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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,615 2,399 0.01%
2 3M CO 258,443 45,545 0.10%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 178,972 11,287 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,660,406 20,987 0.05%
6 ABERDEEN GTR CHINA FD INC 50,411 458 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 986,322 8,107 0.02%
9 ABERDEEN LATIN AMER EQTY FD 763,631 16,295 0.04%
10 ABERDEEN SINGAPORE FD INC COM 597,845 5,607 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
19 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
20 ADVANCED ACCELERATOR APPLIC 12,673 482 0.00%
21 ADVANCED ENERGY INDS COM 32,979 1,560 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,229,894 7,268 0.02%
24 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
25 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
26 AERCAP HOLDINGS NV 97,131 3,738 0.01%
27 AES CORP 3,024,961 38,870 0.08%
28 AETNA INC NEW 2,243,114 258,967 0.56%
29 AETNA INC NEW 3,580 413 0.00%
30 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
31 AGILENT TECHNOLOGIES INC 65,561 3,087 0.01%
32 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
33 AGREE RLTY CORP COM 1,000 49 0.00%
34 AIR LEASE CORP 97,839 2,796 0.01%
35 AIRCASTLE LTD 8,000 158 0.00%
36 AK STL CORP 22,600,000 27,148 0.06% PRN
37 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
38 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
39 ALASKA AIR GROUP INC 279,753 18,424 0.04%
40 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
41 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
42 ALEXANDRIA REAL ESTATE EQ IN 61,005 2,170 0.00%
43 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
44 ALIBABA GROUP HLDG LTD 1,881,481 199,041 0.43%
45 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
46 ALLEGIANT TRAVEL CO 50 6 0.00%
47 ALLERGAN PLC 27,845 6,412 0.01%
48 ALLERGAN PLC 1,035 238 0.00%
49 ALLERGAN PLC 2,988,910 688,375 1.50%
50 ALLIED MOTION TECHNOLOGIES 4,600 86 0.00%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
401 BLUCORA INC 12,500,000 11,984 0.02% PRN
402 MEDNAX INC 180,833 11,980 0.02%
403 TTM TECHNOLOGIES INC 9,000,000 11,947 0.02% PRN
404 ARGO GROUP INTERNATIONAL 211,191 11,915 0.02%
405 CMS ENERGY CORP 282,970 11,887 0.02%
406 ONEMAIN HLDGS INC 383,195 11,859 0.02%
407 CSW INDUSTRIALS INC COM 361,967 11,724 0.02%
408 LUXOFT HLDG INC 221,825 11,723 0.02%
409 BLACKROCK SCIENCE & TECH TR 627,075 11,682 0.02%
410 MOLINA HEALTHCARE INC 9,821,000 11,674 0.02% PRN
411 AMERICAN EXPRESS CO 181,846 11,645 0.02%
412 STERIS PLC SHS USD 159,126 11,632 0.02%
413 TELEFONICA BRASIL SA 802,711 11,615 0.02%
414 PDL BIOPHARMA INC 11,894,000 11,611 0.02% PRN
415 EQUITY RESIDENTIAL 179,974 11,577 0.02%
416 MORGAN STANLEY ASIA PACIFIC FD INC 762,211 11,433 0.02%
417 ABBVIE INC 179,034 11,291 0.02%
418 RED HAT INC 139,648 11,287 0.02%
419 DOUGLAS DYNAMICS INC 352,486 11,258 0.02%
420 PRIMERICA INC 211,039 11,191 0.02%
421 CHENIERE ENERGY INC 17,500,000 11,189 0.02% PRN
422 PINNACLE WEST 146,968 11,168 0.02%
423 WEBSTER FINL CORP CONN 293,352 11,150 0.02%
424 MODINE MFG CO COM 934,013 11,077 0.02%
425 BAIDU INC 60,770 11,064 0.02%
426 SIGNET JEWELERS LIMITED 146,084 10,887 0.02%
427 COCA COLA EUROPEAN PARTNERS 272,047 10,854 0.02%
428 AVALONBAY COMM 61,025 10,852 0.02%
429 OWENS CORNING NEW 200,987 10,730 0.02%
430 QUEST DIAGNOSTICS INC 126,045 10,667 0.02%
431 COMPANHIA DE SANEAMENTO BASI 1,147,174 10,622 0.02%
432 LIBERTY INTERACTIVE LLC 10,000,000 10,612 0.02% PRN
433 EOG RES INC 109,638 10,603 0.02%
434 SIMON PPTY GROUP INC NEW 51,169 10,592 0.02%
435 CIENA CORP 485,489 10,583 0.02%
436 COMMUNICATIONS SALES&LEAS 334,415 10,503 0.02%
437 PNM RES INC 320,866 10,498 0.02%
438 EXTRA SPACE STORAGE INC 131,261 10,423 0.02%
439 PLDT INC 290,500 10,362 0.02%
440 IDEXX LAB 91,341 10,296 0.02%
441 UNITED THERAPEUTICS CORP DEL 87,181 10,294 0.02%
442 ALLSCRIPTS HEALTHCARE SOLUTN 10,000,000 10,287 0.02% PRN
443 ISHARES TR 187,525 10,030 0.02%
444 UDR INC 278,382 10,018 0.02%
445 EZCORP INC 10,000,000 9,893 0.02% PRN
446 REGAL BELOIT CORP 165,112 9,822 0.02%
447 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
448 VANECK VECTORS ETF TR 338,579 9,795 0.02% PRN
449 CELGENE CORP 92,070 9,624 0.02%
450 OMNICOM GROUP INC 112,913 9,597 0.02%
Page 9 of 29