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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1201 NRG ENERGY INC 865 9 0.00%
1202 CHEMOURS CO 600 9 0.00%
1203 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
1204 LIFEPOINT HEALTH INC 143 8 0.00%
1205 BERKLEY W R CORP 145 8 0.00%
1206 MATTEL INC 268 8 0.00%
1207 CERNER CORP 142 8 0.00%
1208 COMMUNITY HEALTH SYS INC NEW 965,938 8 0.00%
1209 LIFE STORAGE INC 100 8 0.00%
1210 CABOT CORP 142 7 0.00%
1211 DTE ENERGY CO 84 7 0.00%
1212 PRICE T ROWE GROUP INC 118 7 0.00%
1213 FOUR CORNERS PPTY TR INC COM 341 7 0.00%
1214 ALLEGIANT TRAVEL CO 50 6 0.00%
1215 UNIVERSAL HEALTH RLTY INCOME 100 6 0.00%
1216 GAMING & LEISURE PPTYS INC 187 6 0.00%
1217 LG DISPLAY CO LTD 472 6 0.00%
1218 HILLTOP HOLDINGS INC 300 6 0.00%
1219 NATIONAL HEALTHCARE CORP COM 100 6 0.00%
1220 SCANA 87 6 0.00%
1221 BGC PARTNERS INC 689 6 0.00%
1222 NATIONAL RETAIL PPTYS INC 100 5 0.00%
1223 NASDAQ OMX GROUP 77 5 0.00%
1224 CHILDRENS PL INC 73 5 0.00%
1225 DOLLAR GEN CORP NEW 84 5 0.00%
1226 FERRARI N V 100 5 0.00%
1227 CHEESECAKE FACTORY INC 100 5 0.00%
1228 BANCO SANTANDER CHILE NEW 273 5 0.00%
1229 SKYWEST INC 200 5 0.00%
1230 GOLDMAN SACHS GROUP INC 33 5 0.00%
1231 GRAINGER W W INC 25 5 0.00%
1232 LEAR CORP 40 4 0.00%
1233 NORDIC AMERICAN TANKERS LIMI 460 4 0.00%
1234 PANERA BREAD CO 24 4 0.00%
1235 INTERNATIONAL FLAVORS&FRAGRA 32 4 0.00%
1236 ASPEN TECHNOLOGY COM USD0.10 65 3 0.00%
1237 CRITEO S A 100 3 0.00%
1238 NOAH HOLDINGS 100 2 0.00%
1239 WESTROCK CO 48 2 0.00%
1240 EDWARDS LIFESCIENCES CORP 24 2 0.00%
1241 GRAPHIC PACKAGING HLDG CO 126 1 0.00%
1242 INTERVAL LEISURE GROUP INC 43 0 0.00%
1243 HSBC HLDGS PLC 1 0 0.00%
1244 TIME INC NEW 53 0 0.00%
1245 VALEANT PHARMACEUTICALS INTL 1 0 0.00%
1246 RMR GROUP INC 6 0 0.00%
Page 25 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
251 JPMORGAN CHINA REGION FD INC 1,248,976 21,944 0.04%
252 SHUTTERFLY INC 22,227,000 21,879 0.04% PRN
253 XCEL ENERGY INC 530,036 21,805 0.04%
254 PGT INNOVATIONS INC COM 2,035,459 21,718 0.04%
255 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.04% PRN
256 INTERNATIONAL BUSINESS MACHS 135,644 21,547 0.04%
257 ALTRA INDL MOTION CORP 18,100,000 21,425 0.04% PRN
258 SYSCO CORP 436,023 21,369 0.04%
259 WAL-MART STORES INC 295,307 21,297 0.04%
260 LEIDOS HLDGS INC 490,940 21,247 0.04%
261 ALTRA INDL MOTION CORP COM 726,916 21,058 0.04%
262 ISHARES TR 189,500 20,862 0.04% PRN
263 RELX NV 1,161,618 20,746 0.04%
264 ZOETIS INC 398,884 20,745 0.04%
265 HEWLETT PACKARD ENTERPRISE C 910,932 20,723 0.04%
266 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
267 GREAT PLAINS ENERGY INC 756,633 20,648 0.04%
268 BLOOMIN BRANDS INC 1,182,650 20,388 0.04%
269 PUBLIC SVC ENTERPRISE GRP IN 485,850 20,342 0.04%
270 HOLOGIC INC 16,500,000 20,274 0.04% PRN
271 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
272 EXELON CORP 605,232 20,148 0.04%
273 NCR CORP NEW 624,260 20,094 0.04%
274 ISHARES TR 161,727 19,921 0.04% PRN
275 TYSON FOODS INC 266,448 19,895 0.04%
276 LITTELFUSE INC 153,711 19,799 0.04%
277 WALGREENS BOOTS ALLIANCE INC 245,112 19,760 0.04%
278 SALLY BEAUTY HLDGS INC 758,145 19,469 0.04%
279 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
280 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
281 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
282 FACTSET RESH SYS INC 119,417 19,357 0.04%
283 UNITEDHEALTH GROUP INC 137,533 19,254 0.04%
284 TANGER FACTORY OUTLET CTRS I 492,344 19,181 0.04%
285 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
286 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
287 QUALCOMM INC 278,634 19,086 0.04%
288 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
289 PATTERN ENERGY GROUP INC 837,862 18,843 0.04%
290 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
291 GDL FUND 1,887,459 18,780 0.04%
292 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
293 TENNANT CO 289,286 18,745 0.04%
294 AUTOMATIC DATA PROCESSING IN 212,422 18,735 0.04%
295 PAYCHEX INC 321,271 18,591 0.04%
296 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
297 PROCTER AND GAMBLE CO 206,244 18,510 0.04%
298 INTUIT 167,917 18,472 0.04%
299 ALASKA AIR GROUP INC 279,964 18,438 0.04%
300 POOL CORPORATION 194,378 18,372 0.04%
Page 6 of 29