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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 54,536,378 7,824,218 3.17%
2 MICROSOFT CORP 80,250,708 5,278,327 2.14%
3 JOHNSON & JOHNSON 28,948,146 3,600,801 1.46%
4 AMAZON COM INC 3,953,637 3,500,176 1.42%
5 EXXON MOBIL CORP 41,054,160 3,362,136 1.36%
6 FACEBOOK INC 23,171,236 3,286,843 1.33%
7 JPMORGAN CHASE & CO 35,529,837 3,116,592 1.26%
8 BERKSHIRE HATHAWAY INC DEL 18,614,198 3,098,544 1.26%
9 ALPHABET INC 3,087,253 2,613,901 1.06%
10 Heritage Oaks Bancorp 194,847 2,601,207 1.05%
11 ALPHABET INC 3,090,355 2,560,188 1.04%
12 AT&T INC 61,081,195 2,534,388 1.03%
13 GENERAL ELECTRIC CO 84,359,884 2,510,307 1.02%
14 WELLS FARGO CO NEW 44,788,457 2,489,406 1.01%
15 BANK AMER CORP 99,829,926 2,351,705 0.95%
16 PROCTER AND GAMBLE CO 25,770,428 2,312,290 0.94%
17 PFIZER INC 59,296,844 2,025,708 0.82%
18 CHEVRON CORP NEW 18,461,001 1,979,337 0.80%
19 INTEL CORP 53,934,059 1,943,037 0.79%
20 VERIZON COMMUNICATIONS INC 38,826,004 1,890,013 0.77%
21 HOME DEPOT INC 12,359,642 1,812,284 0.73%
22 CISCO SYS INC 53,471,217 1,804,977 0.73%
23 MERCK & CO INC 27,574,806 1,749,680 0.71%
24 COMCAST CORP NEW 46,585,566 1,748,680 0.71%
25 DISNEY WALT CO 15,047,184 1,703,892 0.69%
26 PHILIP MORRIS INTL INC 15,001,984 1,691,297 0.69%
27 VISA INC 18,878,856 1,675,474 0.68%
28 PEPSICO INC 14,870,323 1,661,180 0.67%
29 CITIGROUP INC 27,004,602 1,613,103 0.65%
30 INTERNATIONAL BUSINESS MACHS 9,055,938 1,574,908 0.64%
31 COCA COLA CO 35,952,332 1,523,514 0.62%
32 UNITEDHEALTH GROUP INC 8,996,397 1,473,315 0.60%
33 ORACLE CORP 29,139,621 1,298,055 0.53%
34 ALTRIA GROUP INC 18,084,668 1,289,688 0.52%
35 AMGEN INC 7,460,812 1,222,415 0.50%
36 3M CO 6,303,345 1,204,437 0.49%
37 MASTERCARD INCORPORATED 10,023,151 1,125,829 0.46%
38 WAL-MART STORES INC 15,364,982 1,105,993 0.45%
39 MCDONALDS CORP 8,299,563 1,074,230 0.44%
40 MEDTRONIC PLC 13,308,812 1,070,622 0.43%
41 BOEING CO 6,056,492 1,069,745 0.43%
42 SCHLUMBERGER LTD 13,495,876 1,052,513 0.43%
43 GILEAD SCIENCES INC 14,411,834 977,616 0.40%
44 ABBVIE INC 14,896,412 969,204 0.39%
45 QUALCOMM INC 16,922,363 969,153 0.39%
46 HONEYWELL INTL INC 7,662,095 955,460 0.39%
47 CELGENE CORP 7,654,180 951,066 0.39%
48 PRICELINE GRP INC 525,746 934,597 0.38%
49 STARBUCKS CORP 15,996,798 932,871 0.38%
50 BRISTOL MYERS SQUIBB CO 17,052,373 926,046 0.38%
Page 1 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
4451 APPLE HOSPITALITY REIT INC 1,441,652 27,535 0.01%
4452 APPFOLIO INC COM CL A 88,033 2,394 0.00%
4453 APOLLO INVT CORP 552 3 0.00%
4454 APOLLO INVT CORP 27,799 182 0.00%
4455 APOLLO GLOBAL MGMT LLC 11,184 271 0.00%
4456 APOLLO COML REAL EST FIN INC 8,020,000 8,811 0.00% PRN
4457 APOLLO COML REAL EST FIN INC 1,083,630 20,383 0.01%
4458 APOLLO COML REAL EST FIN INC 25,977 488 0.00%
4459 APOGEE ENTERPRISES INC COM 266,307 15,874 0.01%
4460 APARTMENT INVT & MGMT CO 14,529 383 0.00%
4461 APARTMENT INVT & MGMT CO 1,847,590 81,864 0.03%
4462 APACHE CORP 3,415,332 175,240 0.07%
4463 AON PLC 2,353,502 278,907 0.11%
4464 ANWORTH MORTGAGE ASSET CP 1,071,060 5,944 0.00%
4465 ANTHERA PHARMACEUTICALS I 355,172 151 0.00%
4466 ANTHEM INC 92 15 0.00%
4467 ANTHEM INC 2,694,329 444,983 0.18%
4468 ANTHEM INC 1,500,000 3,424 0.00% PRN
4469 ANTERO RES CORP 1,296,545 29,564 0.01%
4470 ANTARES PHARMA INC 27,163 77 0.00%
4471 ANTARES PHARMA INC 931,071 2,644 0.00%
4472 ANSYS 717,444 76,646 0.03%
4473 ANNALY CAP MGMT INC 8,986,297 99,803 0.04%
4474 ANIXTER INTL INC 252,197 19,999 0.01%
4475 ANIKA THERAPEUTICS INC COM 117,036 5,084 0.00%
4476 ANI PHARMACEUTICALS INC 64,378 3,187 0.00%
4477 ANHEUSER BUSCH INBEV SA/NV 2,284 250 0.00%
4478 ANGIODYNAMICS INC 366,148 6,352 0.00%
4479 ANGIES LIST INC COM 328,211 1,870 0.00%
4480 ANGIES LIST INC COM 34,066 194 0.00%
4481 ANDERSONS INC COM 224,472 8,507 0.00%
4482 ANCHOR BANCORP WA 9,864 253 0.00%
4483 ANAVEX LIFE SCIENCES CORP 276,974 1,589 0.00%
4484 ANAPTYSBIO INC 54,865 1,522 0.00%
4485 ANALOGIC CORP COM PAR $0.05 1,008 76 0.00%
4486 ANALOGIC CORP COM PAR $0.05 103,714 7,871 0.00%
4487 ANALOG DEVICES INC 3,740,028 306,082 0.13%
4488 ANADARKO PETR 5,192,078 321,428 0.13%
4489 AMTRUST FINL SVCS INC 870,774 16,074 0.01%
4490 AMTECH SYS INC 68,573 377 0.00%
4491 AMPLIPHI BIOSCIENCES CORP 17,690 7 0.00%
4492 AMPIO PHARMACEUTICALS INC 313,183 250 0.00%
4493 AMPHENOL CORP NEW 3,175,971 225,728 0.09%
4494 AMPHASTAR PHARMACEUTICALS INC COM 360,078 5,221 0.00%
4495 AMPCO-PITTSBURGH CORP 61,184 859 0.00%
4496 AMN HEALTHCARE SERVICES INC 361,548 14,678 0.01%
4497 AMKOR TECHNOLOGY INC 1,424,493 16,509 0.01%
4498 AMICUS THERAPEUTICS INC COM 1,167,356 8,323 0.00%
4499 AMGEN INC 7,460,812 1,222,415 0.50%
4500 AMGEN INC 8,642 1,417 0.00%
Page 90 of 96