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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 PEABODY ENERGY CORP 725,297 8,979,177 0.30%
2 ACTAVIS PLC 34,200 177,840 0.01% Put
3 AGILENT TECHNOLOGIES INC 146,600 53,509 0.00% Put
4 AGILENT TECHNOLOGIES INC 97,714 5,567,744 0.18%
5 AGILENT TECHNOLOGIES INC 24,400 31,354 0.00% Put
6 ALBEMARLE CORP 19,200 58,560 0.00% Put
7 ALBEMARLE CORP 141,800 265,875 0.01% Put
8 ALLERGAN INC 15,000 210,750 0.01% Call
9 ALLERGAN INC 106,300 249,805 0.01% Put
10 ALLERGAN INC 75,000 63,750 0.00% Put
11 ALLERGAN INC 25,000 268,750 0.01% Call
12 ALLERGAN INC 159,800 67,915 0.00% Put
13 ALLERGAN PLC 34,200 8,251,776 0.27%
14 ALLIANCE DATA SYSTEMS CORP 25,500 135,150 0.00% Put
15 ALLIANCE DATA SYSTEMS CORP 17,300 57,090 0.00% Put
16 ALPHA NATURAL RESOURCES 25,100 62,248 0.00%
17 ASSURED GUARANTY LTD COM 382,075 8,466,782 0.28%
18 AT&T Inc 1,954,000 2,794,220 0.09% Put
19 ATHLON ENERGY INC 1,216,204 70,819,559 2.34%
20 AbbVie Inc. 257,800 148,235 0.00% Put
21 AbbVie Inc. 108,400 40,650 0.00% Put
22 AbbVie Inc. 13,400 17,755 0.00% Put
23 Allergan plc 182,300 32,484,037 1.08%
24 Ambit Biosciences Corp. 126,415 1,946,791 0.06%
25 American Realty Capital Health 12,836,287 134,524,288 4.45%
26 Annaly Cap Management Inc 8,352,000 8,680,860 0.29% PRN
27 Annies Inc. 973,140 44,667,126 1.48%
28 B/E AEROSPACE INC 146,480 12,295,531 0.41%
29 B/E AEROSPACE INC 146,400 248,880 0.01% Put
30 BALLY TECHNOLOGIES INC 55,000 4,438,500 0.15%
31 BANK OF KENTUCKY FINL CORP 146,273 6,762,201 0.22%
32 BCE INC COM NEW 1,652,881 70,678,596 2.34%
33 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.43%
34 BPZ 8 1/2 10/01/17 7,072,000 6,943,820 0.23% PRN
35 Bally Technologies Inc. 55,000 64,625 0.00% Put
36 Bally Technologies Inc. 55,000 144,375 0.00% Call
37 Berry Plastics Group Inc 43,388 1,095,113 0.04%
38 Berry Plastics Group Inc. 97,700 26,868 0.00% Put
39 Burger King Worldwide, Inc. 20,000 59,000 0.00% Put
40 Burger King Worldwide, Inc. 51,900 368,490 0.01% Put
41 Burger King Worldwide, Inc. 395,200 2,134,080 0.07% Put
42 Burger King Worldwide, Inc. 20,000 90,000 0.00% Put
43 CAREFUSION CORP COM 31,501 1,425,420 0.05%
44 CF INDS HLDGS INC 14,657 4,092,528 0.14%
45 CF INDS HLDGS INC 19,500 82,388 0.00% Put
46 CHIQUITA BRANDS INTL 118,800 1,686,960 0.06%
47 CIVEO CORP 195,400 48,850 0.00% Put
48 CIVEO CORP 134,400 3,360 0.00% Call
49 CIVEO CORP 156,200 1,679,150 0.06% Put
50 CIVEO CORP 5,900 148 0.00% Call
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Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 Foster Wheeler Ag 4,821,814 152,465,759 5.19%
2 TW TELECOM INC 3,516,084 146,304,255 4.98%
3 American Realty Capital Health 12,836,287 134,524,288 4.58%
4 Safeway Inc - Safeway PDC LLC CVR 3,914,835 134,278,841 4.57%
5 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.30%
6 URS CORP 2,191,831 126,271,384 4.30%
7 DirectTV Com 1,458,012 126,147,198 4.30%
8 Shire PLC 447,671 115,969,173 3.95%
9 Family Dollar Stores Inc 1,455,604 112,430,853 3.83%
10 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.52%
11 COVIDIEN PLC 1,182,185 102,270,824 3.48%
12 TRIQUINT SEMICONDU 5,352,202 102,066,492 3.48%
13 CONCUR TECHNOLOGIE 628,115 79,657,544 2.71%
14 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.43%
15 ATHLON ENERGY INC 1,216,204 70,819,559 2.41%
16 BCE INC COM NEW 1,652,881 70,678,596 2.41%
17 TRW AUTOMOTIVE HLDGS CORP 656,661 66,486,926 2.26%
18 TIME WARNER CABLE 423,383 60,751,227 2.07%
19 Integrys Energy Group Inc 909,491 58,953,207 2.01%
20 TIM HORTONS INC COM 608,852 47,943,799 1.63%
21 COMPUWARE CORP 4,489,830 47,637,096 1.62%
22 INTL RECTIFIER COR 1,210,797 47,511,674 1.62%
23 Tibco Software 1,975,770 46,687,445 1.59%
24 Annies Inc. 973,140 44,667,126 1.52%
25 DRESSER-RAND GROUP INC 533,687 43,901,093 1.50%
26 SIGMA ALDRICH 309,446 42,087,750 1.43%
27 Allergan plc 182,300 32,484,037 1.11%
28 GLIMCHER RLTY TR 2,338,754 31,666,729 1.08%
29 CONVERSANT INC 922,215 31,585,864 1.08%
30 Kinder Morgan Inc 589,800 22,612,932 0.77%
31 MOVE INC COM NEW 908,765 19,047,714 0.65%
32 CONSOL ENERGY INC 439,983 16,657,756 0.57%
33 Kinder Morgan Inc. 173,662 16,199,191 0.55%
34 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.55%
35 El Paso Partners Pipeline 399,223 16,032,796 0.55%
36 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.54%
37 General Motors Co 485,972 15,521,946 0.53%
38 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.53%
39 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.52%
40 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.51%
41 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 14,508,918 0.49% PRN
42 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.49%
43 National Australia Bank ADR 306,826 13,957,515 0.48%
44 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.44%
45 Taminco 494,290 12,900,969 0.44%
46 Einstein Noah Restaurant Grp 631,810 12,737,290 0.43%
47 B/E AEROSPACE INC 146,480 12,295,531 0.42%
48 First United Bancorp Inc FLA 1,434,973 12,225,970 0.42%
49 MANITOWOC INC COM 471,811 11,063,968 0.38%
50 PAYCHEX INC 195,431 10,963,679 0.37%
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