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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 WILLIAMS CLAYTON ENERGY INC 651,651 55,677 11.59%
2 PIONEER NAT RES CO 132,637 24,624 5.12%
3 CALLON PETE CO DEL 1,538,282 24,151 5.03%
4 RESOLUTE ENERGY 857,466 22,346 4.65%
5 CALIFORNIA RESOURCES 1,330,094 16,626 3.46%
6 CIMAREX ENERGY 110,282 14,819 3.08%
7 GULFPORT ENERGY CORP 497,351 14,050 2.92%
8 SANCHEZ ENERGY 1,550,088 13,703 2.85%
9 ENERGEN CORP COM 226,992 13,102 2.73%
10 WPX ENERGY INC 982,109 12,954 2.70%
11 CARRIZO OIL & GAS INC 292,214 11,870 2.47%
12 WHITING PETE CORP NEW 1,238,337 10,823 2.25%
13 CONCHO RESOURCES 72,781 9,996 2.08%
14 EQT CORP 137,576 9,991 2.08%
15 COTERRA ENERGY INC 363,218 9,371 1.95%
16 ANTERO RESOURCE CORP 316,874 8,540 1.78%
17 Laredo Petroleum Inc 639,675 8,252 1.72%
18 NEWFIELD EXPLOR 176,621 7,676 1.60%
19 BILL BARRETT CP 1,343,878 7,472 1.55%
20 BERKSHIRE HATHAWAY INC DEL 46,700 6,747 1.40% Call
21 BERKSHIRE HATHAWAY INC DEL 45,650 6,595 1.37%
22 RSP PERMIAN INC COM 89,317 3,464 0.72%
23 EOG RES INC 31,795 3,075 0.64%
24 CONTANGO OIL & GAS CO COM NEW 300,809 3,074 0.64%
25 ProShares Short VIX Short-Term Futures 39,939 2,924 0.61%
26 EXPRESS SCRIPTS HLDG CO 38,000 2,680 0.56% Put
27 AMERICAN EXPRESS CO 39,171 2,509 0.52%
28 CVS HEALTH CORP 27,900 2,483 0.52% Put
29 8point3 Energy Partners LP 156,546 2,254 0.47%
30 CONTINENTAL RESOURE 41,927 2,179 0.45%
31 BioDelivery Sciences International Inc 803,810 2,170 0.45%
32 Gastar Exploration, Ltd. 2,477,674 2,093 0.44%
33 DIAMONDBACK ENERGY 20,466 1,976 0.41%
34 COPART INC 35,768 1,916 0.40%
35 TEVA PHARMACEUTICAL INDS LTD 41,600 1,914 0.40% Put
36 S&P GLOBAL INC 15,065 1,907 0.40%
37 BIOGEN INC 5,900 1,847 0.38% Put
38 ZIMMER BIOMET HLDGS INC 13,379 1,740 0.36%
39 DELTA AIRLINES INC DEL 41,963 1,652 0.34%
40 TESLA INC 7,900 1,612 0.34% Put
41 NCI BLDG SYS INC 107,440 1,568 0.33%
42 DAVITA INC 23,515 1,554 0.32%
43 Pattern Energy Group Inc 68,528 1,541 0.32%
44 AMERICAN INTL GROUP INC 25,971 1,541 0.32%
45 NOBLE ENERGY INC 42,993 1,537 0.32%
46 CITIGROUP INC 31,000 1,464 0.30%
47 CARA THERAPEUTICS INC 161,689 1,350 0.28%
48 UNITEDHEALTH GROUP INC 9,610 1,345 0.28%
49 THERMO FISHER SCIENTIFIC INC 8,329 1,325 0.28%
50 PEPSICO INC 11,973 1,302 0.27%
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