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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 Foster Wheeler Ag 4,821,814 152,465,759 5.05%
2 TW TELECOM INC 3,516,084 146,304,255 4.84%
3 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 145,088,918 4.80% PRN
4 American Realty Capital Health 12,836,287 134,524,288 4.45%
5 Safeway Inc - Safeway PDC LLC CVR 3,914,835 134,278,841 4.45%
6 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.18%
7 URS CORP 2,191,831 126,271,384 4.18%
8 DirectTV Com 1,458,012 126,147,198 4.18%
9 Shire PLC 447,671 115,969,173 3.84%
10 Family Dollar Stores Inc 1,455,604 112,430,853 3.72%
11 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.42%
12 COVIDIEN PLC 1,182,185 102,270,824 3.39%
13 TRIQUINT SEMICONDU 5,352,202 102,066,492 3.38%
14 CONCUR TECHNOLOGIE 628,115 79,657,544 2.64%
15 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.37%
16 ATHLON ENERGY INC 1,216,204 70,819,559 2.34%
17 BCE INC COM NEW 1,652,881 70,678,596 2.34%
18 TRW AUTOMOTIVE HLDGS CORP 656,661 66,486,926 2.20%
19 TIME WARNER CABLE 423,383 60,751,227 2.01%
20 Integrys Energy Group Inc 909,491 58,953,207 1.95%
21 TIM HORTONS INC COM 608,852 47,943,799 1.59%
22 COMPUWARE CORP 4,489,830 47,637,096 1.58%
23 Tibco Software 1,975,770 46,687,445 1.55%
24 Annies Inc. 973,140 44,667,126 1.48%
25 DRESSER-RAND GROUP INC 533,687 43,901,093 1.45%
26 SIGMA ALDRICH 309,446 42,087,750 1.39%
27 Allergan plc 182,300 32,484,037 1.08%
28 GLIMCHER RLTY TR 2,338,754 31,666,729 1.05%
29 CONVERSANT INC 922,215 31,585,864 1.05%
30 Kinder Morgan Inc 589,800 22,612,932 0.75%
31 MOVE INC COM NEW 908,765 19,047,714 0.63%
32 CONSOL ENERGY INC 439,983 16,657,756 0.55%
33 Kinder Morgan Inc. 173,662 16,199,191 0.54%
34 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.53%
35 El Paso Partners Pipeline 399,223 16,032,796 0.53%
36 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.53%
37 General Motors Co 485,972 15,521,946 0.51%
38 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.51%
39 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.51%
40 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.49%
41 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.48%
42 National Australia Bank ADR 306,826 13,957,515 0.46%
43 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.43%
44 Taminco 494,290 12,900,969 0.43%
45 Einstein Noah Restaurant Grp 631,810 12,737,290 0.42%
46 B/E AEROSPACE INC 146,480 12,295,531 0.41%
47 First United Bancorp Inc FLA 1,434,973 12,225,970 0.40%
48 MANITOWOC INC COM 471,811 11,063,968 0.37%
49 PAYCHEX INC 195,431 10,963,679 0.36%
50 TYSON FOODS INC 236,973 9,329,627 0.31%
Page 1 of 4
Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
51 Now Inc. 195,300 92,768 0.00% Put
52 Shire PLC 58,800 97,020 0.00% Put
53 ILLUMINA INC 600 98,352 0.00%
54 Dish Network Corp. 73,200 106,140 0.00% Put
55 E M C CORP MASS 195,400 117,240 0.00% Put
56 SALESFORCE COM INC 2,100 120,813 0.00%
57 Time Warner Cable Inc 15,000 124,500 0.00% Put
58 E M C CORP MASS 122,200 126,477 0.00% Put
59 Covidien PLC 65,100 126,945 0.00% Put
60 Shire PLC 292,800 131,760 0.00% Put
61 ALLIANCE DATA SYSTEMS CORP 25,500 135,150 0.00% Put
62 Bally Technologies Inc. 55,000 144,375 0.00% Call
63 AbbVie Inc. 257,800 148,235 0.01% Put
64 TW Telecom Inc 76,100 150,298 0.01% Call
65 Viacom Inc New 97,700 161,205 0.01% Put
66 KINDRED HEALTHCARE INC 294,500 161,975 0.01% Put
67 Weatherford International Ltd 390,900 162,224 0.01% Put
68 Now Inc. 97,700 166,090 0.01% Put
69 Valeant Pharmaceuticals Intl 15,000 171,750 0.01% Call
70 SPDR S&P 500 ETF TR PUT 97,400 174,346 0.01% Put
71 ACTAVIS PLC 34,200 177,840 0.01% Put
72 ALLERGAN INC 15,000 210,750 0.01% Call
73 T MOBILE US INC 293,200 225,764 0.01% Put
74 B/E AEROSPACE INC 146,400 248,880 0.01% Put
75 ALLERGAN INC 106,300 249,805 0.01% Put
76 ALBEMARLE CORP 141,800 265,875 0.01% Put
77 ALLERGAN INC 25,000 268,750 0.01% Call
78 JUNIPER NETWORKS INC 293,200 271,210 0.01% Put
79 Weatherford International Ltd 341,900 278,649 0.01% Put
80 MYLAN INC 244,300 328,584 0.01% Put
81 Time Warner Cable Inc 109,800 334,890 0.01% Put
82 CUBIST PHARMACEUTICALS INC 2,950,869 354,104 0.01%
83 Burger King Worldwide, Inc. 51,900 368,490 0.01% Put
84 TRW Automotive Holdings Corp 99,800 394,210 0.01% Call
85 Medtronic Inc 6,500 402,675 0.01%
86 Kodiak Oil & Gas Corp. 653,300 424,645 0.01% Put
87 OMNICARE INC 3.25%35 CVT PUT DUE 12 500,000 515,938 0.02% PRN
88 Outerwall, Inc. 195,400 581,315 0.02% Put
89 Covidien PLC 656,800 591,120 0.02% Put
90 CONCUR TECHNOLOGIES INC 500,000 652,500 0.02% PRN
91 Iron Mountain Inc New 24,431 797,672 0.03%
92 Time Warner Cable Inc 169,700 1,094,565 0.04% Put
93 Berry Plastics Group Inc 43,388 1,095,113 0.04%
94 iPath S&P 500 VIX Short Term 39,296 1,224,856 0.04%
95 CAREFUSION CORP COM 31,501 1,425,420 0.05%
96 Valeant Pharmaceuticals Intl 117,900 1,444,275 0.05% Call
97 Valeant Pharmaceuticals Intl 100,000 1,635,000 0.06% Call
98 CIVEO CORP 156,200 1,679,150 0.06% Put
99 CHIQUITA BRANDS INTL 118,800 1,686,960 0.06%
100 Molson Coors Brewing Co 24,429 1,818,495 0.06%
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