| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 1,887,459 | 18,780,000 | 21.46% | ||
| 2 | GABELLI & Co INVESTMENT ADVISERS, INC. | 1,418,091 | 14,110,000 | 16.12% | ||
| 3 | Advisors Asset Management, Inc. | 1,127,656 | 11,220,000 | 12.82% | ||
| 4 | Glacier Peak Capital LLC | 866,366 | 6,210,000 | 7.10% | ||
| 5 | DESCHUTES PORTFOLIO STRATEGY, LLC | 588,800 | 5,859,000 | 6.69% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 488,978 | 4,865,000 | 5.56% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 383,472 | 3,816,000 | 4.36% | ||
| 8 | GAMCO INVESTORS, INC. ET AL | 277,710 | 2,763,000 | 3.16% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 271,056 | 2,697,000 | 3.08% | ||
| 10 | CORNERSTONE ADVISORS INC | 265,518 | 2,642,000 | 3.02% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 244,558 | 2,433,000 | 2.78% | ||
| 12 | Ancora Advisors LLC | 209,141 | 2,081,000 | 2.38% | ||
| 13 | MORGAN STANLEY | 143,101 | 1,424,000 | 1.63% | ||
| 14 | CSS LLC/IL | 88,759 | 883,000 | 1.01% | ||
| 15 | 1607 Capital Partners, LLC | 86,278 | 858,000 | 0.98% | ||
| 16 | Horizon Kinetics LLC | 75,610 | 752,000 | 0.86% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 56,433 | 562,000 | 0.64% | ||
| 18 | CITIGROUP INC | 47,848 | 476,000 | 0.54% | ||
| 19 | WEDBUSH SECURITIES INC | 45,977 | 457,000 | 0.52% | ||
| 20 | WELLS FARGO & COMPANY/MN | 41,705 | 415,000 | 0.47% | ||
| 21 | Virtu KCG Holdings LLC | 36,323 | 361,000 | 0.41% | ||
| 22 | SENTINEL TRUST CO LBA | 34,671 | 345,000 | 0.39% | ||
| 23 | Round Table Services, LLC | 34,300 | 341,000 | 0.39% | ||
| 24 | MSI Financial Services Inc | 31,319 | 312,000 | 0.36% | ||
| 25 | DOLIVER ADVISORS, LP | 31,329 | 312,000 | 0.36% | ||
| 26 | Bulldog Investors, LLP | 28,598 | 284,000 | 0.32% | ||
| 27 | OPERA TRADING CAPITAL | 27,740 | 276,000 | 0.32% | ||
| 28 | RELATIVE VALUE PARTNERS GROUP, LLC | 27,485 | 273,000 | 0.31% | ||
| 29 | TFS CAPITAL LLC | 25,987 | 259,000 | 0.30% | ||
| 30 | CUE ADVISORY SERVICES, INC. | 25,570 | 254,000 | 0.29% | ||
| 31 | ZAZOVE ASSOCIATES LLC | 22,652 | 225,000 | 0.26% | ||
| 32 | LPL Financial LLC | 13,956 | 138,000 | 0.16% | ||
| 33 | InterOcean Capital, LLC | 13,450 | 134,000 | 0.15% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 12,050 | 120,000 | 0.14% | ||
| 35 | STIFEL FINANCIAL CORP | 10,512 | 106,000 | 0.12% | ||
| 36 | UBS Group AG | 8,294 | 82,000 | 0.09% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,643 | 76,000 | 0.09% | ||
| 38 | Jolley Asset Management, LLC | 6,820 | 68,000 | 0.08% | ||
| 39 | ROYAL BANK OF CANADA | 6,675 | 66,000 | 0.08% | ||
| 40 | ENVESTNET ASSET MANAGEMENT INC | 4,121 | 41,000 | 0.05% | ||
| 41 | DEUTSCHE BANK AG\ | 4,100 | 40,000 | 0.05% | ||
| 42 | WFG Advisors, LP | 4,000 | 40,000 | 0.05% | ||
| 43 | IFP ADVISORS, INC | 1,869 | 19,000 | 0.02% | ||
| 44 | TRUST CO OF VERMONT | 1,550 | 15,000 | 0.02% | ||
| 45 | PNC FINANCIAL SERVICES GROUP, INC. | 1,479 | 15,000 | 0.02% | ||
| 46 | Thomas J. Herzfeld Advisors, Inc. | 1,000 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
