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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
4701 AMERICAN INTL GROUP INC 694 14 0.00%
4702 HILLENBRAND INC 401 14 0.00%
4703 AU OPTRONICS CORP 3,819 14 0.00%
4704 RICEBRAN TECHNOLOGIES 15,640 13 0.00%
4705 CONSUMER PORTFOLIO SVCS INC COM 2,800 13 0.00%
4706 COMMERCIAL VEH GROUP INC 1,953 13 0.00%
4707 HOVNANIAN ENTERPRISES INC 6,164 13 0.00%
4708 YIELD10 BIOSCIENCE INC 37,277 13 0.00%
4709 MICRONET ENERTEC TECH INC COM 11,589 13 0.00%
4710 HUBBELL INC 106 12 0.00%
4711 FEDERAL SIGNAL CORP 894 12 0.00%
4712 SURMODICS INC COM 525 12 0.00%
4713 A O SMITH 230 11 0.00%
4714 CAPITOL ACQUISITION CORP III 1,068 11 0.00%
4715 ULTRAGENYX PHARMACEUTICAL INC COM 174 11 0.00%
4716 QUICKLOGIC CORP 6,377 11 0.00%
4717 PENGROWTH ENERGY CORP 11,159 11 0.00%
4718 TEXTRON INC 230 10 0.00%
4719 FLWS/1-800 FLOWERS CL A 989 10 0.00%
4720 DRYSHIPS ORD 6,217 10 0.00%
4721 BIOSTAGE INC 27,554 10 0.00%
4722 STRATA SKIN SCIENCES INC COM 16,057 9 0.00%
4723 RELIANCE STEEL & ALUMINUM CO 118 9 0.00%
4724 NISOURCE 384 9 0.00%
4725 SPIRIT RLTY CAP INC NEW 920 9 0.00%
4726 INFINITY PHARMACEUTICALS INC 3,004 9 0.00%
4727 FIAT CHRYSLER AUTOMOBILES N 870 9 0.00%
4728 MUELLER INDS INC COM 252 8 0.00%
4729 SABRE CORP 421 8 0.00%
4730 NVR INC 4 8 0.00%
4731 BioPharmX Corporation 17,274 8 0.00%
4732 INOGEN INC COM 106 8 0.00%
4733 KMG CHEMICALS INC COM 172 7 0.00%
4734 SIGNATURE BANK 53 7 0.00%
4735 AMPLIPHI BIOSCIENCES CORP 17,690 7 0.00%
4736 ADDUS HOMECARE CORP COM 212 6 0.00%
4737 HARMONY GOLD MINING CO LTD 2,513 6 0.00%
4738 EQUINIX INC 16 6 0.00%
4739 IAO KUN GROUP HLDG CO LTD 21,555 6 0.00%
4740 SPHERE 3D CORP NEW 24,109 5 0.00%
4741 PVH CORPORATION 52 5 0.00%
4742 NVIDIA CORPORATION 54 5 0.00%
4743 COPSYNC INC 18,147 5 0.00%
4744 RUBICON PROJ INC 946 5 0.00%
4745 AK STL HLDG CORP 800 5 0.00%
4746 MSG NETWORK INC 216 5 0.00%
4747 AMERICAN OUTDOOR BRANDS CORP 266 5 0.00%
4748 ONCOMED PHARMACEUTICALS INC COM 572 5 0.00%
4749 PEDEVCO CORP COM PAR 61,846 5 0.00%
4750 NORTHERN OIL & GAS INC NEV 1,779 4 0.00%
Page 95 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 54,536,378 7,824,218 3.21%
2 MICROSOFT CORP 80,250,708 5,278,327 2.17%
3 JOHNSON & JOHNSON 28,948,146 3,600,801 1.48%
4 AMAZON COM INC 3,953,637 3,500,176 1.44%
5 EXXON MOBIL CORP 41,054,160 3,362,136 1.38%
6 FACEBOOK INC 23,171,236 3,286,843 1.35%
7 JPMORGAN CHASE & CO 35,529,837 3,116,592 1.28%
8 BERKSHIRE HATHAWAY INC DEL 18,614,198 3,098,544 1.27%
9 ALPHABET INC 3,087,253 2,613,901 1.07%
10 ALPHABET INC 3,090,355 2,560,188 1.05%
11 AT&T INC 61,081,195 2,534,388 1.04%
12 GENERAL ELECTRIC CO 84,359,884 2,510,307 1.03%
13 WELLS FARGO & CO NEW 44,788,457 2,489,406 1.02%
14 BANK AMER CORP 99,829,926 2,351,705 0.96%
15 PROCTER AND GAMBLE CO 25,770,428 2,312,290 0.95%
16 PFIZER INC 59,296,844 2,025,708 0.83%
17 CHEVRON CORP NEW 18,461,001 1,979,337 0.81%
18 INTEL CORP 53,934,059 1,943,037 0.80%
19 VERIZON COMMUNICATIONS INC 38,826,004 1,890,013 0.78%
20 HOME DEPOT INC 12,359,642 1,812,284 0.74%
21 CISCO SYS INC 53,471,217 1,804,977 0.74%
22 MERCK & CO INC 27,574,806 1,749,680 0.72%
23 COMCAST CORP NEW 46,585,566 1,748,680 0.72%
24 DISNEY WALT CO 15,047,184 1,703,892 0.70%
25 PHILIP MORRIS INTL INC 15,001,984 1,691,297 0.69%
26 VISA INC 18,878,856 1,675,474 0.69%
27 PEPSICO INC 14,870,323 1,661,180 0.68%
28 CITIGROUPINC 27,004,602 1,613,103 0.66%
29 INTERNATIONAL BUSINESS MACHS 9,055,938 1,574,908 0.65%
30 COCA COLA CO 35,952,332 1,523,514 0.62%
31 UNITEDHEALTH GROUP INC 8,996,397 1,473,315 0.60%
32 ORACLE CORP 29,139,621 1,298,055 0.53%
33 ALTRIA GROUP INC 18,084,668 1,289,688 0.53%
34 AMGEN INC 7,460,812 1,222,415 0.50%
35 3M CO 6,303,345 1,204,437 0.49%
36 MASTERCARD INCORPORATED 10,023,151 1,125,829 0.46%
37 WAL-MART STORES INC 15,364,982 1,105,993 0.45%
38 MCDONALDS CORP 8,299,563 1,074,230 0.44%
39 MEDTRONIC PLC 13,308,812 1,070,622 0.44%
40 BOEING CO 6,056,492 1,069,745 0.44%
41 SCHLUMBERGER LTD 13,495,876 1,052,513 0.43%
42 GILEAD SCIENCES INC 14,411,834 977,616 0.40%
43 ABBVIE INC 14,896,412 969,204 0.40%
44 QUALCOMM INC 16,922,363 969,153 0.40%
45 HONEYWELL INTL INC 7,662,095 955,460 0.39%
46 CELGENE CORP 7,654,180 951,066 0.39%
47 PRICELINE GRP INC 525,746 934,597 0.38%
48 STARBUCKS CORP 15,996,798 932,871 0.38%
49 BRISTOL MYERS SQUIBB CO 17,052,373 926,046 0.38%
50 UNION PAC CORP 8,539,904 903,348 0.37%
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