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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 145,088,918 4.80% PRN
2 Morgans Hotel Group Co 8,750,000 8,728,125 0.29% PRN
3 Annaly Cap Management Inc 8,352,000 8,680,860 0.29% PRN
4 BPZ 8 1/2 10/01/17 7,072,000 6,943,820 0.23% PRN
5 GLOBALSTAR INC 754,661 4,613,337 0.15% PRN
6 Cal Dive International Inc Del 5,741,000 3,738,826 0.12% PRN
7 CONCUR TECHNOLOGIES INC 500,000 652,500 0.02% PRN
8 OMNICARE INC 3.25%35 CVT PUT DUE 12 500,000 515,938 0.02% PRN
9 Foster Wheeler Ag 4,821,814 152,465,759 5.05%
10 TW TELECOM INC 3,516,084 146,304,255 4.84%
11 American Realty Capital Health 12,836,287 134,524,288 4.45%
12 Safeway Inc - Safeway PDC LLC CVR 3,914,835 134,278,841 4.45%
13 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.18%
14 URS CORP 2,191,831 126,271,384 4.18%
15 DirectTV Com 1,458,012 126,147,198 4.18%
16 Shire PLC 447,671 115,969,173 3.84%
17 Family Dollar Stores Inc 1,455,604 112,430,853 3.72%
18 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.42%
19 COVIDIEN PLC 1,182,185 102,270,824 3.39%
20 TRIQUINT SEMICONDU 5,352,202 102,066,492 3.38%
21 CONCUR TECHNOLOGIE 628,115 79,657,544 2.64%
22 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.37%
23 ATHLON ENERGY INC 1,216,204 70,819,559 2.34%
24 BCE INC COM NEW 1,652,881 70,678,596 2.34%
25 TRW AUTOMOTIVE HLDGS CORP 656,661 66,486,926 2.20%
26 TIME WARNER CABLE 423,383 60,751,227 2.01%
27 Integrys Energy Group Inc 909,491 58,953,207 1.95%
28 TIM HORTONS INC COM 608,852 47,943,799 1.59%
29 COMPUWARE CORP 4,489,830 47,637,096 1.58%
30 Tibco Software 1,975,770 46,687,445 1.55%
31 Annies Inc. 973,140 44,667,126 1.48%
32 DRESSER-RAND GROUP INC 533,687 43,901,093 1.45%
33 Sigma-Aldrich 309,446 42,087,750 1.39%
34 Allergan plc 182,300 32,484,037 1.08%
35 GLIMCHER RLTY TR 2,338,754 31,666,729 1.05%
36 CONVERSANT INC 922,215 31,585,864 1.05%
37 Kinder Morgan Inc 589,800 22,612,932 0.75%
38 MOVE INC COM NEW 908,765 19,047,714 0.63%
39 CONSOL ENERGY INC COM 439,983 16,657,756 0.55%
40 Kinder Morgan Inc. 173,662 16,199,191 0.54%
41 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.53%
42 El Paso Partners Pipeline 399,223 16,032,796 0.53%
43 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.53%
44 Gen Motors Co 485,972 15,521,946 0.51%
45 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.51%
46 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.51%
47 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.49%
48 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.48%
49 Mylan Laboratories Inc 306,826 13,957,515 0.46%
50 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.43%
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Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
101 Iron Mountain Inc New 24,431 797,672 0.03%
102 CONCUR TECHNOLOGIES INC 500,000 652,500 0.02% PRN
103 Covidien PLC 656,800 591,120 0.02% Put
104 Outerwall, Inc. 195,400 581,315 0.02% Put
105 OMNICARE INC 3.25%35 CVT PUT DUE 12 500,000 515,938 0.02% PRN
106 Kodiak Oil & Gas Corp. 653,300 424,645 0.01% Put
107 MEDTRONIC INC 6,500 402,675 0.01%
108 TRW Automotive Holdings Corp 99,800 394,210 0.01% Call
109 Burger King Worldwide, Inc. 51,900 368,490 0.01% Put
110 CUBIST PHARMACEUTICALS INC 2,950,869 354,104 0.01%
111 Time Warner Cable Inc 109,800 334,890 0.01% Put
112 MYLAN INC 244,300 328,584 0.01% Put
113 Weatherford International Ltd 341,900 278,649 0.01% Put
114 JUNIPER NETWORKS INC 293,200 271,210 0.01% Put
115 ALLERGAN INC 25,000 268,750 0.01% Call
116 ALBEMARLE CORP 141,800 265,875 0.01% Put
117 ALLERGAN INC 106,300 249,805 0.01% Put
118 B/E AEROSPACE INC 146,400 248,880 0.01% Put
119 T MOBILE US INC 293,200 225,764 0.01% Put
120 ALLERGAN INC 15,000 210,750 0.01% Call
121 ACTAVIS PLC 34,200 177,840 0.01% Put
122 SPDR S&P 500 ETF TR 97,400 174,346 0.01% Put
123 Valeant Pharmaceuticals Intl 15,000 171,750 0.01% Call
124 Now Inc. 97,700 166,090 0.01% Put
125 Weatherford International Ltd 390,900 162,224 0.01% Put
126 KINDRED HEALTHCARE INC 294,500 161,975 0.01% Put
127 Viacom Inc New 97,700 161,205 0.01% Put
128 TW Telecom Inc 76,100 150,298 0.01% Call
129 AbbVie Inc. 257,800 148,235 0.01% Put
130 Bally Technologies Inc. 55,000 144,375 0.00% Call
131 ALLIANCE DATA SYSTEMS CORP 25,500 135,150 0.00% Put
132 Shire PLC 292,800 131,760 0.00% Put
133 Covidien PLC 65,100 126,945 0.00% Put
134 E M C CORP MASS 122,200 126,477 0.00% Put
135 Time Warner Cable Inc 15,000 124,500 0.00% Put
136 SALESFORCE COM INC 2,100 120,813 0.00%
137 E M C CORP MASS 195,400 117,240 0.00% Put
138 Dish Network Corp. 73,200 106,140 0.00% Put
139 ILLUMINA INC 600 98,352 0.00%
140 Shire PLC 58,800 97,020 0.00% Put
141 Now Inc. 195,300 92,768 0.00% Put
142 Burger King Worldwide, Inc. 20,000 90,000 0.00% Put
143 TYSON FOODS INC 195,400 87,930 0.00% Put
144 Gentiva Health Services Inc 195,500 83,088 0.00% Put
145 CF INDS HLDGS INC 19,500 82,388 0.00% Put
146 TW Telecom Inc 49,900 82,335 0.00% Put
147 Dish Network Corp. 39,100 81,133 0.00% Put
148 SPDR S&P 500 ETF TR 97,600 80,032 0.00% Put
149 Covidien PLC 55,000 70,125 0.00% Put
150 SIRIUS XM HLDGS INC 2,000,000 70,000 0.00% Put
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