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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
4701 AMERICAN INTL GROUP INC 694 14 0.00%
4702 HILLENBRAND INC 401 14 0.00%
4703 AU OPTRONICS CORP 3,819 14 0.00%
4704 RICEBRAN TECHNOLOGIES 15,640 13 0.00%
4705 CONSUMER PORTFOLIO SVCS INC COM 2,800 13 0.00%
4706 COMMERCIAL VEH GROUP INC 1,953 13 0.00%
4707 HOVNANIAN ENTERPRISES INC 6,164 13 0.00%
4708 YIELD10 BIOSCIENCE INC 37,277 13 0.00%
4709 MICRONET ENERTEC TECH INC COM 11,589 13 0.00%
4710 HUBBELL INC 106 12 0.00%
4711 FEDERAL SIGNAL CORP 894 12 0.00%
4712 SURMODICS INC COM 525 12 0.00%
4713 A O SMITH 230 11 0.00%
4714 CAPITOL ACQUISITION CORP III 1,068 11 0.00%
4715 ULTRAGENYX PHARMACEUTICAL INC COM 174 11 0.00%
4716 QUICKLOGIC CORP 6,377 11 0.00%
4717 PENGROWTH ENERGY CORP 11,159 11 0.00%
4718 TEXTRON INC 230 10 0.00%
4719 FLWS/1-800 FLOWERS CL A 989 10 0.00%
4720 DRYSHIPS ORD 6,217 10 0.00%
4721 BIOSTAGE INC 27,554 10 0.00%
4722 STRATA SKIN SCIENCES INC COM 16,057 9 0.00%
4723 RELIANCE STEEL & ALUMINUM CO 118 9 0.00%
4724 NISOURCE 384 9 0.00%
4725 SPIRIT RLTY CAP INC NEW 920 9 0.00%
4726 INFINITY PHARMACEUTICALS INC 3,004 9 0.00%
4727 FIAT CHRYSLER AUTOMOBILES N 870 9 0.00%
4728 MUELLER INDS INC COM 252 8 0.00%
4729 SABRE CORP 421 8 0.00%
4730 NVR INC 4 8 0.00%
4731 BioPharmX Corporation 17,274 8 0.00%
4732 INOGEN INC COM 106 8 0.00%
4733 KMG CHEMICALS INC COM 172 7 0.00%
4734 SIGNATURE BANK 53 7 0.00%
4735 AMPLIPHI BIOSCIENCES CORP 17,690 7 0.00%
4736 ADDUS HOMECARE CORP COM 212 6 0.00%
4737 HARMONY GOLD MINING CO LTD 2,513 6 0.00%
4738 EQUINIX INC 16 6 0.00%
4739 IAO KUN GROUP HLDG CO LTD 21,555 6 0.00%
4740 SPHERE 3D CORP NEW 24,109 5 0.00%
4741 PVH CORPORATION 52 5 0.00%
4742 NVIDIA CORPORATION 54 5 0.00%
4743 COPSYNC INC 18,147 5 0.00%
4744 RUBICON PROJ INC 946 5 0.00%
4745 AK STL HLDG CORP 800 5 0.00%
4746 MSG NETWORK INC 216 5 0.00%
4747 AMERICAN OUTDOOR BRANDS CORP 266 5 0.00%
4748 ONCOMED PHARMACEUTICALS INC COM 572 5 0.00%
4749 PEDEVCO CORP COM PAR 61,846 5 0.00%
4750 NORTHERN OIL & GAS INC NEV 1,779 4 0.00%
Page 95 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 160,900 38,176 0.02% PRN
2 SPANSION LLC 12,500,000 33,546 0.01% PRN
3 TESLA INC 15,000,000 33,440 0.01% PRN
4 LAM RESEARCH CORP SR NT CV 1.25 18 12,194,000 25,828 0.01% PRN
5 ISHARES INC 666,563 22,149 0.01% PRN
6 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
7 EPR PPTYS 614,027 17,768 0.01% PRN
8 LGIH 9,220,000 15,143 0.01% PRN
9 RAYONIER ADVANCED MATLS INC PFD CV SER A 140,000 14,427 0.01% PRN
10 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
11 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
12 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
13 VECTOR GROUP LTD 8,500,000 12,301 0.01% PRN
14 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
15 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
16 M/I HOMES INC 9,353,000 10,545 0.00% PRN
17 ISHARES TR 265,553 10,460 0.00% PRN
18 Dominion Resources Inc/VA 200,000 10,060 0.00% PRN
19 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 7,000,000 10,036 0.00% PRN
20 MEDICINES CO 5,645,000 9,899 0.00% PRN
21 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
22 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
23 TESARO INC 2,000,000 8,862 0.00% PRN
24 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
25 ISHARES INC 164,896 7,880 0.00% PRN
26 NEWPARK RES INC SR NT CV 4 17 7,718,000 7,853 0.00% PRN
27 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
28 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
29 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
30 J2 GLOBAL INC SR CV NT 3.25 29 5,000,000 6,750 0.00% PRN
31 TESLA INC SR CV NT 0.25 19 6,500,000 6,500 0.00% PRN
32 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
33 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
34 ACCURAY INC 5,500,000 5,964 0.00% PRN
35 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
36 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
37 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
38 SPDR SER TR 58,024 5,114 0.00% PRN
39 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
40 HARMONIC INC 4,000,000 5,001 0.00% PRN
41 MEDICINES CO SR GLBL CV NT 22 3,000,000 4,728 0.00% PRN
42 ISHARES TR 27,192 4,655 0.00% PRN
43 VIRTUS INVT PARTNERS INC PFD CV SER D 45,000 4,402 0.00% PRN
44 ISHARES TR 56,588 3,913 0.00% PRN
45 ANTHEM INC 1,500,000 3,424 0.00% PRN
46 STARWOOD PPTY TR INC 3,000,000 3,275 0.00% PRN
47 M/I HOMES INC 2,829,000 2,869 0.00% PRN
48 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
49 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
50 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
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