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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 BANCOLOMBIA S A 1,883,930 73,548 0.16%
102 COSTCO WHSL CORP NEW 477,050 72,754 0.16%
103 MCDONALDS CORP 625,445 72,151 0.16%
104 MERCK & CO INC 1,154,460 72,049 0.16%
105 HOST HOTELS & RESORTS INC 4,534,827 70,607 0.15%
106 KIRBY CORP 1,122,695 69,786 0.15%
107 AMAZON COM INC 82,961 69,464 0.15%
108 ANADARKO PETE CORP 1,051,305 66,610 0.14%
109 ROSS STORES INC 1,026,711 66,017 0.14%
110 NEXTERA ENERGY INC 533,240 65,225 0.14%
111 OCCIDENTAL PETE CORP DEL 889,553 64,866 0.14%
112 MASTERCARD INCORPORATED 632,062 64,324 0.14%
113 LABORATORY CORP AMER HLDGS 464,722 63,889 0.14%
114 CHECK POINT SOFTWARE TECH LT 822,251 63,814 0.14%
115 SPLUNK INC 1,067,690 62,652 0.14%
116 MEAD JOHNSON NUTRITION CO 782,665 61,838 0.13%
117 EDISON INTL 850,985 61,483 0.13%
118 VALERO ENERGY CORP NEW 1,152,699 61,093 0.13%
119 COLGATE PALMOLIVE CO 820,109 60,802 0.13%
120 OCEANEERING INTL INC 2,173,384 59,789 0.13%
121 NIELSEN HLDGS PLC 1,107,319 59,319 0.13%
122 DU PONT E I DE NEMOURS & CO 884,422 59,229 0.13%
123 INDIA FD INC 2,361,362 58,703 0.13%
124 YANDEX N V 2,784,795 58,619 0.13%
125 EASTMAN CHEM CO 848,804 57,447 0.13%
126 BANCO BRADESCO S A 6,315,827 57,284 0.12%
127 PEPSICO INC 502,807 54,690 0.12%
128 Oracle Corp. 1,376,876 54,083 0.12%
129 VIPSHOP HLDGS LTD 3,678,244 53,959 0.12%
130 MORGAN STANLEY CHINA A SH FD 2,787,235 52,121 0.11%
131 Freeport-McMoRan Copper & Gold 4,780,275 51,913 0.11%
132 TEMPLETON DRAGON FD INC 2,926,946 51,514 0.11%
133 NORFOLK SOUTHERN CORP 508,837 49,387 0.11%
134 TAIWAN SEMICONDUCTOR MFG LTD 1,599,911 48,941 0.11%
135 CITIGROUP INC 1,031,870 48,735 0.11%
136 CATERPILLAR INC DEL 542,675 48,173 0.10%
137 ISHARES TR 422,624 47,511 0.10% PRN
138 NOBLE ENERGY INC 1,320,103 47,180 0.10%
139 3M CO 258,443 45,545 0.10%
140 PETROLEO BRASILEIRO SA PETRO 5,435,741 45,171 0.10%
141 TAL ED GROUP 627,655 44,463 0.10%
142 RAYTHEON CO 315,734 42,980 0.09%
143 PACWEST BANCORP DEL 996,928 42,778 0.09%
144 ALPHABET INC 51,180 41,151 0.09%
145 NEWMONT MINING CORP 1,036,627 40,729 0.09%
146 AON PLC 361,144 40,625 0.09%
147 BRITISH AMERN TOB PLC 316,533 40,405 0.09%
148 ISHARES TR 357,871 40,349 0.09% PRN
149 CEMEX SAB DE CV 35,000,000 39,462 0.09% PRN
150 AMERICAN CAMPUS CMNTYS INC 765,860 38,959 0.08%
Page 3 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 427,732 48,085 0.10% PRN
2 ISHARES TR 371,920 41,933 0.08% PRN
3 CEMEX SAB DE CV 35,000,000 39,462 0.08% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.06% PRN
5 STARWOOD PPTY TR INC 29,600,000 30,599 0.06% PRN
6 ADVANCED MICRO DEVICES INC 28,000,000 30,520 0.06% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.05% PRN
10 CAA 27,134,000 25,268 0.05% PRN
11 WRIGHT MED GROUP INC 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.04% PRN
15 DEPOMED INC 15,515,000 22,147 0.04% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.04% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.04% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.04% PRN
19 ISHARES TR 189,500 20,862 0.04% PRN
20 CARRIAGE SVCS INC 17,559,000 20,664 0.04% PRN
21 HOLOGIC INC 16,500,000 20,274 0.04% PRN
22 iShares iBoxx Investment Grade 161,727 19,921 0.04% PRN
23 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
24 TOL 19,725,000 19,441 0.04% PRN
25 PROOFPOINT INC 10,035,000 19,417 0.04% PRN
26 LIVE NATION ENTERTAINMENT IN 17,567,000 19,115 0.04% PRN
27 EBS 15,500,000 19,035 0.04% PRN
28 RWT 18,681,000 18,832 0.04% PRN
29 BIOMARIN PHARMACEUTICAL INC 15,000,000 18,778 0.04% PRN
30 ICPT 3 1/4 7/1/23 16,500,000 18,531 0.04% PRN
31 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
32 GREENBRIER COMPANIES 16,050,000 18,236 0.04% PRN
33 COLONY STARWOOD HOMES 16,544,000 18,012 0.04% PRN
34 TESARO INC 6,000,000 17,651 0.04% PRN
35 AFSI 20,000,000 17,450 0.03% PRN
36 WEATHERFORD INTL LTD 15,500,000 17,427 0.03% PRN
37 COWEN INC 17,500,000 17,073 0.03% PRN
38 RTI INTL METALS 15,923,000 17,057 0.03% PRN
39 ALLEGHENY TECHNOLOGIES INC 12,000,000 16,987 0.03% PRN
40 LIBERTY MEDIA CORP 27,084,000 16,859 0.03% PRN
41 BROADSOFT INC 12,500,000 16,656 0.03% PRN
42 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.03% PRN
43 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
44 LGIH 9,000,000 15,845 0.03% PRN
45 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
46 HURN 15,487,000 15,680 0.03% PRN
47 SM ENERGY CO 13,000,000 15,665 0.03% PRN
48 TERRAVIA HLDGS INC 31,437,000 15,543 0.03% PRN
49 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
50 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
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