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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
51 CIVEO CORP CDA 347,036 4,029,088 0.13%
52 COMPUWARE CORP 4,489,830 47,637,096 1.58%
53 CONCUR TECHNOLOGIE 628,115 79,657,544 2.64%
54 CONCUR TECHNOLOGIES INC 513 4,100 0.00% Put
55 CONCUR TECHNOLOGIES INC 500,000 652,500 0.02% PRN
56 CONCUR TECHNOLOGIES INC 57,860 105,200 0.00% Put
57 CONSOL ENERGY INC 439,983 16,657,756 0.55%
58 CONVERSANT INC 922,215 31,585,864 1.05%
59 COVIDIEN PLC 1,182,185 102,270,824 3.39%
60 CUBIST PHARMACEUTICALS INC 2,950,869 354,104 0.01%
61 Cal Dive International Inc Del 5,741,000 3,738,826 0.12% PRN
62 Charter Communications Inc 18,217 2,757,507 0.09% Put
63 Charter Communications, Inc. 19,500 25,838 0.00% Put
64 Covidien PLC 55,000 70,125 0.00% Put
65 Covidien PLC 4,000 1,400 0.00% Put
66 Covidien PLC 96,200 57,720 0.00% Put
67 Covidien PLC 656,800 591,120 0.02% Put
68 Covidien PLC 65,100 126,945 0.00% Put
69 DISH NETWORK CORP 112,810 7,285,270 0.24%
70 DRESSER-RAND GROUP INC 533,687 43,901,093 1.45%
71 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 145,088,918 4.80% PRN
72 DirectTV Com 1,458,012 126,147,198 4.18%
73 Dish Network Corp. 73,200 106,140 0.00% Put
74 Dish Network Corp. 39,100 81,133 0.00% Put
75 E M C CORP MASS 195,400 117,240 0.00% Put
76 E M C CORP MASS 122,200 126,477 0.00% Put
77 E M C CORP MASS COM 171,000 5,003,460 0.17%
78 ENERGIZER HOLDINGS INC. 34,200 4,213,782 0.14%
79 Einstein Noah Restaurant Grp 631,810 12,737,290 0.42%
80 El Paso Partners Pipeline 399,223 16,032,796 0.53%
81 Energizer Holdings Inc 39,100 64,515 0.00% Put
82 Express 123,498 1,927,804 0.06%
83 Express Inc 244,200 48,840 0.00% Put
84 Express Inc 2,600 2,145 0.00% Put
85 FAMILY DLR STORES INC 119,800 2,995 0.00% Put
86 Family Dollar Stores Inc 1,455,604 112,430,853 3.72%
87 First United Bancorp Inc FLA 1,434,973 12,225,970 0.40%
88 Foster Wheeler Ag 4,821,814 152,465,759 5.05%
89 GLIMCHER RLTY TR 2,338,754 31,666,729 1.05%
90 GLIMCHER RLTY TR SH BEN INT 38,900 973 0.00% Put
91 GLIMCHER RLTY TR SH BEN INT 43,400 2,170 0.00% Put
92 GLOBALSTAR INC 754,661 4,613,337 0.15% PRN
93 General Motors Co 485,972 15,521,946 0.51%
94 Gentiva Health Services Inc 197,954 3,321,668 0.11%
95 Gentiva Health Services Inc 195,500 83,088 0.00% Put
96 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.49%
97 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.53%
98 ILLUMINA INC 19,800 8,910 0.00% Put
99 ILLUMINA INC 600 98,352 0.00%
100 INTERNATIONAL RECTIFIER CORP 23,400 4,095 0.00% Put
Page 2 of 4
Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 Foster Wheeler Ag 4,821,814 152,465,759 5.19%
2 TW TELECOM INC 3,516,084 146,304,255 4.98%
3 American Realty Capital Health 12,836,287 134,524,288 4.58%
4 Safeway Inc - Safeway PDC LLC CVR 3,914,835 134,278,841 4.57%
5 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.30%
6 URS CORP 2,191,831 126,271,384 4.30%
7 DirectTV Com 1,458,012 126,147,198 4.30%
8 Shire PLC 447,671 115,969,173 3.95%
9 Family Dollar Stores Inc 1,455,604 112,430,853 3.83%
10 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.52%
11 COVIDIEN PLC 1,182,185 102,270,824 3.48%
12 TRIQUINT SEMICONDU 5,352,202 102,066,492 3.48%
13 CONCUR TECHNOLOGIE 628,115 79,657,544 2.71%
14 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.43%
15 ATHLON ENERGY INC 1,216,204 70,819,559 2.41%
16 BCE INC COM NEW 1,652,881 70,678,596 2.41%
17 TRW AUTOMOTIVE HLDGS CORP 656,661 66,486,926 2.26%
18 TIME WARNER CABLE 423,383 60,751,227 2.07%
19 Integrys Energy Group Inc 909,491 58,953,207 2.01%
20 TIM HORTONS INC COM 608,852 47,943,799 1.63%
21 COMPUWARE CORP 4,489,830 47,637,096 1.62%
22 INTL RECTIFIER COR 1,210,797 47,511,674 1.62%
23 Tibco Software 1,975,770 46,687,445 1.59%
24 Annies Inc. 973,140 44,667,126 1.52%
25 DRESSER-RAND GROUP INC 533,687 43,901,093 1.50%
26 SIGMA ALDRICH 309,446 42,087,750 1.43%
27 Allergan plc 182,300 32,484,037 1.11%
28 GLIMCHER RLTY TR 2,338,754 31,666,729 1.08%
29 CONVERSANT INC 922,215 31,585,864 1.08%
30 Kinder Morgan Inc 589,800 22,612,932 0.77%
31 MOVE INC COM NEW 908,765 19,047,714 0.65%
32 CONSOL ENERGY INC 439,983 16,657,756 0.57%
33 Kinder Morgan Inc. 173,662 16,199,191 0.55%
34 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.55%
35 El Paso Partners Pipeline 399,223 16,032,796 0.55%
36 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.54%
37 General Motors Co 485,972 15,521,946 0.53%
38 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.53%
39 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.52%
40 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.51%
41 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 14,508,918 0.49% PRN
42 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.49%
43 National Australia Bank ADR 306,826 13,957,515 0.48%
44 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.44%
45 Taminco 494,290 12,900,969 0.44%
46 Einstein Noah Restaurant Grp 631,810 12,737,290 0.43%
47 B/E AEROSPACE INC 146,480 12,295,531 0.42%
48 First United Bancorp Inc FLA 1,434,973 12,225,970 0.42%
49 MANITOWOC INC COM 471,811 11,063,968 0.38%
50 PAYCHEX INC 195,431 10,963,679 0.37%
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