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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 422,624 47,511 0.10% PRN
2 ISHARES TR 357,871 40,349 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.09% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.06% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.05% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.05% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.05% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.05% PRN
19 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
20 HOLOGIC INC 16,500,000 20,274 0.04% PRN
21 ISHARES TR 161,727 19,921 0.04% PRN
22 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
23 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
24 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
25 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
26 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
27 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
28 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
29 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
30 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
31 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
32 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
33 TESARO INC 6,000,000 17,651 0.04% PRN
34 AMTRUST FINL SVCS INC 20,000,000 17,450 0.04% PRN
35 WEATHERFORD INTL LTD 15,500,000 17,427 0.04% PRN
36 COWEN GROUP INC NEW 17,500,000 17,073 0.04% PRN
37 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
38 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
39 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
40 BROADSOFT INC 12,500,000 16,656 0.04% PRN
41 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
42 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
43 LGIH 9,000,000 15,845 0.03% PRN
44 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
45 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
46 SM ENERGY CO 13,000,000 15,665 0.03% PRN
47 SOLAZYME INC 31,437,000 15,543 0.03% PRN
48 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
49 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
50 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
301 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
302 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
303 REPUBLIC SVCS INC 359,536 18,138 0.04%
304 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
305 TEXAS INSTRS INC 256,551 18,004 0.04%
306 MICROSEMI CORP 427,934 17,964 0.04%
307 BLACKSTONE MTG TR INC 609,753 17,957 0.04%
308 COMERICA INC 375,065 17,748 0.04%
309 BARD C R INC 79,053 17,730 0.04%
310 TESARO INC 6,000,000 17,651 0.04% PRN
311 AMTRUST FINL SVCS INC 20,000,000 17,450 0.03% PRN
312 WEATHERFORD INTL LTD 15,500,000 17,427 0.03% PRN
313 O REILLY AUTOMOTIVE INC NEW 61,715 17,286 0.03%
314 AMBEV SA 2,811,000 17,118 0.03%
315 COWEN GROUP INC NEW 17,500,000 17,073 0.03% PRN
316 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.03% PRN
317 TEMPLETON EMERGING MKTS FD 1,349,251 17,041 0.03%
318 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
319 SJW CORP 386,596 16,886 0.03%
320 METTLER-TOLEDO 40,165 16,862 0.03%
321 LIBERTY MEDIA CORP 27,084,000 16,859 0.03% PRN
322 SNAP ON INC 110,166 16,740 0.03%
323 CLOROX CO DEL 133,720 16,739 0.03%
324 CISCO SYS INC 526,800 16,710 0.03%
325 CITRIX SYS INC 196,072 16,709 0.03%
326 BROADSOFT INC 12,500,000 16,656 0.03% PRN
327 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.03% PRN
328 KINDER MORGAN INC DEL 700,000 16,191 0.03%
329 SPROUTS FMRS MKT INC 782,649 16,161 0.03%
330 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
331 LGIH 9,000,000 15,845 0.03% PRN
332 LIBERTY ALL STAR EQUITY FD 3,048,901 15,793 0.03%
333 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
334 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
335 SM ENERGY CO 13,000,000 15,665 0.03% PRN
336 CAMPBELL SOUP CO 284,194 15,545 0.03%
337 SOLAZYME INC 31,437,000 15,543 0.03% PRN
338 BLACKHAWK NETWORK 513,426 15,490 0.03%
339 QUINTILES IMS HOLDINGS INC 190,035 15,404 0.03%
340 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
341 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
342 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
343 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
344 ICONIX BRAND GROUP INC 17,500,000 15,181 0.03% PRN
345 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
346 SPDR SERIES TRUST 492,395 15,150 0.03% PRN
347 NIELSEN HLDGS PLC 282,555 15,136 0.03%
348 KOREA EQUITY FD INC COM 1,761,075 15,087 0.03%
349 NAVISTAR INTL CORP NEW SR SB CONV NT 19 16,000,000 15,010 0.03% PRN
350 ANTERO RES CORP 555,908 14,981 0.03%
Page 7 of 29