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SURMODICS INC
SURMODICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 103 Institutional holders with a total value of $270,039,809.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 1,670,941 40,186,000 14.88%
2 WELLINGTON MANAGEMENT GROUP LLP 1,174,839 28,255,000 10.46%
3 Trigran Investments, Inc. 1,070,499 25,745,000 9.53%
4 RENAISSANCE TECHNOLOGIES LLC 1,002,721 24,115,000 8.93%
5 VANGUARD GROUP INC 694,114 16,693,000 6.18%
6 DIMENSIONAL FUND ADVISORS LP 600,421 14,440,000 5.35%
7 ROYCE & ASSOCIATES LP 368,092 8,853,000 3.28%
8 STATE STREET CORP 325,096 7,822,000 2.90%
9 Teton Advisors, Inc. 276,792 6,657,000 2.47%
10 JPMORGAN CHASE & CO 201,724 4,851,000 1.80%
11 ACADIAN ASSET MANAGEMENT LLC 196,456 4,725,000 1.75%
12 Bank of New York Mellon Corp 191,688 4,609,000 1.71%
13 DISCIPLINED GROWTH INVESTORS INC /MN 190,502 4,582,000 1.70%
14 NORTHERN TRUST CORP 177,894 4,279,000 1.58%
15 GEODE CAPITAL MANAGEMENT, LLC 164,452 3,954,000 1.46%
16 Numeric Investors LLC 132,096 3,177,000 1.18%
17 SEGALL BRYANT & HAMILL, LLC 131,016 3,151,000 1.17%
18 GABELLI FUNDS LLC 128,224 3,084,000 1.14%
19 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 115,202 2,771,000 1.03%
20 RICE HALL JAMES & ASSOCIATES, LLC 107,651 2,589,000 0.96%
21 GAMCO INVESTORS, INC. ET AL 105,648 2,541,000 0.94%
22 Allianz Asset Management GmbH 105,191 2,530,000 0.94%
23 PRINCIPAL FINANCIAL GROUP INC 102,916 2,475,000 0.92%
24 AQR CAPITAL MANAGEMENT LLC 91,070 2,191,000 0.81%
25 MORGAN STANLEY 89,123 2,143,000 0.79%
26 OXFORD ASSET MANAGEMENT LLP 86,106 2,071,000 0.77%
27 D. E. Shaw & Co., Inc. 76,795 1,847,000 0.68%
28 South Dakota Investment Council 75,600 1,818,000 0.67%
29 AMERIPRISE FINANCIAL INC 73,719 1,773,000 0.66%
30 MENTA CAPITAL LLC 67,313 1,619,000 0.60%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 67,018 1,612,000 0.60%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 53,251 1,281,000 0.47%
33 TWO SIGMA INVESTMENTS, LP 52,048 1,252,000 0.46%
34 SYSTEMATIC FINANCIAL MANAGEMENT LP 50,800 1,222,000 0.45%
35 PRUDENTIAL FINANCIAL INC 49,692 1,195,000 0.44%
36 MILLENNIUM MANAGEMENT LLC 49,035 1,179,000 0.44%
37 ROYAL BANK OF CANADA 48,617 1,169,000 0.43%
38 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 45,834 1,101,000 0.41%
39 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 45,462 1,093,000 0.40%
40 GOLDMAN SACHS GROUP INC 38,808 933,000 0.35%
41 TWO SIGMA ADVISERS, LP 38,739 932,000 0.35%
42 Invesco Ltd. 38,619 929,000 0.34%
43 CREDIT SUISSE AG/ 35,309 849,000 0.31%
44 ALLIANCEBERNSTEIN L.P. 34,521 830,000 0.31%
45 CITADEL ADVISORS LLC 33,125 797,000 0.30%
46 Spark Investment Management LLC 31,900 767,000 0.28%
47 JACOBS LEVY EQUITY MANAGEMENT, INC 31,060 747,000 0.28%
48 VOYA INVESTMENT MANAGEMENT LLC 29,450 708,000 0.26%
49 DEUTSCHE BANK AG\ 27,608 663,000 0.25%
50 STRS OHIO 27,400 658,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.