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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 422,624 47,511 0.10% PRN
2 ISHARES TR 357,871 40,349 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.09% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.06% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.05% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.05% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.05% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.05% PRN
19 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
20 HOLOGIC INC 16,500,000 20,274 0.04% PRN
21 ISHARES TR 161,727 19,921 0.04% PRN
22 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
23 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
24 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
25 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
26 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
27 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
28 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
29 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
30 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
31 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
32 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
33 TESARO INC 6,000,000 17,651 0.04% PRN
34 AMTRUST FINL SVCS INC 20,000,000 17,450 0.04% PRN
35 WEATHERFORD INTL LTD 15,500,000 17,427 0.04% PRN
36 COWEN GROUP INC NEW 17,500,000 17,073 0.04% PRN
37 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
38 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
39 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
40 BROADSOFT INC 12,500,000 16,656 0.04% PRN
41 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
42 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
43 LGIH 9,000,000 15,845 0.03% PRN
44 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
45 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
46 SM ENERGY CO 13,000,000 15,665 0.03% PRN
47 SOLAZYME INC 31,437,000 15,543 0.03% PRN
48 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
49 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
50 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
401 BLUCORA INC 12,500,000 11,984 0.02% PRN
402 MEDNAX INC 180,833 11,980 0.02%
403 TTM TECHNOLOGIES INC 9,000,000 11,947 0.02% PRN
404 ARGO GROUP INTERNATIONAL 211,191 11,915 0.02%
405 CMS ENERGY CORP 282,970 11,887 0.02%
406 ONEMAIN HLDGS INC 383,195 11,859 0.02%
407 CSW INDUSTRIALS INC COM 361,967 11,724 0.02%
408 LUXOFT HLDG INC 221,825 11,723 0.02%
409 BLACKROCK SCIENCE & TECH TR 627,075 11,682 0.02%
410 MOLINA HEALTHCARE INC 9,821,000 11,674 0.02% PRN
411 AMERICAN EXPRESS CO 181,846 11,645 0.02%
412 STERIS PLC SHS USD 159,126 11,632 0.02%
413 TELEFONICA BRASIL SA 802,711 11,615 0.02%
414 PDL BIOPHARMA INC 11,894,000 11,611 0.02% PRN
415 EQUITY RESIDENTIAL 179,974 11,577 0.02%
416 MORGAN STANLEY ASIA PACIFIC FD INC 762,211 11,433 0.02%
417 ABBVIE INC 179,034 11,291 0.02%
418 RED HAT INC 139,648 11,287 0.02%
419 DOUGLAS DYNAMICS INC 352,486 11,258 0.02%
420 PRIMERICA INC 211,039 11,191 0.02%
421 CHENIERE ENERGY INC 17,500,000 11,189 0.02% PRN
422 PINNACLE WEST 146,968 11,168 0.02%
423 WEBSTER FINL CORP CONN 293,352 11,150 0.02%
424 MODINE MFG CO COM 934,013 11,077 0.02%
425 BAIDU INC 60,770 11,064 0.02%
426 SIGNET JEWELERS LIMITED 146,084 10,887 0.02%
427 COCA COLA EUROPEAN PARTNERS 272,047 10,854 0.02%
428 AVALONBAY COMM 61,025 10,852 0.02%
429 OWENS CORNING NEW 200,987 10,730 0.02%
430 QUEST DIAGNOSTICS INC 126,045 10,667 0.02%
431 COMPANHIA DE SANEAMENTO BASI 1,147,174 10,622 0.02%
432 LIBERTY INTERACTIVE LLC 10,000,000 10,612 0.02% PRN
433 EOG RES INC 109,638 10,603 0.02%
434 SIMON PPTY GROUP INC NEW 51,169 10,592 0.02%
435 CIENA CORP 485,489 10,583 0.02%
436 COMMUNICATIONS SALES&LEAS 334,415 10,503 0.02%
437 PNM RES INC 320,866 10,498 0.02%
438 EXTRA SPACE STORAGE INC 131,261 10,423 0.02%
439 PLDT INC 290,500 10,362 0.02%
440 IDEXX LAB 91,341 10,296 0.02%
441 UNITED THERAPEUTICS CORP DEL 87,181 10,294 0.02%
442 ALLSCRIPTS HEALTHCARE SOLUTN 10,000,000 10,287 0.02% PRN
443 ISHARES TR 187,525 10,030 0.02%
444 UDR INC 278,382 10,018 0.02%
445 EZCORP INC 10,000,000 9,893 0.02% PRN
446 REGAL BELOIT CORP 165,112 9,822 0.02%
447 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
448 VANECK VECTORS ETF TR 338,579 9,795 0.02% PRN
449 CELGENE CORP 92,070 9,624 0.02%
450 OMNICOM GROUP INC 112,913 9,597 0.02%
Page 9 of 29