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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q1)
Portfolio Summary: 404 holdings with a total value of $565,277,000.
#
Name
Shares
Value ($)
%
Options
Notes
401 FUELCELL ENERGY INC COM 10,100 13,000 0.00% Put
402 Penn Virginia Corp 1,000 6,000 0.00% Call
403 LGL GROUP INC WTS EXP 08/06/18 333,490 5,000 0.00%
404 BELLATRIX EXPLORATION LTD 600 1,000 0.00% Call
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-15-004386, filed 2015.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.