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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000919574-16-014761) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
251 PATTERN ENERGY GROUP INC 64,102 1,472 0.37%
252 PAYCHEX INC 5,620 236 0.06%
253 PAYPAL HLDGS INC 7,539 275 0.07%
254 PEPSICO INC 12,676 1,343 0.33%
255 PERCEPTRON INC 17,500 82 0.02%
256 PERFUMANIA HLDGS INC 39,066 94 0.02%
257 PERION NETWORK LTD 1:3 R/S 8/27/18 M78673114 29,848 36 0.01%
258 PHILLIPS 66 4,558 362 0.09%
259 PIONEER NAT RES CO 145,419 21,989 5.47%
260 PRGX GLOBAL INC 24,883 130 0.03%
261 PROCTER AND GAMBLE CO 6,616 560 0.14%
262 PROSHARES TR II 43,004 2,110 0.52%
263 ProFire Energy 62,700 70 0.02%
264 QLOGIC CORP 10,601 156 0.04%
265 QUALITY SYS INC 22,262 265 0.07%
266 RANGE RES CORP 20,157 870 0.22%
267 RESOLUTE ENERGY 995,479 2,957 0.73%
268 RF INDS LTD 93,947 206 0.05%
269 ROCKY BRANDS INC 14,500 166 0.04%
270 ROYCE MICRO CAP TR INC 17,970 132 0.03%
271 ROYCE VALUE TR INC 50,440 594 0.15%
272 RSP PERMIAN INC COM 116,486 4,064 1.01%
273 RYERSON HLDG CORP COM 11,333 198 0.05%
274 S&P GLOBAL INC 15,779 1,692 0.42%
275 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 43,287 541 0.13%
276 SANCHEZ ENERGY CORP COM 1,612,690 11,386 2.83%
277 SCHMITT INDS INC ORE 126,835 233 0.06%
278 SCRIPPS E W CO OHIO CL A NEW 23,000 364 0.09%
279 SEAGATE TECHNOLOGY PLC 28,106 685 0.17%
280 SELECT SECTOR SPDR TR 8,000 624 0.16% Put
281 SERVOTRONICS INC 31,219 308 0.08%
282 SHIP FINANCE INTERNATIONAL L 20,072 296 0.07%
283 SIGMATRON INTL INC 10,340 63 0.02%
284 SILVER STD RES INC 19,596 255 0.06%
285 SILVER WHEATON CORP 18,681 440 0.11%
286 SILVER WHEATON CORP 4,000 94 0.02% Call
287 SINCLAIR BROADCAST GROUP INC 24,272 725 0.18%
288 SMTC CORP 196,093 296 0.07%
289 SPAR GROUP INC 37,169 39 0.01%
290 SPDR S&P 500 ETF TR 2,650 555 0.14%
291 SPECTRA ENERGY PARTNERS LP 8,493 401 0.10%
292 SPECTRUM PHARMACEUTICALS INC COM 17,370 114 0.03%
293 ST JUDE MED INC 14,644 1,142 0.28%
294 STAAR Surgical Co 12,500 69 0.02%
295 STANLEY FURNITURE CO INC COM NEW 37,436 92 0.02%
296 STRYKER CORP 10,123 1,213 0.30%
297 SUPERNUS PHARMACEUTICALS INC 32,103 654 0.16%
298 SYNERGY PHARMACEUTICALS DEL 135,065 513 0.13%
299 SYNOPSYS INC 10,846 332 0.08%
300 TANDEM DIABETES CARE INC COM 35,623 269 0.07%
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