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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 AES CORP 3,024,961 38,870 0.08%
152 NOVARTIS A G 491,962 38,845 0.08%
153 GENERAL MLS INC 606,183 38,722 0.08%
154 TAIWAN SEMICONDUCTOR MFG LTD 1,216,119 37,201 0.08%
155 PRUDENTIAL PLC 1,034,622 36,946 0.08%
156 AMERICAN ELEC PWR INC 574,361 36,879 0.08%
157 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
158 FMC TECHNOLOGIES INC 1,227,570 36,422 0.08%
159 INTEL CORP 964,089 36,394 0.08%
160 GENERAL AMERN INVS CO INC 1,114,088 36,374 0.08%
161 KIMBERLY CLARK CORP 283,768 35,794 0.08%
162 EVEREST RE GROUP LTD 186,106 35,354 0.08%
163 BERKSHIRE HATHAWAY INC DEL 238,683 34,482 0.08%
164 ASA GOLD AND PRECIOUS MTLS L 2,300,925 34,030 0.07%
165 ABBOTT LABS 787,550 33,305 0.07%
166 NEW GERMANY FD INC 2,315,063 33,221 0.07%
167 KINDER MORGAN INC DEL 1,435,748 33,208 0.07%
168 CHINA FD INC 2,012,061 33,078 0.07%
169 CONCHO RESOURCES 238,501 32,758 0.07%
170 CSX CORP 1,074,005 32,757 0.07%
171 TEVA PHARMACEUTICAL INDS LTD 703,411 32,363 0.07%
172 MOLSON COORS BREWING CO 292,072 32,069 0.07%
173 JPMORGAN CHASE & CO 479,360 31,920 0.07%
174 ISHARES TR 205,544 31,799 0.07%
175 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
176 Fox Factory Holding Corp 1,348,096 30,965 0.07%
177 CHINA MOBILE LIMITED 501,754 30,867 0.07%
178 VWR CORP 1,087,951 30,854 0.07%
179 NETEASE INC 127,300 30,651 0.07%
180 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
181 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
182 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
183 MORGAN STANLEY EMERGING MKTS FD INC 2,084,121 30,323 0.07%
184 REYNOLDS AMERICAN INC 639,973 30,174 0.07%
185 BLACKROCK RES COMMODITIES 3,679,734 29,989 0.07%
186 ISHARES TR 588,362 29,918 0.07%
187 CABOT OIL & GAS CORP 1,128,611 29,118 0.06%
188 BAIDU INC 158,299 28,821 0.06%
189 ISHARES TR 767,382 28,738 0.06%
190 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
191 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
192 SOUTHERN CO 554,634 28,452 0.06%
193 STATE STR CORP 407,527 28,376 0.06%
194 VANGUARD INTL EQUITY INDEX F 578,397 28,185 0.06%
195 P T TELEKOMUNIKASI INDONESIA 424,800 28,070 0.06%
196 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
197 FLIR SYS INC 877,189 27,561 0.06%
198 TAIWAN FD INC 1,592,017 27,557 0.06%
199 TJX COS INC NEW 366,852 27,433 0.06%
200 AK STL CORP 22,600,000 27,148 0.06% PRN
Page 4 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 272,349 47,996 0.10%
2 3M CO 13,615 2,399 0.00%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 179,034 11,291 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,915,616 24,213 0.05%
6 ABERDEEN GTR CHINA FD INC 50,620 460 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
9 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
10 ABERDEEN SINGAPORE FD INC COM 746,638 7,003 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
19 ADVANCE AUTO PARTS INC 1,909 284 0.00%
20 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
21 ADVANCED ENERGY INDS COM 32,921 1,557 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,466,720 8,668 0.02%
24 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 381,668 2,255 0.00%
25 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
26 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
27 AERCAP HOLDINGS NV 97,131 3,738 0.01%
28 AES CORP 3,024,961 38,870 0.08%
29 AETNA INC NEW 2,325 268 0.00%
30 AETNA INC NEW 2,273,956 262,528 0.52%
31 AETNA INC NEW 3,580 413 0.00%
32 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
33 AGILENT TECHNOLOGIES INC 65,592 3,088 0.01%
34 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
35 AGREE RLTY CORP COM 1,000 49 0.00%
36 AIR LEASE CORP 97,901 2,798 0.01%
37 AIRCASTLE LTD 8,000 158 0.00%
38 AK STL CORP 22,600,000 27,148 0.05% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
40 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
41 ALASKA AIR GROUP INC 279,964 18,438 0.04%
42 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
43 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 61,549 2,189 0.00%
45 ALEXION PHARMACEUTIC 12 1 0.00%
46 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
47 ALIBABA GROUP HLDG LTD 19,709 2,085 0.00%
48 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
49 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
50 ALLEGIANT TRAVEL CO 50 6 0.00%
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