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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,430,101 1,149,887 2.50%
2 AON PLC 10,128,427 1,139,346 2.48%
3 P T TELEKOMUNIKASI INDONESIA 15,215,553 1,005,443 2.19%
4 BAIDU INC 5,463,816 994,797 2.17%
5 CISCO SYS INC 31,288,149 992,460 2.16%
6 NETEASE INC 3,985,335 959,589 2.09%
7 CHINA MOBILE LIMITED 15,434,296 949,517 2.07%
8 ZOETIS INC 17,485,149 909,402 1.98%
9 PROCTER AND GAMBLE CO 9,666,690 867,585 1.89%
10 PFIZER INC 24,054,519 814,726 1.77%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,161,880 800,291 1.74%
12 MOLSON COORS BREWING CO 6,916,719 759,455 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 15,110,756 695,245 1.51%
14 CSX CORP 22,791,358 695,136 1.51%
15 ALLERGAN PLC 2,988,910 688,375 1.50%
16 MICROSOFT CORP 11,792,335 679,238 1.48%
17 EBAY INC 20,037,328 659,228 1.44%
18 HONEYWELL INTL INC 5,545,103 646,503 1.41%
19 WALGREENS BOOTS ALLIANCE INC 7,432,595 599,215 1.30%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.29%
21 ROCKWELL AUTOMATION INC 4,629,040 566,316 1.23%
22 AMBEV SA 85,763,112 522,297 1.14%
23 SKYWORKS SOLUTIONS INC 6,445,982 490,797 1.07%
24 APPLE INC 4,136,068 467,582 1.02%
25 BANK AMER CORP 29,708,926 464,944 1.01%
26 DELPHI AUTOMOTIVE PLC 6,476,209 461,883 1.01%
27 YPF SOCIEDAD ANONIMA 25,051,440 456,437 0.99%
28 UNION PAC CORP 4,665,518 455,027 0.99%
29 AMERICA MOVIL SAB DE CV 39,075,535 447,024 0.97%
30 MOBILE TELESYSTEMS PJSC 56,825,928 433,581 0.94%
31 VISA INC 5,061,037 418,547 0.91%
32 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
33 COPART INC 7,570,061 405,452 0.88%
34 NXP SEMICONDUCTORS N V 3,905,549 398,405 0.87%
35 MOTOROLA SOLUTIONS INC 5,129,897 391,308 0.85%
36 MADISON SQUARE GARDEN CO NEW 2,291,802 388,254 0.85%
37 JOHNSON CTLS INTL PLC 8,148,541 379,151 0.83%
38 QUINTILES IMS HOLDINGS INC 4,602,900 373,111 0.81%
39 AT&T INC 8,823,438 358,319 0.78%
40 CROWN HOLDINGS INC 6,247,260 356,656 0.78%
41 ALPHABET INC 452,313 351,578 0.77%
42 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
43 EATON CORP PLC 5,094,649 334,769 0.73%
44 INTERCONTINENTAL EXCHANGE IN 1,233,568 332,273 0.72%
45 APPLIED MATLS INC 10,742,492 323,886 0.71%
46 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
47 PLDT INC 8,778,194 313,118 0.68%
48 SCHWAB CHARLES CORP 9,909,108 312,830 0.68%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
50 STRYKER CORP 2,520,147 293,370 0.64%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 AMBEV SA 94,067,158 572,868 1.14%
2 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
3 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
4 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.08% PRN
5 CISCO SYS INC 34,561,958 1,096,305 2.18%
6 SOLAZYME INC 31,437,000 15,543 0.03% PRN
7 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
8 BANK AMER CORP 30,185,985 472,410 0.94%
9 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.06% PRN
10 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
11 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.05% PRN
12 LIBERTY MEDIA CORP 27,084,000 16,859 0.03% PRN
13 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
14 PFIZER INC 26,033,662 881,759 1.75%
15 TRINITY INDS INC 25,520,000 30,624 0.06% PRN
16 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
17 CSX CORP 22,791,358 695,136 1.38%
18 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
19 AK STL CORP 22,600,000 27,148 0.05% PRN
20 SHUTTERFLY INC 22,227,000 21,879 0.04% PRN
21 EBAY INC 22,052,649 725,532 1.44%
22 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
23 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.04% PRN
24 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
25 AMTRUST FINL SVCS INC 20,000,000 17,450 0.03% PRN
26 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
27 ZOETIS INC 19,118,091 994,332 1.98%
28 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
29 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
30 PENNEY J C 18,575,258 171,264 0.34%
31 ALTRA INDL MOTION CORP 18,100,000 21,425 0.04% PRN
32 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
33 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
34 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
35 ICONIX BRAND GROUP INC 17,500,000 15,181 0.03% PRN
36 CHENIERE ENERGY INC 17,500,000 11,189 0.02% PRN
37 COWEN GROUP INC NEW 17,500,000 17,073 0.03% PRN
38 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
39 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
40 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
41 HOLOGIC INC 16,500,000 20,274 0.04% PRN
42 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
43 THERAVANCE INC NOTE 2.125 1/1 16,373,000 13,794 0.03% PRN
44 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
45 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
46 NAVISTAR INTL CORP NEW SR SB CONV NT 19 16,000,000 15,010 0.03% PRN
47 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.03% PRN
48 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.04% PRN
49 WEATHERFORD INTL LTD 15,500,000 17,427 0.03% PRN
50 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
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