| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 41,412,000 | 45,215,000 | 17.08% | PRN | |
| 2 | Allianz Asset Management GmbH | 29,195,000 | 32,089,000 | 12.13% | PRN | |
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 24,838,000 | 27,145,000 | 10.26% | PRN | |
| 4 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 23,875,000 | 26,038,000 | 9.84% | PRN | |
| 5 | Invesco Ltd. | 16,206,000 | 17,665,000 | 6.67% | PRN | |
| 6 | TD ASSET MANAGEMENT INC | 15,464,000 | 16,914,000 | 6.39% | ||
| 7 | LAZARD ASSET MANAGEMENT LLC | 14,876,000 | 16,270,000 | 6.15% | PRN | |
| 8 | Calamos Advisors LLC | 12,000,000 | 13,156,000 | 4.97% | PRN | |
| 9 | SONORA INVESTMENT MANAGEMENT, LLC | 11,785,000 | 12,852,485 | 4.86% | ||
| 10 | LORD, ABBETT & CO. LLC | 7,099,000 | 7,765,000 | 2.93% | PRN | |
| 11 | CAMDEN ASSET MANAGEMENT L P /CA | 7,000,000 | 7,630,000 | 2.88% | PRN | |
| 12 | KORNITZER CAPITAL MANAGEMENT INC /KS | 6,700,000 | 7,303,000 | 2.76% | PRN | |
| 13 | Clearbridge Investments, LLC | 5,406,000 | 5,970,000 | 2.26% | PRN | |
| 14 | CITADEL ADVISORS LLC | 5,000,000 | 5,466,000 | 2.07% | PRN | |
| 15 | STEELHEAD PARTNERS LLC | 4,108,000 | 4,488,000 | 1.70% | PRN | |
| 16 | SSI INVESTMENT MANAGEMENT LLC | 3,577,000 | 3,896,000 | 1.47% | PRN | |
| 17 | Ionic Capital Management LLC | 2,300,000 | 2,511,000 | 0.95% | PRN | |
| 18 | CREDIT SUISSE AG/ | 2,100,000 | 2,289,000 | 0.86% | PRN | |
| 19 | SG Americas Securities, LLC | 15,660 | 1,713,000 | 0.65% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 1,506,000 | 1,640,000 | 0.62% | PRN | |
| 21 | WELLINGTON MANAGEMENT GROUP LLP | 1,354,000 | 1,476,000 | 0.56% | PRN | |
| 22 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 1,000,000 | 1,094,000 | 0.41% | PRN | |
| 23 | Man Investments (CH) AG | 700,000 | 766,000 | 0.29% | PRN | |
| 24 | Bank of New York Mellon Corp | 650,000 | 718,000 | 0.27% | ||
| 25 | IRON Financial LLC | 480,000 | 525,000 | 0.20% | ||
| 26 | CITIGROUP INC | 394,000 | 429,000 | 0.16% | PRN | |
| 27 | GOLDMAN SACHS GROUP INC | 374,000 | 408,000 | 0.15% | PRN | |
| 28 | SUNTRUST BANKS INC | 256,000 | 279,000 | 0.11% | ||
| 29 | BARCLAYS PLC | 206,000 | 225,000 | 0.09% | PRN | |
| 30 | Candriam S.C.A. | 200 | 220,000 | 0.08% | PRN | |
| 31 | BLACKROCK ADVISORS LLC | 166,000 | 181,000 | 0.07% | PRN | |
| 32 | DEUTSCHE BANK AG\ | 142,000 | 154,000 | 0.06% | PRN | |
| 33 | BlackRock Fund Advisors | 50,000 | 55,000 | 0.02% | PRN | |
| 34 | TDAM USA INC. | 36,000 | 39,000 | 0.01% | ||
| 35 | ADVISOR GROUP, INC. | 17 | 19,000 | 0.01% | PRN | |
| 36 | JPMORGAN CHASE & CO | 15,000 | 17,000 | 0.01% | PRN | |
| 37 | ROYAL BANK OF CANADA | 12,000 | 13,000 | 0.00% | PRN | |
| 38 | MSI Financial Services Inc | 9,000 | 10,000 | 0.00% | ||
| 39 | MORGAN STANLEY | 4,000 | 4,000 | 0.00% | PRN | |
| 40 | UBS Group AG | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
