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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 422,624 47,511 0.10% PRN
2 ISHARES TR 357,871 40,349 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.09% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.06% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.05% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.05% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.05% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.05% PRN
19 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
20 HOLOGIC INC 16,500,000 20,274 0.04% PRN
21 ISHARES TR 161,727 19,921 0.04% PRN
22 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
23 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
24 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
25 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
26 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
27 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
28 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
29 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
30 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
31 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
32 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
33 TESARO INC 6,000,000 17,651 0.04% PRN
34 AMTRUST FINL SVCS INC 20,000,000 17,450 0.04% PRN
35 WEATHERFORD INTL LTD 15,500,000 17,427 0.04% PRN
36 COWEN GROUP INC NEW 17,500,000 17,073 0.04% PRN
37 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
38 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
39 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
40 BROADSOFT INC 12,500,000 16,656 0.04% PRN
41 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
42 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
43 LGIH 9,000,000 15,845 0.03% PRN
44 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
45 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
46 SM ENERGY CO 13,000,000 15,665 0.03% PRN
47 SOLAZYME INC 31,437,000 15,543 0.03% PRN
48 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
49 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
50 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
101 HARTFORD FINL SVCS GROUP INC 2,111,433 90,411 0.18%
102 FACEBOOK INC 662,978 85,039 0.17%
103 SAP SE 920,303 84,124 0.17%
104 STARBUCKS CORP 1,538,945 83,318 0.17%
105 ICICI BANK LIMITED 11,104,584 82,951 0.16%
106 RELX PLC 4,289,815 82,192 0.16%
107 CANADIAN NATL RY CO 1,243,975 81,356 0.16%
108 ENI S P A 2,686,834 77,568 0.15%
109 MERCK & CO INC 1,229,860 76,755 0.15%
110 SILICON MOTION TECHN 1,459,978 75,612 0.15%
111 MORGAN STANLEY CHINA A SH FD 4,019,490 75,164 0.15%
112 SONY GROUP CORP 2,245,695 74,579 0.15%
113 MCDONALDS CORP 631,504 72,850 0.14%
114 TATA MTRS LTD 1,820,937 72,801 0.14%
115 COSTCO WHSL CORP NEW 477,109 72,763 0.14%
116 HOST HOTELS & RESORTS INC 4,598,461 71,598 0.14%
117 BANCO MACRO SA 906,892 70,964 0.14%
118 KIRBY CORP 1,132,376 70,388 0.14%
119 AMAZON COM INC 82,971 69,472 0.14%
120 ROSS STORES INC 1,063,257 68,367 0.14%
121 INDIA FD INC 2,737,870 68,063 0.14%
122 MEAD JOHNSON NUTRITI 860,631 67,998 0.14%
123 BANCOLOMBIA S A 1,723,115 67,270 0.13%
124 ANADARKO PETE CORP 1,051,305 66,610 0.13%
125 NEW ORIENTAL ED & TECH GRP I 1,428,182 66,210 0.13%
126 OCCIDENTAL PETE CORP DEL 899,788 65,612 0.13%
127 NEXTERA ENERGY INC 533,240 65,225 0.13%
128 TEMPLETON DRAGON FD INC 3,689,748 64,939 0.13%
129 MASTERCARD INCORPORATED 636,488 64,775 0.13%
130 LABORATORY CORP AMER HLDGS 464,722 63,889 0.13%
131 CHECK POINT SOFTWARE TECH LT 822,790 63,856 0.13%
132 SPLUNK INC 1,067,690 62,652 0.12%
133 KB Financial Group Inc 1,816,377 62,138 0.12%
134 VALERO ENERGY CORP NEW 1,164,378 61,712 0.12%
135 PEPSICO INC 566,732 61,643 0.12%
136 EDISON INTL 850,985 61,483 0.12%
137 COLGATE PALMOLIVE CO 826,831 61,301 0.12%
138 OCEANEERING INTL INC 2,198,269 60,474 0.12%
139 NIELSEN HLDGS PLC 1,107,319 59,319 0.12%
140 DU PONT E I DE NEMOURS & CO 884,460 59,232 0.12%
141 BANCO BRADESCO S A 6,469,547 58,678 0.12%
142 EASTMAN CHEM CO 848,836 57,449 0.11%
143 VIPSHOP HLDGS LTD 3,768,255 55,280 0.11%
144 SHINHAN FINANCIAL GROUP CO L 1,499,301 54,634 0.11%
145 ORACLE CORP 1,376,950 54,086 0.11%
146 CITIGROUPINC 1,138,395 53,766 0.11%
147 YANDEX N V 2,439,211 51,345 0.10%
148 CATERPILLAR INC 568,594 50,474 0.10%
149 NORFOLK SOUTHERN CORP 508,837 49,387 0.10%
150 TURKCELL ILETISIM HIZMETLERI 6,114,138 49,279 0.10%
Page 3 of 29