Dark
Light
System
Security
HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 69 Institutional holders with a total value of $275,723,053.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 3,718,924 49,648,000 18.01%
2 GARDNER LEWIS ASSET MANAGEMENT L P 2,237,634 29,872,000 10.83%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,715,912 22,907,000 8.31%
4 WELLINGTON MANAGEMENT GROUP LLP 1,705,275 22,765,000 8.26%
5 BlackRock Finance, Inc. 1,217,231 16,250,000 5.89%
6 Phocas Financial Corp. 1,023,199 13,660,000 4.95% SH
7 VANGUARD GROUP INC 1,007,054 13,444,000 4.88%
8 Stieven Capital Advisors, L.P. 783,954 10,466,000 3.80%
9 WATER ISLAND CAPITAL LLC 696,335 9,296,000 3.37%
10 AQR ARBITRAGE LLC 679,470 9,071,000 3.29%
11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 503,770 6,725,000 2.44%
12 Magnetar Financial LLC 417,181 5,569,000 2.02%
13 STATE STREET CORP 347,728 4,643,000 1.68%
14 THB ASSET MANAGEMENT 341,475 4,558,000 1.65%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 267,400 3,570,000 1.29%
16 RENAISSANCE TECHNOLOGIES LLC 260,700 3,480,000 1.26%
17 NORTHERN TRUST CORP 246,825 3,295,000 1.20%
18 PRICE MICHAEL F 228,971 3,057,000 1.11%
19 CONTEXT BH CAPITAL MANAGEMENT, LP 214,737 2,867,000 1.04%
20 DEUTSCHE BANK AG\ 209,872 2,801,000 1.02%
21 GABELLI & Co INVESTMENT ADVISERS, INC. 195,405 2,609,000 0.95%
22 GEODE CAPITAL MANAGEMENT, LLC 194,847 2,601,000 0.94%
23 Kassirer Asset Management Corp 176,766 2,360,000 0.86%
24 STIFEL FINANCIAL CORP 176,700 2,359,000 0.86%
25 WOLVERINE ASSET MANAGEMENT LLC 175,383 2,341,000 0.85%
26 FMR LLC 159,840 2,134,000 0.77%
27 DIMENSIONAL FUND ADVISORS LP 150,140 2,004,000 0.73%
28 Bank of New York Mellon Corp 118,036 1,576,000 0.57%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 115,897 1,547,000 0.56%
30 PRELUDE CAPITAL MANAGEMENT, LLC 110,346 1,473,000 0.53%
31 NEW YORK STATE COMMON RETIREMENT FUND 91,143 1,217,000 0.44%
32 OMERS ADMINISTRATION Corp 84,400 1,127,000 0.41%
33 KENNEDY CAPITAL MANAGEMENT LLC 79,005 1,055,000 0.38%
34 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 75,418 1,007,000 0.37%
35 MILLENNIUM MANAGEMENT LLC 68,149 910,000 0.33%
36 MORGAN STANLEY 65,341 872,000 0.32%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 61,341 819,000 0.30%
38 GOLDMAN SACHS GROUP INC 59,628 796,000 0.29%
39 RUSSELL INVESTMENTS GROUP, LTD. 59,471 794,000 0.29%
40 Yakira Capital Management, Inc. 58,080 775,000 0.28% SH
41 Virtu Financial LLC 56,200 750,000 0.27%
42 CHICAGO CAPITAL MANAGEMENT, LLC 48,548 650,000 0.24%
43 K2 PRINCIPAL FUND, L.P. 42,812 572,000 0.21%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 40,200 537,000 0.19%
45 TEACHERS ADVISORS, LLC 38,311 511,000 0.19%
46 Walleye Trading LLC 37,435 500,000 0.18%
47 BISHOP ROCK CAPITAL, L.P. 36,261 484,000 0.18%
48 LONGFELLOW INVESTMENT MANAGEMENT CO LLC 35,399 473,000 0.17%
49 RHUMBLINE ADVISERS 29,223 390,000 0.14%
50 PANAGORA ASSET MANAGEMENT INC 20,240 270,000 0.10%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.