNGHWA TELECOM CO LTD 1,053 36 0.00%
1141 ISHARES 1,425 36 0.00%
1142 ISHARES TR 580 34 0.00%
1143 SCHWAB CHARLES CORP 1,080 34 0.00%
1144 TIME WARNER INC 424 33 0.00%
1145 CONSOLIDATED EDISON INC 429 32 0.00%
1146 CRACKER BARREL OLD CTRY STOR 245 32 0.00%
1147 MEAD JOHNSON NUTRITI 404 31 0.00%
1148 MANPOWERGROUP INC 440 31 0.00%
1149 Corrections Cp Amer Ne 2,201 30 0.00%
1150 EQUITY COMWLTH COM SH BEN INT 1,000 30 0.00%
Page 23 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 272,349 47,996 0.10%
2 3M CO 13,615 2,399 0.00%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 179,034 11,291 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,915,616 24,213 0.05%
6 ABERDEEN GTR CHINA FD INC 50,620 460 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
9 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
10 ABERDEEN SINGAPORE FD INC COM 746,638 7,003 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
19 ADVANCE AUTO PARTS INC 1,909 284 0.00%
20 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
21 ADVANCED ENERGY INDS COM 32,921 1,557 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,466,720 8,668 0.02%
24 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 381,668 2,255 0.00%
25 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
26 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
27 AERCAP HOLDINGS NV 97,131 3,738 0.01%
28 AES CORP 3,024,961 38,870 0.08%
29 AETNA INC NEW 2,325 268 0.00%
30 AETNA INC NEW 2,273,956 262,528 0.52%
31 AETNA INC NEW 3,580 413 0.00%
32 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
33 AGILENT TECHNOLOGIES INC 65,592 3,088 0.01%
34 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
35 AGREE RLTY CORP COM 1,000 49 0.00%
36 AIR LEASE CORP 97,901 2,798 0.01%
37 AIRCASTLE LTD 8,000 158 0.00%
38 AK STL CORP 22,600,000 27,148 0.05% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
40 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
41 ALASKA AIR GROUP INC 279,964 18,438 0.04%
42 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
43 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 61,549 2,189 0.00%
45 ALEXION PHARMACEUTIC 12 1 0.00%
46 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
47 ALIBABA GROUP HLDG LTD 19,709 2,085 0.00%
48 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
49 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
50 ALLEGIANT TRAVEL CO 50 6 0.00%
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