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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 422,624 47,511 0.10% PRN
2 ISHARES TR 357,871 40,349 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.09% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.06% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.05% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.05% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.05% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.05% PRN
19 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
20 HOLOGIC INC 16,500,000 20,274 0.04% PRN
21 ISHARES TR 161,727 19,921 0.04% PRN
22 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
23 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
24 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
25 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
26 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
27 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
28 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
29 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
30 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
31 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
32 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
33 TESARO INC 6,000,000 17,651 0.04% PRN
34 AMTRUST FINL SVCS INC 20,000,000 17,450 0.04% PRN
35 WEATHERFORD INTL LTD 15,500,000 17,427 0.04% PRN
36 COWEN GROUP INC NEW 17,500,000 17,073 0.04% PRN
37 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
38 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
39 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
40 BROADSOFT INC 12,500,000 16,656 0.04% PRN
41 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
42 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
43 LGIH 9,000,000 15,845 0.03% PRN
44 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
45 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
46 SM ENERGY CO 13,000,000 15,665 0.03% PRN
47 SOLAZYME INC 31,437,000 15,543 0.03% PRN
48 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
49 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
50 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
51 RYANAIR HLDGS PLC 3,882,350 291,292 0.58%
52 CVS HEALTH CORP 3,231,348 287,557 0.57%
53 SIGNET JEWELERS LIMITED 3,667,317 273,325 0.54%
54 ANHEUSER BUSCH INBEV SA/NV 2,058,713 270,535 0.54%
55 PG&E CORP 4,361,065 266,766 0.53%
56 AETNA INC NEW 2,273,956 262,528 0.52%
57 LILLY ELI & CO 3,223,083 258,684 0.51%
58 EOG RES INC 2,612,830 252,686 0.50%
59 JOHNSON & JOHNSON 2,092,730 247,214 0.49%
60 UNION PAC CORP 2,527,762 246,532 0.49%
61 THERMO FISHER SCIENTIFIC INC 1,433,311 227,982 0.45%
62 AMEREN CORP 4,452,792 218,988 0.44%
63 KELLOGG CO 2,815,754 218,136 0.43%
64 PIONEER NAT RES CO 1,125,304 208,912 0.42%
65 INTUITIVE SURGICAL INC 284,700 206,359 0.41%
66 CHEVRON CORP NEW 1,994,859 205,311 0.41%
67 FIDELITY NATL INFORMATION SV 2,634,251 202,916 0.40%
68 SHIRE PLC 1,024,748 198,657 0.39%
69 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
70 NOVARTIS A G 2,354,855 185,939 0.37%
71 BRITISH AMERN TOB PLC 1,443,981 184,324 0.37%
72 VANTIV INC 3,272,123 184,122 0.37%
73 DEERE & CO 2,031,771 173,411 0.34%
74 PENNEY J C 18,575,258 171,264 0.34%
75 COMCAST CORP NEW 2,390,657 158,596 0.32%
76 HDFC BANK LTD 2,205,120 158,526 0.31%
77 PRUDENTIAL PLC 4,404,419 157,281 0.31%
78 MALLINCKRODT PUB LTD CO 2,181,841 152,248 0.30%
79 DECKERS OUTDOOR CORP 2,497,955 148,753 0.30%
80 CBOE HLDGS INC 2,211,025 143,384 0.28%
81 VERIZON COMMUNICATIONS INC 2,539,758 132,016 0.26%
82 AUTOZONE INC 165,108 126,859 0.25%
83 MCKESSON CORP 750,827 125,200 0.25%
84 BRISTOL MYERS SQUIBB CO 2,232,016 120,350 0.24%
85 PARKER HANNIFIN CORP 947,320 118,917 0.24%
86 UNILEVER PLC 2,489,361 117,995 0.23%
87 CELGENE CORP 1,122,403 117,324 0.23%
88 ISHARES TR 515,635 112,181 0.22%
89 KEYCORP 9,123,482 111,032 0.22%
90 SPDR GOLD TR 879,556 110,507 0.22%
91 BHP BILLITON LTD 3,012,772 104,392 0.21%
92 MEDTRONIC PLC 1,197,100 103,429 0.21%
93 LOWES COS INC 1,412,905 102,025 0.20%
94 VERTEX PHARMACEUTICALS INC 1,126,946 98,280 0.20%
95 SUMITOMO MITSUI FINL GROUP I 14,479,320 97,735 0.19%
96 NORWEGIAN CRUISE LINE HLDG L 2,565,568 96,721 0.19%
97 CREDICORP LTD 634,074 96,518 0.19%
98 EXXON MOBIL CORP 1,098,066 95,839 0.19%
99 ROYAL DUTCH SHELL PLC 1,832,637 91,760 0.18%
100 MONSANTO CO NEW 890,592 91,018 0.18%
Page 2 of 29