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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
4451 SMITH MICRO SOFTWARE INC 45,306 42 0.00%
4452 WECAST NETWORK INC 20,793 42 0.00%
4453 GEVO INC 37,103 42 0.00%
4454 GLOBAL NET LEASE INC 1,782 42 0.00%
4455 XENON PHARMACEUTICALS INC 10,386 41 0.00%
4456 KADMON HLDGS INC 11,457 41 0.00%
4457 ALLIQUA BIOMEDICAL INC 82,393 41 0.00%
4458 GULF RESOURCES INC COM PAR $0.0005 23,192 41 0.00%
4459 CARDIOME PHARMA CORP 13,726 41 0.00%
4460 SPI ENERGY CO LTD 34,226 40 0.00%
4461 CANTEL MEDICAL CORP 502 40 0.00%
4462 MILLERKNOLL INC 1,288 40 0.00%
4463 VERINT SYS INC 935 40 0.00%
4464 SKYLINE MED INC 19,298 40 0.00%
4465 LYDALL INC COM 754 40 0.00%
4466 ONCOBIOLOGICS INC 15,052 40 0.00%
4467 HEMISPHERX BIOPHARMA INC 74,832 40 0.00%
4468 MID CON ENERGY PARTNERS LP COM UNIT REPST 16,828 39 0.00%
4469 ORAGENICS INC COM NEW 89,941 39 0.00%
4470 EDAP TMS S A SPONSORED ADR 14,083 39 0.00%
4471 ARRAY BIOPHARMA INC 4,454 39 0.00%
4472 FIRST ACCEPTANCE CORP 28,734 38 0.00%
4473 CONAGRA BRANDS INC 960 38 0.00%
4474 EXTENDED STAY AMER INC 2,430 38 0.00%
4475 CYREN LTD 19,323 38 0.00%
4476 Francesca's Holdings Corp 2,499 38 0.00%
4477 KINGOLD JEWELRY INC 32,758 38 0.00%
4478 COVANTA HLDG CORP 2,427 38 0.00%
4479 HELEN OF TROY CORP LTD 407 38 0.00%
4480 LIFEPOINT HEALTH INC 591 38 0.00%
4481 AVADEL PHARMACEUTICALS PLC 3,882 37 0.00%
4482 NAVISTAR INTL CORP NEW 1,516 37 0.00%
4483 SHORETEL INC 6,030 37 0.00%
4484 VERISK ANALYTICS INC 464 37 0.00%
4485 ARRIS INTL INC 1,428 37 0.00%
4486 ALLIANCE ONE INTL INC 2,932 37 0.00%
4487 TEARLAB CORP 13,101 37 0.00%
4488 WESTPORT FUEL SYSTEMS INC 38,567 37 0.00%
4489 SONIC CORP 1,478 37 0.00%
4490 UNIVERSAL CORP VA 537 37 0.00%
4491 OPTICAL CABLE CORP COM NEW 12,030 36 0.00%
4492 SEADRILL LIMITED 22,263 36 0.00%
4493 CEL SCI CORP 420,802 36 0.00%
4494 HOUSTON AMERN ENERGY CORP 135,281 36 0.00%
4495 PERRIGO CO PLC 547 36 0.00%
4496 DSW INC CL A 1,744 36 0.00%
4497 DEVRY EDUCATION 1,042 36 0.00%
4498 ON TRACK INNOVATION LTD 22,179 36 0.00%
4499 LIQTECH INTL INC 90,569 35 0.00%
4500 HALCON RES CORP 20,000 35 0.00%
Page 90 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 160,900 38,176 0.02% PRN
2 SPANSION LLC 12,500,000 33,546 0.01% PRN
3 TESLA INC 15,000,000 33,440 0.01% PRN
4 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
5 ISHARES INC 666,563 22,149 0.01% PRN
6 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
7 EPR PPTYS 614,027 17,768 0.01% PRN
8 LGIH 9,220,000 15,143 0.01% PRN
9 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
10 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
11 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
12 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
13 VECTOR GROUP LTD 8,500,000 12,301 0.01% PRN
14 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
15 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
16 M/I HOMES INC 9,353,000 10,545 0.00% PRN
17 ISHARES TR 265,553 10,460 0.00% PRN
18 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
19 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
20 MEDICINES CO 5,645,000 9,899 0.00% PRN
21 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
22 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
23 TESARO INC 2,000,000 8,862 0.00% PRN
24 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
25 ISHARES INC 164,896 7,880 0.00% PRN
26 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
27 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
28 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
29 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
30 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
31 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
32 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
33 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
34 ACCURAY INC 5,500,000 5,964 0.00% PRN
35 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
36 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
37 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
38 SPDR SER TR 58,024 5,114 0.00% PRN
39 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
40 HARMONIC INC 4,000,000 5,001 0.00% PRN
41 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
42 ISHARES TR 27,192 4,655 0.00% PRN
43 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
44 ISHARES TR 56,588 3,913 0.00% PRN
45 ANTHEM INC 1,500,000 3,424 0.00% PRN
46 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
47 M/I HOMES INC 2,829,000 2,869 0.00% PRN
48 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
49 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
50 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
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