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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 AES CORP 3,024,961 38,870 0.08%
152 NOVARTIS A G 491,962 38,845 0.08%
153 GENERAL MLS INC 606,183 38,722 0.08%
154 TAIWAN SEMICONDUCTOR MFG LTD 1,216,119 37,201 0.08%
155 PRUDENTIAL PLC 1,034,622 36,946 0.08%
156 AMERICAN ELEC PWR INC 574,361 36,879 0.08%
157 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
158 FMC TECHNOLOGIES INC 1,227,570 36,422 0.08%
159 INTEL CORP 964,089 36,394 0.08%
160 GENERAL AMERN INVS CO INC 1,114,088 36,374 0.08%
161 KIMBERLY CLARK CORP 283,768 35,794 0.08%
162 EVEREST RE GROUP LTD 186,106 35,354 0.08%
163 BERKSHIRE HATHAWAY INC DEL 238,683 34,482 0.08%
164 ASA GOLD AND PRECIOUS MTLS L 2,300,925 34,030 0.07%
165 ABBOTT LABS 787,550 33,305 0.07%
166 NEW GERMANY FD INC 2,315,063 33,221 0.07%
167 KINDER MORGAN INC DEL 1,435,748 33,208 0.07%
168 CHINA FD INC 2,012,061 33,078 0.07%
169 CONCHO RESOURCES 238,501 32,758 0.07%
170 CSX CORP 1,074,005 32,757 0.07%
171 TEVA PHARMACEUTICAL INDS LTD 703,411 32,363 0.07%
172 MOLSON COORS BREWING CO 292,072 32,069 0.07%
173 JPMORGAN CHASE & CO 479,360 31,920 0.07%
174 ISHARES TR 205,544 31,799 0.07%
175 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
176 Fox Factory Holding Corp 1,348,096 30,965 0.07%
177 CHINA MOBILE LIMITED 501,754 30,867 0.07%
178 VWR CORP 1,087,951 30,854 0.07%
179 NETEASE INC 127,300 30,651 0.07%
180 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
181 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
182 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
183 MORGAN STANLEY EMERGING MKTS FD INC 2,084,121 30,323 0.07%
184 REYNOLDS AMERICAN INC 639,973 30,174 0.07%
185 BLACKROCK RES COMMODITIES 3,679,734 29,989 0.07%
186 ISHARES TR 588,362 29,918 0.07%
187 CABOT OIL & GAS CORP 1,128,611 29,118 0.06%
188 BAIDU INC 158,299 28,821 0.06%
189 ISHARES TR 767,382 28,738 0.06%
190 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
191 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
192 SOUTHERN CO 554,634 28,452 0.06%
193 STATE STR CORP 407,527 28,376 0.06%
194 VANGUARD INTL EQUITY INDEX F 578,397 28,185 0.06%
195 P T TELEKOMUNIKASI INDONESIA 424,800 28,070 0.06%
196 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
197 FLIR SYS INC 877,189 27,561 0.06%
198 TAIWAN FD INC 1,592,017 27,557 0.06%
199 TJX COS INC NEW 366,852 27,433 0.06%
200 AK STL CORP 22,600,000 27,148 0.06% PRN
Page 4 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
151 TAIWAN SEMICONDUCTOR MFG LTD 1,599,911 48,941 0.10%
152 ISHARES TR 427,732 48,085 0.10% PRN
153 3M CO 272,349 47,996 0.10%
154 NOBLE ENERGY INC 1,320,103 47,180 0.09%
155 FREEPORT-MCMORAN INC 4,293,763 46,630 0.09%
156 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 5,577,278 46,347 0.09%
157 TAL ED GROUP 644,099 45,627 0.09%
158 PACWEST BANCORP DEL COM 1,039,775 44,616 0.09%
159 RAYTHEON CO 327,457 44,576 0.09%
160 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
161 ASA GOLD AND PRECIOUS MTLS L 2,942,110 43,514 0.09%
162 ISHARES TR 371,920 41,933 0.08% PRN
163 ALPHABET INC 51,180 41,151 0.08%
164 INTEL CORP 1,080,398 40,785 0.08%
165 NEWMONT CORP 1,036,627 40,729 0.08%
166 GENERAL MLS INC 636,500 40,659 0.08%
167 AON PLC 361,144 40,625 0.08%
168 CHINA FD INC 2,460,279 40,446 0.08%
169 AMERICAN CAMPUS CMNTYS INC 786,672 40,018 0.08%
170 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.08% PRN
171 AMERICAN ELEC PWR INC 612,500 39,328 0.08%
172 AES CORP 3,024,961 38,870 0.08%
173 KIMBERLY CLARK CORP 303,067 38,228 0.08%
174 NEW GERMANY FD INC 2,655,688 38,109 0.08%
175 BLACKROCK RES COMMODITIES 4,674,274 38,095 0.08%
176 MORGAN STANLEY EMERGING MKTS FD INC 2,604,838 37,900 0.08%
177 EVEREST RE GROUP LTD 197,576 37,533 0.07%
178 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
179 TAIWAN SEMICONDUCTOR MFG LTD 1,216,119 37,201 0.07%
180 FMC TECHNOLOGIES INC 1,227,570 36,422 0.07%
181 GENERAL AMERN INVS CO INC 1,114,088 36,374 0.07%
182 S&P GLOBAL INC 282,318 35,730 0.07%
183 BERKSHIRE HATHAWAY INC DEL 238,683 34,482 0.07%
184 Japan Smaller Capitalizationfd Inc Common 3,253,088 34,352 0.07%
185 ABBOTT LABS 787,550 33,305 0.07%
186 KINDER MORGAN INC DEL 1,435,748 33,208 0.07%
187 KOREA FD 918,566 33,068 0.07%
188 CONCHO RESOURCES 238,501 32,758 0.07%
189 CSX CORP 1,074,005 32,757 0.07%
190 CNOOC LTD 258,682 32,720 0.07%
191 TEVA PHARMACEUTICAL INDS LTD 703,411 32,363 0.06%
192 ISHARES TR 208,815 32,305 0.06%
193 MOLSON COORS BREWING CO 292,072 32,069 0.06%
194 JPMORGAN CHASE & CO 479,477 31,928 0.06%
195 TAIWAN FD INC 1,818,565 31,479 0.06%
196 CHINA MOBILE LIMITED 501,754 30,867 0.06%
197 ISHARES TR 606,936 30,862 0.06%
198 SOUTHERN CO 600,653 30,813 0.06%
199 NETEASE INC 127,300 30,651 0.06%
200 TRINITY INDS INC 25,520,000 30,624 0.06% PRN
Page 4 of 29