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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,615 2,399 0.01%
2 3M CO 258,443 45,545 0.10%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 178,972 11,287 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,660,406 20,987 0.05%
6 ABERDEEN GTR CHINA FD INC 50,411 458 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 986,322 8,107 0.02%
9 ABERDEEN LATIN AMER EQTY FD 763,631 16,295 0.04%
10 ABERDEEN SINGAPORE FD INC COM 597,845 5,607 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
19 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
20 ADVANCED ACCELERATOR APPLIC 12,673 482 0.00%
21 ADVANCED ENERGY INDS COM 32,979 1,560 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,229,894 7,268 0.02%
24 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
25 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
26 AERCAP HOLDINGS NV 97,131 3,738 0.01%
27 AES CORP 3,024,961 38,870 0.08%
28 AETNA INC NEW 2,243,114 258,967 0.56%
29 AETNA INC NEW 3,580 413 0.00%
30 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
31 AGILENT TECHNOLOGIES INC 65,561 3,087 0.01%
32 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
33 AGREE RLTY CORP COM 1,000 49 0.00%
34 AIR LEASE CORP 97,839 2,796 0.01%
35 AIRCASTLE LTD 8,000 158 0.00%
36 AK STL CORP 22,600,000 27,148 0.06% PRN
37 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
38 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
39 ALASKA AIR GROUP INC 279,753 18,424 0.04%
40 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
41 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
42 ALEXANDRIA REAL ESTATE EQ IN 61,005 2,170 0.00%
43 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
44 ALIBABA GROUP HLDG LTD 1,881,481 199,041 0.43%
45 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
46 ALLEGIANT TRAVEL CO 50 6 0.00%
47 ALLERGAN PLC 27,845 6,412 0.01%
48 ALLERGAN PLC 1,035 238 0.00%
49 ALLERGAN PLC 2,988,910 688,375 1.50%
50 ALLIED MOTION TECHNOLOGIES 4,600 86 0.00%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
451 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 9,500,000 9,577 0.02% PRN
452 POWERSHARES EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE PORT 245,542 9,519 0.02%
453 BUNGE LIMITED 157,770 9,344 0.02%
454 AZENTA INC COM 684,458 9,315 0.02%
455 ISHARES 20 YEAR TREASURY BOND ETF 67,515 9,283 0.02% PRN
456 MARSH & MCLENNAN COS INC 137,314 9,234 0.02%
457 INTERNATIONAL FLAVORS&FRAGRA 64,466 9,216 0.02%
458 ALPS ETF TR 723,830 9,185 0.02%
459 TEAM HEALTH HOLDINGS INC 281,999 9,181 0.02%
460 JONES LANG LASALLE 80,449 9,154 0.02%
461 INTEL CORP JR SB CONV DB 39 5,000,000 9,153 0.02% PRN
462 INNOSPEC INC COM 149,654 9,100 0.02%
463 PORTFOLIO RECOVERY ASSOCS IN 10,000,000 9,043 0.02% PRN
464 ISHARES GOLD TRUST 712,670 9,043 0.02%
465 ISHARES MSCI EUROPE SMALL-CAP ETF 195,060 8,912 0.02%
466 KELLOGG CO 114,045 8,835 0.02%
467 HALLIBURTON CO 196,388 8,813 0.02%
468 ENCORE CAP GROUP INC 11,448,000 8,772 0.02% PRN
469 CHINA LODGING GROUP LTD 193,132 8,708 0.02%
470 CARTERS INC 100,276 8,694 0.02%
471 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,466,720 8,668 0.02%
472 NIKE INC 164,328 8,651 0.02%
473 HP INC 554,153 8,605 0.02%
474 VIACOM INC NEW 225,380 8,586 0.02%
475 ARTISAN PARTNERS ASSET MGMT 315,464 8,580 0.02%
476 NORDSON CORP 86,107 8,578 0.02%
477 DELL TECHNOLOGIES INC 178,179 8,516 0.02%
478 WELLCARE HEALTH PLANS INC 72,646 8,506 0.02%
479 INFOSYS LTD 537,978 8,489 0.02%
480 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 8,500,000 8,489 0.02% PRN
481 BROADSOFT INC 179,244 8,343 0.02%
482 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
483 YAHOO INC SR CV ZERO NT 18 8,000,000 8,230 0.02% PRN
484 NORDSTROM INC 158,585 8,227 0.02%
485 REAL IND INC COM 1,325,929 8,114 0.02%
486 GENERAC HLDGS INC 223,168 8,100 0.02%
487 VALIDUS HOLDINGS LTD 162,483 8,094 0.02%
488 RTW HLDGS INC 7,869,000 8,006 0.02% PRN
489 TRIMAS CORP COM NEW 428,620 7,976 0.02%
490 SOUTHWEST GAS HOLDINGS INC 113,650 7,939 0.02%
491 ECOPETROL S A 901,617 7,898 0.02%
492 LASALLE HOTEL PPTYS 330,322 7,884 0.02%
493 PFIZER INC 232,692 7,881 0.02%
494 Grupo Aeroportuario Del Pacifi 82,755 7,859 0.02%
495 TAIWAN SEMICONDUCTOR MFG LTD 256,226 7,837 0.02%
496 ECHO GLOBAL LOGISTICS INC COM 338,911 7,815 0.02%
497 CARNIVAL CORP 159,089 7,766 0.02%
498 MORNINGSTAR INC 97,161 7,701 0.02%
499 FIDELITY NATL INFORMATION SV 99,455 7,661 0.02%
500 AMERICAN TOWER CORP NEW 67,577 7,658 0.02%
Page 10 of 29