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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 ARCH CAP GROUP LTD 180,220 14,284 0.03%
352 GENTHERM INC 453,846 14,259 0.03%
353 AMERICA MOVIL SAB DE CV 1,246,070 14,255 0.03%
354 ISHARES TR 112,775 13,940 0.03%
355 RYDEX ETF TRUST 166,375 13,907 0.03%
356 DCT Industrial Trust Inc 285,935 13,882 0.03%
357 THERAVANCE INC NOTE 2.125 1/1 16,373,000 13,794 0.03% PRN
358 UNILEVER N V 299,006 13,784 0.03%
359 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 11,500,000 13,764 0.03% PRN
360 SHIRE PLC 70,704 13,706 0.03%
361 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
362 PACIRA PHARMACEUTICALS INC 9,000,000 13,618 0.03% PRN
363 HCA HOLDINGS INC 179,126 13,547 0.03%
364 CAMPBELL SOUP CO 247,509 13,538 0.03%
365 HEALTHWAYS INC 9,269,000 13,492 0.03% PRN
366 KOREA EQUITY FD INC COM 1,559,949 13,364 0.03%
367 FRANKS INTL N V 1,012,733 13,165 0.03%
368 CYPRESS SEMICONDUCTOR CORP 1,080,787 13,142 0.03%
369 MATADOR RES CO 539,550 13,132 0.03%
370 MYLAN N V 343,630 13,099 0.03%
371 POLARIS INDS INC 168,548 13,052 0.03%
372 HOME BANCSHARES INC 622,155 12,947 0.03%
373 EBAY INC 389,805 12,824 0.03%
374 PNC FINL SVCS GROUP INC 141,176 12,718 0.03%
375 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 1,313,831 12,704 0.03%
376 CHURCH & DWIGHT 264,787 12,688 0.03%
377 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 11,391,000 12,601 0.03% PRN
378 ITAU UNIBANCO HLDG SA 1,147,889 12,557 0.03%
379 WABASH NATL CORP SR NT CV3.375 18 9,308,000 12,484 0.03% PRN
380 UNUM GROUP 352,091 12,432 0.03%
381 KILROY RLTY CORP COM 179,045 12,416 0.03%
382 MEDNAX INC 186,989 12,388 0.03%
383 TARENA INTL INC 852,700 12,347 0.03%
384 SCHOLASTIC CORP 313,467 12,338 0.03%
385 FEDEX CORP 70,022 12,231 0.03%
386 M/I HOMES INC 11,235,000 12,126 0.03% PRN
387 MERITAGE HOMES CORP 12,034,000 12,041 0.03% PRN
388 CSW INDUSTRIALS INC COM 371,641 12,037 0.03%
389 REINSURANCE GROUP AMER INC 111,349 12,019 0.03%
390 BLUCORA INC 12,500,000 11,984 0.03% PRN
391 TTM TECHNOLOGIES INC 9,000,000 11,947 0.03% PRN
392 ARGO GROUP INTERNATIONAL 210,963 11,902 0.03%
393 CMS ENERGY CORP 282,687 11,875 0.03%
394 ONEMAIN HLDGS INC 383,195 11,859 0.03%
395 LUXOFT HLDG INC 221,825 11,723 0.03%
396 BLACKROCK SCIENCE & TECH TR 627,075 11,682 0.03%
397 MOLINA HEALTHCARE INC 9,821,000 11,674 0.03% PRN
398 DOUGLAS DYNAMICS INC 364,619 11,645 0.03%
399 WATERS CORP 73,439 11,639 0.03%
400 STERIS PLC SHS USD 158,972 11,620 0.03%
Page 8 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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