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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
151 PCM INC 883 24 0.00%
152 ENPRO INDS INC COM 346 24 0.00%
153 AAR CORP COM 715 24 0.00%
154 UNITED MICROELECTRONICS CORP 12,866 24 0.00%
155 AMERICAN ELECTRIC TECH INC 11,601 24 0.00%
156 MID AMER APT CMNTYS INC 252 25 0.00%
157 NET ELEMENT INC 26,887 25 0.00%
158 GRUBHUB INC 762 25 0.00%
159 ENVESTNET INC 789 25 0.00%
160 NUTANIX INC 1,411 26 0.00%
161 DR REDDYS LABS LTD 656 26 0.00%
162 SWIFT TRANSN CO 1,281 26 0.00%
163 CHINA HGS REAL ESTATE INC 16,674 26 0.00%
164 BIOCRYST PHARMACEUTICALS 3,147 26 0.00%
165 TRONOX LTD SHS CL A 1,457 26 0.00%
166 Enservco Corp 77,749 26 0.00%
167 CLEVELAND BIOLABS INC 16,688 26 0.00%
168 PHOTOMEDEX INC 14,824 26 0.00%
169 CYPRESS SEMICONDUCTOR CORP 1,902 26 0.00%
170 OPKO HEALTH INC 3,357 26 0.00%
171 ROCKWELL COLLINS INC 269 26 0.00%
172 OPEXA THERAPEUTICS INC COM PAR $0.01 35,913 27 0.00%
173 MARTIN MIDSTREAM PRTNRS L P 1,387 27 0.00%
174 AMERICAN DG ENERGY INC 91,665 27 0.00%
175 BARNWELL INDS INC 14,145 27 0.00%
176 ORIGIN AGRITECH LIMITED 13,533 27 0.00%
177 SYNCHRONOSS TECHNOLOGIES INC 1,116 27 0.00%
178 ENVISION HEALTHCARE CORP 450 27 0.00%
179 TENGASCO INC 74,276 27 0.00%
180 JAGUAR ANIMAL HEALTH INC 27,742 27 0.00%
181 SCANA 420 27 0.00%
182 INSTITUTIONAL FINL MKTS INC 23,694 27 0.00%
183 ADVANCE AUTO PARTS INC 184 27 0.00%
184 IONIS PHARMACEUTICALS INC COM 713 28 0.00%
185 DELTA AIRLINES INC DEL 624 28 0.00%
186 AMERICAN EAGLE OUTFITTERS NE 2,042 28 0.00%
187 SYNNEX CORP 254 28 0.00%
188 GGP INC 1,220 28 0.00%
189 BOSTON BEER INC 194 28 0.00%
190 CITIZENS FINL GROUP INC 839 28 0.00%
191 SINCLAIR BROADCAST GROUP INC 705 28 0.00%
192 LKQ CORP 984 28 0.00%
193 SMUCKER J M CO 220 28 0.00%
194 HUNT J B TRANS SVCS INC 312 28 0.00%
195 HORIZON PHARMA PLC 1,940 28 0.00%
196 VORNADO REALTY 287 28 0.00%
197 SPHERIX INC 22,983 28 0.00%
198 MONDELEZ INTL INC 671 28 0.00%
199 THOR INDS INC 300 28 0.00%
200 GRAINGER W W INC 124 28 0.00%
Page 4 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 54,536,378 7,824,218 3.21%
2 MICROSOFT CORP 80,250,708 5,278,327 2.17%
3 JOHNSON & JOHNSON 28,948,146 3,600,801 1.48%
4 AMAZON COM INC 3,953,637 3,500,176 1.44%
5 EXXON MOBIL CORP 41,054,160 3,362,136 1.38%
6 FACEBOOK INC 23,171,236 3,286,843 1.35%
7 JPMORGAN CHASE & CO 35,529,837 3,116,592 1.28%
8 BERKSHIRE HATHAWAY INC DEL 18,614,198 3,098,544 1.27%
9 ALPHABET INC 3,087,253 2,613,901 1.07%
10 ALPHABET INC 3,090,355 2,560,188 1.05%
11 AT&T INC 61,081,195 2,534,388 1.04%
12 GENERAL ELECTRIC CO 84,359,884 2,510,307 1.03%
13 WELLS FARGO & CO NEW 44,788,457 2,489,406 1.02%
14 BANK AMER CORP 99,829,926 2,351,705 0.96%
15 PROCTER AND GAMBLE CO 25,770,428 2,312,290 0.95%
16 PFIZER INC 59,296,844 2,025,708 0.83%
17 CHEVRON CORP NEW 18,461,001 1,979,337 0.81%
18 INTEL CORP 53,934,059 1,943,037 0.80%
19 VERIZON COMMUNICATIONS INC 38,826,004 1,890,013 0.78%
20 HOME DEPOT INC 12,359,642 1,812,284 0.74%
21 CISCO SYS INC 53,471,217 1,804,977 0.74%
22 MERCK & CO INC 27,574,806 1,749,680 0.72%
23 COMCAST CORP NEW 46,585,566 1,748,680 0.72%
24 DISNEY WALT CO 15,047,184 1,703,892 0.70%
25 PHILIP MORRIS INTL INC 15,001,984 1,691,297 0.69%
26 VISA INC 18,878,856 1,675,474 0.69%
27 PEPSICO INC 14,870,323 1,661,180 0.68%
28 CITIGROUPINC 27,004,602 1,613,103 0.66%
29 INTERNATIONAL BUSINESS MACHS 9,055,938 1,574,908 0.65%
30 COCA COLA CO 35,952,332 1,523,514 0.62%
31 UNITEDHEALTH GROUP INC 8,996,397 1,473,315 0.60%
32 ORACLE CORP 29,139,621 1,298,055 0.53%
33 ALTRIA GROUP INC 18,084,668 1,289,688 0.53%
34 AMGEN INC 7,460,812 1,222,415 0.50%
35 3M CO 6,303,345 1,204,437 0.49%
36 MASTERCARD INCORPORATED 10,023,151 1,125,829 0.46%
37 WAL-MART STORES INC 15,364,982 1,105,993 0.45%
38 MCDONALDS CORP 8,299,563 1,074,230 0.44%
39 MEDTRONIC PLC 13,308,812 1,070,622 0.44%
40 BOEING CO 6,056,492 1,069,745 0.44%
41 SCHLUMBERGER LTD 13,495,876 1,052,513 0.43%
42 GILEAD SCIENCES INC 14,411,834 977,616 0.40%
43 ABBVIE INC 14,896,412 969,204 0.40%
44 QUALCOMM INC 16,922,363 969,153 0.40%
45 HONEYWELL INTL INC 7,662,095 955,460 0.39%
46 CELGENE CORP 7,654,180 951,066 0.39%
47 PRICELINE GRP INC 525,746 934,597 0.38%
48 STARBUCKS CORP 15,996,798 932,871 0.38%
49 BRISTOL MYERS SQUIBB CO 17,052,373 926,046 0.38%
50 UNION PAC CORP 8,539,904 903,348 0.37%
Page 1 of 96