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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 Foster Wheeler Ag 4,821,814 152,465,759 5.05%
2 TW TELECOM INC 3,516,084 146,304,255 4.84%
3 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 145,088,918 4.80% PRN
4 American Realty Capital Health 12,836,287 134,524,288 4.45%
5 Safeway Inc - Safeway PDC LLC CVR 3,914,835 134,278,841 4.45%
6 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.18%
7 URS CORP 2,191,831 126,271,384 4.18%
8 DirectTV Com 1,458,012 126,147,198 4.18%
9 Shire PLC 447,671 115,969,173 3.84%
10 Family Dollar Stores Inc 1,455,604 112,430,853 3.72%
11 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.42%
12 COVIDIEN PLC 1,182,185 102,270,824 3.39%
13 TRIQUINT SEMICONDU 5,352,202 102,066,492 3.38%
14 CONCUR TECHNOLOGIE 628,115 79,657,544 2.64%
15 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.37%
16 ATHLON ENERGY INC 1,216,204 70,819,559 2.34%
17 BCE INC COM NEW 1,652,881 70,678,596 2.34%
18 TRW AUTOMOTIVE HLDGS CORP 656,661 66,486,926 2.20%
19 TIME WARNER CABLE 423,383 60,751,227 2.01%
20 Integrys Energy Group Inc 909,491 58,953,207 1.95%
21 TIM HORTONS INC COM 608,852 47,943,799 1.59%
22 COMPUWARE CORP 4,489,830 47,637,096 1.58%
23 Tibco Software 1,975,770 46,687,445 1.55%
24 Annies Inc. 973,140 44,667,126 1.48%
25 DRESSER-RAND GROUP INC 533,687 43,901,093 1.45%
26 SIGMA ALDRICH 309,446 42,087,750 1.39%
27 Allergan plc 182,300 32,484,037 1.08%
28 GLIMCHER RLTY TR 2,338,754 31,666,729 1.05%
29 CONVERSANT INC 922,215 31,585,864 1.05%
30 Kinder Morgan Inc 589,800 22,612,932 0.75%
31 MOVE INC COM NEW 908,765 19,047,714 0.63%
32 CONSOL ENERGY INC 439,983 16,657,756 0.55%
33 Kinder Morgan Inc. 173,662 16,199,191 0.54%
34 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.53%
35 El Paso Partners Pipeline 399,223 16,032,796 0.53%
36 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.53%
37 General Motors Co 485,972 15,521,946 0.51%
38 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.51%
39 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.51%
40 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.49%
41 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.48%
42 National Australia Bank ADR 306,826 13,957,515 0.46%
43 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.43%
44 Taminco 494,290 12,900,969 0.43%
45 Einstein Noah Restaurant Grp 631,810 12,737,290 0.42%
46 B/E AEROSPACE INC 146,480 12,295,531 0.41%
47 First United Bancorp Inc FLA 1,434,973 12,225,970 0.40%
48 MANITOWOC INC COM 471,811 11,063,968 0.37%
49 PAYCHEX INC 195,431 10,963,679 0.36%
50 TYSON FOODS INC 236,973 9,329,627 0.31%
Page 1 of 4
Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
101 INTERNATIONAL RECTIFIER CORP 23,400 4,095 0.00% Put
102 INTL RECTIFIER COR 1,210,797 47,511,674 1.62%
103 IRON MTN INC 48,900 25,673 0.00% Put
104 Integrys Energy Group Inc 909,491 58,953,207 2.01%
105 Iron Mountain Inc New 24,431 797,672 0.03%
106 JUNIPER NETWORKS 385,984 8,549,546 0.29%
107 JUNIPER NETWORKS INC 293,200 271,210 0.01% Put
108 JUNIPER NETWORKS INC 488,400 65,934 0.00% Put
109 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.54%
110 KINDRED HEALTHCARE INC 283,644 5,502,694 0.19%
111 KINDRED HEALTHCARE INC 294,500 161,975 0.01% Put
112 KODIAK OIL & GAS CORP 649,967 8,820,052 0.30%
113 Kinder Morgan Inc 589,800 22,612,932 0.77%
114 Kinder Morgan Inc Del 589,800 7,269,285 0.25% Put
115 Kinder Morgan Inc. 173,662 16,199,191 0.55%
116 Kodiak Oil & Gas Corp. 653,300 424,645 0.01% Put
117 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.53%
118 MANITOWOC INC COM 471,811 11,063,968 0.38%
119 MOVE INC COM NEW 908,765 19,047,714 0.65%
120 MULTIMEDIA GAMES H 165,574 5,962,320 0.20%
121 MYLAN INC 48,900 40,343 0.00% Put
122 MYLAN INC 244,300 328,584 0.01% Put
123 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.52%
124 Medtronic Inc 6,500 402,675 0.01%
125 Molson Coors Brewing Co 50,000 68,750 0.00% Put
126 Molson Coors Brewing Co 24,429 1,818,495 0.06%
127 Morgans Hotel Group Co 8,750,000 8,728,125 0.30% PRN
128 NOW Inc. 190,236 5,785,077 0.20%
129 National Australia Bank ADR 306,826 13,957,515 0.48%
130 Now Inc. 195,300 92,768 0.00% Put
131 Now Inc. 97,700 166,090 0.01% Put
132 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.49%
133 OMNICARE INC 3.25%35 CVT PUT DUE 12 500,000 515,938 0.02% PRN
134 Outerwall, Inc. 195,400 581,315 0.02% Put
135 PAYCHEX INC 195,431 10,963,679 0.37%
136 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.52%
137 PETSMART 63,199 4,429,618 0.15%
138 PETSMART INC 63,500 33,338 0.00% Put
139 PIKE CORP 75,800 1,895 0.00% Put
140 PIKE CORP 160,000 1,902,400 0.06%
141 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.30%
142 PROTECTIVE LIFE CORP 19,700 2,463 0.00% Put
143 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.43%
144 SALESFORCE COM INC 2,100 120,813 0.00%
145 SIGMA ALDRICH 309,446 42,087,750 1.43%
146 SIGMA ALDRICH CORP 2,100 473 0.00% Put
147 SIRIUS XM HLDGS INC 2,000,000 70,000 0.00% Put
148 SIRIUS XM HOLDINGS INC 904,405 3,156,373 0.11%
149 SPDR S&P 500 ETF TR PUT 97,600 80,032 0.00% Put
150 SPDR S&P 500 ETF TR PUT 97,400 174,346 0.01% Put
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