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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,430,101 1,149,887 2.50%
2 AON PLC 10,128,427 1,139,346 2.48%
3 P T TELEKOMUNIKASI INDONESIA 15,215,553 1,005,443 2.19%
4 BAIDU INC 5,463,816 994,797 2.17%
5 CISCO SYS INC 31,288,149 992,460 2.16%
6 NETEASE INC 3,985,335 959,589 2.09%
7 CHINA MOBILE LIMITED 15,434,296 949,517 2.07%
8 ZOETIS INC 17,485,149 909,402 1.98%
9 PROCTER AND GAMBLE CO 9,666,690 867,585 1.89%
10 PFIZER INC 24,054,519 814,726 1.77%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,161,880 800,291 1.74%
12 MOLSON COORS BREWING CO 6,916,719 759,455 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 15,110,756 695,245 1.51%
14 CSX CORP 22,791,358 695,136 1.51%
15 ALLERGAN PLC 2,988,910 688,375 1.50%
16 MICROSOFT CORP 11,792,335 679,238 1.48%
17 EBAY INC 20,037,328 659,228 1.44%
18 HONEYWELL INTL INC 5,545,103 646,503 1.41%
19 WALGREENS BOOTS ALLIANCE INC 7,432,595 599,215 1.30%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.29%
21 ROCKWELL AUTOMATION INC 4,629,040 566,316 1.23%
22 AMBEV SA 85,763,112 522,297 1.14%
23 SKYWORKS SOLUTIONS INC 6,445,982 490,797 1.07%
24 APPLE INC 4,136,068 467,582 1.02%
25 BANK AMER CORP 29,708,926 464,944 1.01%
26 DELPHI AUTOMOTIVE PLC 6,476,209 461,883 1.01%
27 YPF SOCIEDAD ANONIMA 25,051,440 456,437 0.99%
28 UNION PAC CORP 4,665,518 455,027 0.99%
29 AMERICA MOVIL SAB DE CV 39,075,535 447,024 0.97%
30 MOBILE TELESYSTEMS PJSC 56,825,928 433,581 0.94%
31 VISA INC 5,061,037 418,547 0.91%
32 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
33 COPART INC 7,570,061 405,452 0.88%
34 NXP SEMICONDUCTORS N V 3,905,549 398,405 0.87%
35 MOTOROLA SOLUTIONS INC 5,129,897 391,308 0.85%
36 MADISON SQUARE GARDEN CO NEW 2,291,802 388,254 0.85%
37 JOHNSON CTLS INTL PLC 8,148,541 379,151 0.83%
38 QUINTILES IMS HOLDINGS INC 4,602,900 373,111 0.81%
39 AT&T INC 8,823,438 358,319 0.78%
40 CROWN HOLDINGS INC 6,247,260 356,656 0.78%
41 ALPHABET INC 452,313 351,578 0.77%
42 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
43 EATON CORP PLC 5,094,649 334,769 0.73%
44 INTERCONTINENTAL EXCHANGE IN 1,233,568 332,273 0.72%
45 APPLIED MATLS INC 10,742,492 323,886 0.71%
46 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
47 PLDT INC 8,778,194 313,118 0.68%
48 SCHWAB CHARLES CORP 9,909,108 312,830 0.68%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
50 STRYKER CORP 2,520,147 293,370 0.64%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
451 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 9,500,000 9,577 0.02% PRN
452 POWERSHARES EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE PORT 245,542 9,519 0.02%
453 BUNGE LIMITED 157,770 9,344 0.02%
454 AZENTA INC COM 684,458 9,315 0.02%
455 ISHARES 20 YEAR TREASURY BOND ETF 67,515 9,283 0.02% PRN
456 MARSH & MCLENNAN COS INC 137,314 9,234 0.02%
457 INTERNATIONAL FLAVORS&FRAGRA 64,466 9,216 0.02%
458 ALPS ETF TR 723,830 9,185 0.02%
459 TEAM HEALTH HOLDINGS INC 281,999 9,181 0.02%
460 JONES LANG LASALLE 80,449 9,154 0.02%
461 INTEL CORP JR SB CONV DB 39 5,000,000 9,153 0.02% PRN
462 INNOSPEC INC COM 149,654 9,100 0.02%
463 PORTFOLIO RECOVERY ASSOCS IN 10,000,000 9,043 0.02% PRN
464 ISHARES GOLD TRUST 712,670 9,043 0.02%
465 ISHARES MSCI EUROPE SMALL-CAP ETF 195,060 8,912 0.02%
466 KELLOGG CO 114,045 8,835 0.02%
467 HALLIBURTON CO 196,388 8,813 0.02%
468 ENCORE CAP GROUP INC 11,448,000 8,772 0.02% PRN
469 CHINA LODGING GROUP LTD 193,132 8,708 0.02%
470 CARTERS INC 100,276 8,694 0.02%
471 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,466,720 8,668 0.02%
472 NIKE INC 164,328 8,651 0.02%
473 HP INC 554,153 8,605 0.02%
474 VIACOM INC NEW 225,380 8,586 0.02%
475 ARTISAN PARTNERS ASSET MGMT 315,464 8,580 0.02%
476 NORDSON CORP 86,107 8,578 0.02%
477 DELL TECHNOLOGIES INC 178,179 8,516 0.02%
478 WELLCARE HEALTH PLANS INC 72,646 8,506 0.02%
479 INFOSYS LTD 537,978 8,489 0.02%
480 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 8,500,000 8,489 0.02% PRN
481 BROADSOFT INC 179,244 8,343 0.02%
482 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
483 YAHOO INC SR CV ZERO NT 18 8,000,000 8,230 0.02% PRN
484 NORDSTROM INC 158,585 8,227 0.02%
485 REAL IND INC COM 1,325,929 8,114 0.02%
486 GENERAC HLDGS INC 223,168 8,100 0.02%
487 VALIDUS HOLDINGS LTD 162,483 8,094 0.02%
488 RTW HLDGS INC 7,869,000 8,006 0.02% PRN
489 TRIMAS CORP COM NEW 428,620 7,976 0.02%
490 SOUTHWEST GAS HOLDINGS INC 113,650 7,939 0.02%
491 ECOPETROL S A 901,617 7,898 0.02%
492 LASALLE HOTEL PPTYS 330,322 7,884 0.02%
493 PFIZER INC 232,692 7,881 0.02%
494 Grupo Aeroportuario Del Pacifi 82,755 7,859 0.02%
495 TAIWAN SEMICONDUCTOR MFG LTD 256,226 7,837 0.02%
496 ECHO GLOBAL LOGISTICS INC COM 338,911 7,815 0.02%
497 CARNIVAL CORP 159,089 7,766 0.02%
498 MORNINGSTAR INC 97,161 7,701 0.02%
499 FIDELITY NATL INFORMATION SV 99,455 7,661 0.02%
500 AMERICAN TOWER CORP NEW 67,577 7,658 0.02%
Page 10 of 29