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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 AES CORP 3,024,961 38,870 0.08%
152 NOVARTIS A G 491,962 38,845 0.08%
153 GENERAL MLS INC 606,183 38,722 0.08%
154 TAIWAN SEMICONDUCTOR MFG LTD 1,216,119 37,201 0.08%
155 PRUDENTIAL PLC 1,034,622 36,946 0.08%
156 AMERICAN ELEC PWR INC 574,361 36,879 0.08%
157 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
158 FMC TECHNOLOGIES INC 1,227,570 36,422 0.08%
159 INTEL CORP 964,089 36,394 0.08%
160 GENERAL AMERN INVS CO INC 1,114,088 36,374 0.08%
161 KIMBERLY CLARK CORP 283,768 35,794 0.08%
162 EVEREST RE GROUP LTD 186,106 35,354 0.08%
163 BERKSHIRE HATHAWAY INC DEL 238,683 34,482 0.08%
164 ASA GOLD AND PRECIOUS MTLS L 2,300,925 34,030 0.07%
165 ABBOTT LABS 787,550 33,305 0.07%
166 NEW GERMANY FD INC 2,315,063 33,221 0.07%
167 KINDER MORGAN INC DEL 1,435,748 33,208 0.07%
168 CHINA FD INC 2,012,061 33,078 0.07%
169 CONCHO RESOURCES 238,501 32,758 0.07%
170 CSX CORP 1,074,005 32,757 0.07%
171 TEVA PHARMACEUTICAL INDS LTD 703,411 32,363 0.07%
172 MOLSON COORS BREWING CO 292,072 32,069 0.07%
173 JPMORGAN CHASE & CO 479,360 31,920 0.07%
174 ISHARES TR 205,544 31,799 0.07%
175 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
176 Fox Factory Holding Corp 1,348,096 30,965 0.07%
177 CHINA MOBILE LIMITED 501,754 30,867 0.07%
178 VWR CORP 1,087,951 30,854 0.07%
179 NETEASE INC 127,300 30,651 0.07%
180 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
181 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
182 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
183 MORGAN STANLEY EMERGING MKTS FD INC 2,084,121 30,323 0.07%
184 REYNOLDS AMERICAN INC 639,973 30,174 0.07%
185 BLACKROCK RES COMMODITIES 3,679,734 29,989 0.07%
186 ISHARES TR 588,362 29,918 0.07%
187 CABOT OIL & GAS CORP 1,128,611 29,118 0.06%
188 BAIDU INC 158,299 28,821 0.06%
189 ISHARES TR 767,382 28,738 0.06%
190 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
191 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
192 SOUTHERN CO 554,634 28,452 0.06%
193 STATE STR CORP 407,527 28,376 0.06%
194 VANGUARD INTL EQUITY INDEX F 578,397 28,185 0.06%
195 P T TELEKOMUNIKASI INDONESIA 424,800 28,070 0.06%
196 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
197 FLIR SYS INC 877,189 27,561 0.06%
198 TAIWAN FD INC 1,592,017 27,557 0.06%
199 TJX COS INC NEW 366,852 27,433 0.06%
200 AK STL CORP 22,600,000 27,148 0.06% PRN
Page 4 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1351 WIPRO LIMITED SPON ADR 1 SH 1,064 10 0.00%
1352 TARGET CORP 159 10 0.00%
1353 First Potomac Realty Trust 1,100 10 0.00%
1354 US BANCORP DEL 234 10 0.00%
1355 WEIBO CORP 200 10 0.00%
1356 NRG ENERGY INC 865 9 0.00%
1357 HEALTHSOUTH CORP 237 9 0.00%
1358 CHEMOURS CO 600 9 0.00%
1359 COOPER COS INC 52 9 0.00%
1360 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
1361 LIFE STORAGE INC 100 8 0.00%
1362 BERKLEY W R CORP 145 8 0.00%
1363 CERNER CORP 142 8 0.00%
1364 MATTEL INC 268 8 0.00%
1365 COMMUNITY HEALTH SYS INC NEW 965,938 8 0.00%
1366 LIFEPOINT HEALTH INC 143 8 0.00%
1367 FOUR CORNERS PPTY TR INC COM 341 7 0.00%
1368 CABOT CORP 142 7 0.00%
1369 DTE ENERGY CO 84 7 0.00%
1370 PRICE T ROWE GROUP INC 118 7 0.00%
1371 SCANA 87 6 0.00%
1372 LG DISPLAY CO LTD 472 6 0.00%
1373 HILLTOP HOLDINGS INC 300 6 0.00%
1374 BGC PARTNERS INC 689 6 0.00%
1375 ALLEGIANT TRAVEL CO 50 6 0.00%
1376 UNIVERSAL HEALTH RLTY INCOME 100 6 0.00%
1377 WIX COM LTD 141 6 0.00%
1378 NATIONAL HEALTHCARE CORP COM 100 6 0.00%
1379 GAMING & LEISURE PPTYS INC 187 6 0.00%
1380 Lloyds Banking Group Plc 2,376 6 0.00%
1381 NATIONAL RETAIL PPTYS INC 100 5 0.00%
1382 NASDAQ OMX GROUP 77 5 0.00%
1383 CHILDRENS PL INC 73 5 0.00%
1384 DOLLAR GEN CORP NEW 84 5 0.00%
1385 GOLDMAN SACHS GROUP INC 33 5 0.00%
1386 SKYWEST INC 200 5 0.00%
1387 GRAINGER W W INC 25 5 0.00%
1388 CHEESECAKE FACTORY INC 100 5 0.00%
1389 BANCO SANTANDER CHILE NEW 273 5 0.00%
1390 INTERNATIONAL FLAVORS&FRAGRA 32 4 0.00%
1391 NORDIC AMERICAN TANKERS LIMI 460 4 0.00%
1392 PANERA BREAD CO 24 4 0.00%
1393 CRITEO S A 100 3 0.00%
1394 INTERPUBLIC GROUP COS INC 105 2 0.00%
1395 NVIDIA CORPORATION 34 2 0.00%
1396 AMERICAN INTL GROUP INC 37 2 0.00%
1397 NOAH HOLDINGS 100 2 0.00%
1398 WESTROCK CO 48 2 0.00%
1399 LEAR CORP 22 2 0.00%
1400 CREDIT SUISSE GROUP 182 2 0.00%
Page 28 of 29