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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 AES CORP 3,024,961 38,870 0.08%
152 NOVARTIS A G 491,962 38,845 0.08%
153 GENERAL MLS INC 606,183 38,722 0.08%
154 TAIWAN SEMICONDUCTOR MFG LTD 1,216,119 37,201 0.08%
155 PRUDENTIAL PLC 1,034,622 36,946 0.08%
156 AMERICAN ELEC PWR INC 574,361 36,879 0.08%
157 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
158 FMC TECHNOLOGIES INC 1,227,570 36,422 0.08%
159 INTEL CORP 964,089 36,394 0.08%
160 GENERAL AMERN INVS CO INC 1,114,088 36,374 0.08%
161 KIMBERLY CLARK CORP 283,768 35,794 0.08%
162 EVEREST RE GROUP LTD 186,106 35,354 0.08%
163 BERKSHIRE HATHAWAY INC DEL 238,683 34,482 0.08%
164 ASA GOLD AND PRECIOUS MTLS L 2,300,925 34,030 0.07%
165 ABBOTT LABS 787,550 33,305 0.07%
166 NEW GERMANY FD INC 2,315,063 33,221 0.07%
167 KINDER MORGAN INC DEL 1,435,748 33,208 0.07%
168 CHINA FD INC 2,012,061 33,078 0.07%
169 CONCHO RESOURCES 238,501 32,758 0.07%
170 CSX CORP 1,074,005 32,757 0.07%
171 TEVA PHARMACEUTICAL INDS LTD 703,411 32,363 0.07%
172 MOLSON COORS BREWING CO 292,072 32,069 0.07%
173 JPMORGAN CHASE & CO 479,360 31,920 0.07%
174 ISHARES TR 205,544 31,799 0.07%
175 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
176 Fox Factory Holding Corp 1,348,096 30,965 0.07%
177 CHINA MOBILE LIMITED 501,754 30,867 0.07%
178 VWR CORP 1,087,951 30,854 0.07%
179 NETEASE INC 127,300 30,651 0.07%
180 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
181 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
182 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
183 MORGAN STANLEY EMERGING MKTS FD INC 2,084,121 30,323 0.07%
184 REYNOLDS AMERICAN INC 639,973 30,174 0.07%
185 BLACKROCK RES COMMODITIES 3,679,734 29,989 0.07%
186 ISHARES TR 588,362 29,918 0.07%
187 CABOT OIL & GAS CORP 1,128,611 29,118 0.06%
188 BAIDU INC 158,299 28,821 0.06%
189 ISHARES TR 767,382 28,738 0.06%
190 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
191 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
192 SOUTHERN CO 554,634 28,452 0.06%
193 STATE STR CORP 407,527 28,376 0.06%
194 VANGUARD INTL EQUITY INDEX F 578,397 28,185 0.06%
195 P T TELEKOMUNIKASI INDONESIA 424,800 28,070 0.06%
196 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
197 FLIR SYS INC 877,189 27,561 0.06%
198 TAIWAN FD INC 1,592,017 27,557 0.06%
199 TJX COS INC NEW 366,852 27,433 0.06%
200 AK STL CORP 22,600,000 27,148 0.06% PRN
Page 4 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1301 CRACKER BARREL OLD CTRY STOR 245 32 0.00%
1302 CONSOLIDATED EDISON INC 429 32 0.00%
1303 MANPOWERGROUP INC 440 31 0.00%
1304 MEAD JOHNSON NUTRITI 404 31 0.00%
1305 EQUITY COMWLTH COM SH BEN INT 1,000 30 0.00%
1306 Corrections Cp Amer Ne 2,200 30 0.00%
1307 CABLE ONE INC 50 29 0.00%
1308 ISHARES TR 350 29 0.00% PRN
1309 WASHINGTON REAL ESTATE INVT 900 28 0.00%
1310 DUKE ENERGY CORP NEW 333 26 0.00%
1311 VEDANTA LTD 2,471 25 0.00%
1312 TRAVELERS COMPANIES INC 224 25 0.00%
1313 CAMDEN PROPERTY TRUS 300 25 0.00%
1314 VERISK ANALYTICS INC 298 24 0.00%
1315 GRAHAM HLDGS CO 50 24 0.00%
1316 BRINKER INTL INC 478 24 0.00%
1317 BRASKEM S A SP ADR PFD A 1,475 22 0.00%
1318 WASTE MGMT INC DEL 354 22 0.00%
1319 CUBESMART 800 21 0.00%
1320 ISHARES 390 21 0.00%
1321 Spectra Energy Corp Com 478 20 0.00%
1322 HORMEL FOODS CORP 539 20 0.00%
1323 Hudson Pacific Properties Inc 597 19 0.00%
1324 SAUL CENTERS INC 300 19 0.00%
1325 COMPANHIA BRASILEIRA DE DIST 1,171 19 0.00%
1326 MACK-CALI REALTY CORP COM 700 19 0.00%
1327 ATENTO S A 2,100 17 0.00%
1328 MCDONALDS CORP 150 17 0.00%
1329 URSTADT BIDDLE PPTYS INC CL A 800 17 0.00%
1330 GETTY RLTY CORP NEW 703 16 0.00%
1331 LUMEN TECHNOLOGIES INC 550 15 0.00%
1332 LTC PPTYS INC COM 300 15 0.00%
1333 BROADRIDGE FINL SOLUTIONS IN 234 15 0.00%
1334 KIMCO RLTY CORP 485 14 0.00%
1335 PRUDENTIAL FINL INC 181 14 0.00%
1336 EQUIFAX INC 110 14 0.00%
1337 SK TELECOM LTD 650 14 0.00%
1338 ADEPTUS HEALTH INC 325 13 0.00%
1339 VistaPrint NV 131 13 0.00%
1340 WEC ENERGY GROUP INC 225 13 0.00%
1341 CHIPOTLE MEXICAN GRILL INC 33 13 0.00%
1342 UNITED PARCEL SERVICE INC 112 12 0.00%
1343 MCCORMICK & CO INC 118 11 0.00%
1344 ENSIGN GROUP INC 573 11 0.00%
1345 LUMINEX CORP DEL 511 11 0.00%
1346 HOSPITALITY PPTYS TR 400 11 0.00%
1347 BRIXMOR PROPERTY 401 11 0.00%
1348 SABRE CORP 373 10 0.00%
1349 ECOLAB INC 85 10 0.00%
1350 HIGHWOODS PPTYS INC 200 10 0.00%
Page 27 of 29