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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 145,088,918 4.80% PRN
2 Morgans Hotel Group Co 8,750,000 8,728,125 0.29% PRN
3 Annaly Cap Management Inc 8,352,000 8,680,860 0.29% PRN
4 BPZ 8 1/2 10/01/17 7,072,000 6,943,820 0.23% PRN
5 GLOBALSTAR INC 754,661 4,613,337 0.15% PRN
6 Cal Dive International Inc Del 5,741,000 3,738,826 0.12% PRN
7 CONCUR TECHNOLOGIES INC 500,000 652,500 0.02% PRN
8 OMNICARE INC 3.25%35 CVT PUT DUE 12 500,000 515,938 0.02% PRN
9 Foster Wheeler Ag 4,821,814 152,465,759 5.05%
10 TW TELECOM INC 3,516,084 146,304,255 4.84%
11 American Realty Capital Health 12,836,287 134,524,288 4.45%
12 Safeway Inc - Safeway PDC LLC CVR 3,914,835 134,278,841 4.45%
13 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.18%
14 URS CORP 2,191,831 126,271,384 4.18%
15 DirectTV Com 1,458,012 126,147,198 4.18%
16 Shire PLC 447,671 115,969,173 3.84%
17 Family Dollar Stores Inc 1,455,604 112,430,853 3.72%
18 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.42%
19 COVIDIEN PLC 1,182,185 102,270,824 3.39%
20 TRIQUINT SEMICONDU 5,352,202 102,066,492 3.38%
21 CONCUR TECHNOLOGIE 628,115 79,657,544 2.64%
22 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.37%
23 ATHLON ENERGY INC 1,216,204 70,819,559 2.34%
24 BCE INC COM NEW 1,652,881 70,678,596 2.34%
25 TRW AUTOMOTIVE HLDGS CORP 656,661 66,486,926 2.20%
26 TIME WARNER CABLE 423,383 60,751,227 2.01%
27 Integrys Energy Group Inc 909,491 58,953,207 1.95%
28 TIM HORTONS INC COM 608,852 47,943,799 1.59%
29 COMPUWARE CORP 4,489,830 47,637,096 1.58%
30 Tibco Software 1,975,770 46,687,445 1.55%
31 Annies Inc. 973,140 44,667,126 1.48%
32 DRESSER-RAND GROUP INC 533,687 43,901,093 1.45%
33 SIGMA ALDRICH 309,446 42,087,750 1.39%
34 Allergan plc 182,300 32,484,037 1.08%
35 GLIMCHER RLTY TR 2,338,754 31,666,729 1.05%
36 CONVERSANT INC 922,215 31,585,864 1.05%
37 Kinder Morgan Inc 589,800 22,612,932 0.75%
38 MOVE INC COM NEW 908,765 19,047,714 0.63%
39 CONSOL ENERGY INC 439,983 16,657,756 0.55%
40 Kinder Morgan Inc. 173,662 16,199,191 0.54%
41 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.53%
42 El Paso Partners Pipeline 399,223 16,032,796 0.53%
43 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.53%
44 General Motors Co 485,972 15,521,946 0.51%
45 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.51%
46 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.51%
47 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.49%
48 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.48%
49 National Australia Bank ADR 306,826 13,957,515 0.46%
50 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.43%
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Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 Foster Wheeler Ag 4,821,814 152,465,759 5.19%
2 TW TELECOM INC 3,516,084 146,304,255 4.98%
3 American Realty Capital Health 12,836,287 134,524,288 4.58%
4 Safeway Inc - Safeway PDC LLC CVR 3,914,835 134,278,841 4.57%
5 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.30%
6 URS CORP 2,191,831 126,271,384 4.30%
7 DirectTV Com 1,458,012 126,147,198 4.30%
8 Shire PLC 447,671 115,969,173 3.95%
9 Family Dollar Stores Inc 1,455,604 112,430,853 3.83%
10 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.52%
11 COVIDIEN PLC 1,182,185 102,270,824 3.48%
12 TRIQUINT SEMICONDU 5,352,202 102,066,492 3.48%
13 CONCUR TECHNOLOGIE 628,115 79,657,544 2.71%
14 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.43%
15 ATHLON ENERGY INC 1,216,204 70,819,559 2.41%
16 BCE INC COM NEW 1,652,881 70,678,596 2.41%
17 TRW AUTOMOTIVE HLDGS CORP 656,661 66,486,926 2.26%
18 TIME WARNER CABLE 423,383 60,751,227 2.07%
19 Integrys Energy Group Inc 909,491 58,953,207 2.01%
20 TIM HORTONS INC COM 608,852 47,943,799 1.63%
21 COMPUWARE CORP 4,489,830 47,637,096 1.62%
22 INTL RECTIFIER COR 1,210,797 47,511,674 1.62%
23 Tibco Software 1,975,770 46,687,445 1.59%
24 Annies Inc. 973,140 44,667,126 1.52%
25 DRESSER-RAND GROUP INC 533,687 43,901,093 1.50%
26 SIGMA ALDRICH 309,446 42,087,750 1.43%
27 Allergan plc 182,300 32,484,037 1.11%
28 GLIMCHER RLTY TR 2,338,754 31,666,729 1.08%
29 CONVERSANT INC 922,215 31,585,864 1.08%
30 Kinder Morgan Inc 589,800 22,612,932 0.77%
31 MOVE INC COM NEW 908,765 19,047,714 0.65%
32 CONSOL ENERGY INC 439,983 16,657,756 0.57%
33 Kinder Morgan Inc. 173,662 16,199,191 0.55%
34 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.55%
35 El Paso Partners Pipeline 399,223 16,032,796 0.55%
36 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.54%
37 General Motors Co 485,972 15,521,946 0.53%
38 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.53%
39 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.52%
40 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.51%
41 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 14,508,918 0.49% PRN
42 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.49%
43 National Australia Bank ADR 306,826 13,957,515 0.48%
44 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.44%
45 Taminco 494,290 12,900,969 0.44%
46 Einstein Noah Restaurant Grp 631,810 12,737,290 0.43%
47 B/E AEROSPACE INC 146,480 12,295,531 0.42%
48 First United Bancorp Inc FLA 1,434,973 12,225,970 0.42%
49 MANITOWOC INC COM 471,811 11,063,968 0.38%
50 PAYCHEX INC 195,431 10,963,679 0.37%
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