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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 Foster Wheeler Ag 4,821,814 152,465,759 5.05%
2 TW TELECOM INC 3,516,084 146,304,255 4.84%
3 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 145,088,918 4.80% PRN
4 American Realty Capital Health 12,836,287 134,524,288 4.45%
5 Safeway Inc - Safeway PDC LLC CVR 3,914,835 134,278,841 4.45%
6 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.18%
7 URS CORP 2,191,831 126,271,384 4.18%
8 DirectTV Com 1,458,012 126,147,198 4.18%
9 Shire PLC 447,671 115,969,173 3.84%
10 Family Dollar Stores Inc 1,455,604 112,430,853 3.72%
11 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.42%
12 COVIDIEN PLC 1,182,185 102,270,824 3.39%
13 TRIQUINT SEMICONDU 5,352,202 102,066,492 3.38%
14 CONCUR TECHNOLOGIE 628,115 79,657,544 2.64%
15 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.37%
16 ATHLON ENERGY INC 1,216,204 70,819,559 2.34%
17 BCE INC COM NEW 1,652,881 70,678,596 2.34%
18 TRW AUTOMOTIVE HLDGS CORP 656,661 66,486,926 2.20%
19 TIME WARNER CABLE 423,383 60,751,227 2.01%
20 Integrys Energy Group Inc 909,491 58,953,207 1.95%
21 TIM HORTONS INC COM 608,852 47,943,799 1.59%
22 COMPUWARE CORP 4,489,830 47,637,096 1.58%
23 Tibco Software 1,975,770 46,687,445 1.55%
24 Annies Inc. 973,140 44,667,126 1.48%
25 DRESSER-RAND GROUP INC 533,687 43,901,093 1.45%
26 SIGMA ALDRICH 309,446 42,087,750 1.39%
27 Allergan plc 182,300 32,484,037 1.08%
28 GLIMCHER RLTY TR 2,338,754 31,666,729 1.05%
29 CONVERSANT INC 922,215 31,585,864 1.05%
30 Kinder Morgan Inc 589,800 22,612,932 0.75%
31 MOVE INC COM NEW 908,765 19,047,714 0.63%
32 CONSOL ENERGY INC 439,983 16,657,756 0.55%
33 Kinder Morgan Inc. 173,662 16,199,191 0.54%
34 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.53%
35 El Paso Partners Pipeline 399,223 16,032,796 0.53%
36 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.53%
37 General Motors Co 485,972 15,521,946 0.51%
38 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.51%
39 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.51%
40 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.49%
41 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.48%
42 National Australia Bank ADR 306,826 13,957,515 0.46%
43 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.43%
44 Taminco 494,290 12,900,969 0.43%
45 Einstein Noah Restaurant Grp 631,810 12,737,290 0.42%
46 B/E AEROSPACE INC 146,480 12,295,531 0.41%
47 First United Bancorp Inc FLA 1,434,973 12,225,970 0.40%
48 MANITOWOC INC COM 471,811 11,063,968 0.37%
49 PAYCHEX INC 195,431 10,963,679 0.36%
50 TYSON FOODS INC 236,973 9,329,627 0.31%
Page 1 of 4
Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
101 TIME WARNER INC 24,300 1,827,603 0.06%
102 PIKE CORP 160,000 1,902,400 0.06%
103 Express 123,498 1,927,804 0.07%
104 Ambit Biosciences Corp. 126,415 1,946,791 0.07%
105 Burger King Worldwide, Inc. 395,200 2,134,080 0.07% Put
106 SWS GROUP INC 333,611 2,298,580 0.08%
107 Charter Communications Inc 18,217 2,757,507 0.09% Put
108 AT&T Inc 1,954,000 2,794,220 0.10% Put
109 TALISMAN ENERGY INC COM 353,313 3,056,157 0.10%
110 SIRIUS XM HOLDINGS INC 904,405 3,156,373 0.11%
111 Gentiva Health Services Inc 197,954 3,321,668 0.11%
112 Cal Dive International Inc Del 5,741,000 3,738,826 0.13% PRN
113 XRS CORP 682,995 3,790,622 0.13%
114 CIVEO CORP CDA 347,036 4,029,088 0.14%
115 CF INDS HLDGS INC 14,657 4,092,528 0.14%
116 ENERGIZER HOLDINGS INC. 34,200 4,213,782 0.14%
117 PETSMART 63,199 4,429,618 0.15%
118 BALLY TECHNOLOGIES INC 55,000 4,438,500 0.15%
119 GLOBALSTAR INC 754,661 4,613,337 0.16% PRN
120 Shutterfly Inc 98,834 4,817,169 0.16%
121 TYSON FOODS INC TANG EQ UNIT 98,379 4,948,464 0.17%
122 E M C CORP MASS COM 171,000 5,003,460 0.17%
123 KINDRED HEALTHCARE INC 283,644 5,502,694 0.19%
124 AGILENT TECHNOLOGIES INC 97,714 5,567,744 0.19%
125 NOW Inc. 190,236 5,785,077 0.20%
126 MULTIMEDIA GAMES H 165,574 5,962,320 0.20%
127 BANK OF KENTUCKY FINL CORP 146,273 6,762,201 0.23%
128 BPZ 8 1/2 10/01/17 7,072,000 6,943,820 0.24% PRN
129 Kinder Morgan Inc Del 589,800 7,269,285 0.25% Put
130 DISH NETWORK CORP 112,810 7,285,270 0.25%
131 VIACOM INC 97,720 7,518,577 0.26%
132 ALLERGAN PLC 34,200 8,251,776 0.28%
133 ASSURED GUARANTY LTD COM 382,075 8,466,782 0.29%
134 JUNIPER NETWORKS 385,984 8,549,546 0.29%
135 Weatherford International 415,287 8,637,970 0.29%
136 Annaly Cap Management Inc 8,352,000 8,680,860 0.30% PRN
137 Morgans Hotel Group Co 8,750,000 8,728,125 0.30% PRN
138 T MOBILE US INC 304,545 8,792,214 0.30%
139 KODIAK OIL & GAS CORP 649,967 8,820,052 0.30%
140 PEABODY ENERGY CORP 725,297 8,979,177 0.31%
141 TYSON FOODS INC 236,973 9,329,627 0.32%
142 PAYCHEX INC 195,431 10,963,679 0.37%
143 MANITOWOC INC COM 471,811 11,063,968 0.38%
144 First United Bancorp Inc FLA 1,434,973 12,225,970 0.42%
145 B/E AEROSPACE INC 146,480 12,295,531 0.42%
146 Einstein Noah Restaurant Grp 631,810 12,737,290 0.43%
147 Taminco 494,290 12,900,969 0.44%
148 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.44%
149 National Australia Bank ADR 306,826 13,957,515 0.48%
150 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.49%
Page 3 of 4