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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-040829) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 Foster Wheeler Ag 4,821,814 152,465,759 5.05%
2 TW TELECOM INC 3,516,084 146,304,255 4.84%
3 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 14,674,000 145,088,918 4.80% PRN
4 American Realty Capital Health 12,836,287 134,524,288 4.45%
5 Safeway Inc - Safeway PDC LLC CVR 3,914,835 134,278,841 4.45%
6 PROTECTIVE LIFE CO 1,820,872 126,386,726 4.18%
7 URS CORP 2,191,831 126,271,384 4.18%
8 DirectTV Com 1,458,012 126,147,198 4.18%
9 Shire PLC 447,671 115,969,173 3.84%
10 Family Dollar Stores Inc 1,455,604 112,430,853 3.72%
11 PEPCO HOLDINGS INC 3,858,269 103,247,278 3.42%
12 COVIDIEN PLC 1,182,185 102,270,824 3.39%
13 TRIQUINT SEMICONDU 5,352,202 102,066,492 3.38%
14 CONCUR TECHNOLOGIE 628,115 79,657,544 2.64%
15 ROCKWOOD HOLDINGS INC 934,712 71,458,732 2.37%
16 ATHLON ENERGY INC 1,216,204 70,819,559 2.34%
17 BCE INC COM NEW 1,652,881 70,678,596 2.34%
18 TRW AUTOMOTIVE HLDGS CORP 656,661 66,486,926 2.20%
19 TIME WARNER CABLE 423,383 60,751,227 2.01%
20 Integrys Energy Group Inc 909,491 58,953,207 1.95%
21 TIM HORTONS INC COM 608,852 47,943,799 1.59%
22 COMPUWARE CORP 4,489,830 47,637,096 1.58%
23 Tibco Software 1,975,770 46,687,445 1.55%
24 Annies Inc. 973,140 44,667,126 1.48%
25 DRESSER-RAND GROUP INC 533,687 43,901,093 1.45%
26 SIGMA ALDRICH 309,446 42,087,750 1.39%
27 Allergan plc 182,300 32,484,037 1.08%
28 GLIMCHER RLTY TR 2,338,754 31,666,729 1.05%
29 CONVERSANT INC 922,215 31,585,864 1.05%
30 Kinder Morgan Inc 589,800 22,612,932 0.75%
31 MOVE INC COM NEW 908,765 19,047,714 0.63%
32 CONSOL ENERGY INC 439,983 16,657,756 0.55%
33 Kinder Morgan Inc. 173,662 16,199,191 0.54%
34 HUDSON CITY BANCORP INC 1,660,436 16,139,438 0.53%
35 El Paso Partners Pipeline 399,223 16,032,796 0.53%
36 KINDER MORGAN MANAGEMENT LLC 169,670 15,974,431 0.53%
37 General Motors Co 485,972 15,521,946 0.51%
38 LIN MEDIA LLC CLASS A COM 696,951 15,472,312 0.51%
39 Medical Action Industries Inc OLD 1,118,112 15,407,583 0.51%
40 Genworth Financial Inc - Cl A 1,133,679 14,851,195 0.49%
41 OMNIAMERICAN BANCORP INC 571,264 14,487,151 0.48%
42 National Australia Bank ADR 306,826 13,957,515 0.46%
43 BOLT TECHNOLOGY CORP 589,621 12,936,285 0.43%
44 Taminco 494,290 12,900,969 0.43%
45 Einstein Noah Restaurant Grp 631,810 12,737,290 0.42%
46 B/E AEROSPACE INC 146,480 12,295,531 0.41%
47 First United Bancorp Inc FLA 1,434,973 12,225,970 0.40%
48 MANITOWOC INC COM 471,811 11,063,968 0.37%
49 PAYCHEX INC 195,431 10,963,679 0.36%
50 TYSON FOODS INC 236,973 9,329,627 0.31%
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Restatement filing (0001140361-14-041212) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ILLUMINA INC 600 98,352 0.00%
2 SIGMA ALDRICH CORP 2,100 473 0.00% Put
3 SALESFORCE COM INC 2,100 120,813 0.00%
4 Express Inc 2,600 2,145 0.00% Put
5 Shire PLC 3,000 3,825 0.00% Put
6 Covidien PLC 4,000 1,400 0.00% Put
7 CONCUR TECHNOLOGIES INC 4,100 513 0.00% Put
8 CIVEO CORP 5,900 148 0.00% Call
9 Medtronic Inc 6,500 402,675 0.01%
10 AbbVie Inc. 13,400 17,755 0.00% Put
11 CF INDS HLDGS INC 14,657 4,092,528 0.14%
12 Valeant Pharmaceuticals Intl 15,000 171,750 0.01% Call
13 ALLERGAN INC 15,000 210,750 0.01% Call
14 Time Warner Cable Inc 15,000 124,500 0.00% Put
15 ALLIANCE DATA SYSTEMS CORP 17,300 57,090 0.00% Put
16 Charter Communications Inc 18,217 2,757,507 0.09% Put
17 ALBEMARLE CORP 19,200 58,560 0.00% Put
18 CF INDS HLDGS INC 19,500 82,388 0.00% Put
19 Charter Communications, Inc. 19,500 25,838 0.00% Put
20 PROTECTIVE LIFE CORP 19,700 2,463 0.00% Put
21 ILLUMINA INC 19,800 8,910 0.00% Put
22 Burger King Worldwide, Inc. 20,000 90,000 0.00% Put
23 Burger King Worldwide, Inc. 20,000 59,000 0.00% Put
24 INTERNATIONAL RECTIFIER CORP 23,400 4,095 0.00% Put
25 TIME WARNER INC 24,300 1,827,603 0.06%
26 AGILENT TECHNOLOGIES INC 24,400 31,354 0.00% Put
27 Molson Coors Brewing Co 24,429 1,818,495 0.06%
28 Iron Mountain Inc New 24,431 797,672 0.03%
29 ALLERGAN INC 25,000 268,750 0.01% Call
30 ALPHA NATURAL RESOURCES 25,100 62,248 0.00%
31 ALLIANCE DATA SYSTEMS CORP 25,500 135,150 0.00% Put
32 CAREFUSION CORP COM 31,501 1,425,420 0.05%
33 ACTAVIS PLC 34,200 177,840 0.01% Put
34 ENERGIZER HOLDINGS INC. 34,200 4,213,782 0.14%
35 ALLERGAN PLC 34,200 8,251,776 0.28%
36 GLIMCHER RLTY TR SH BEN INT 38,900 973 0.00% Put
37 Dish Network Corp. 39,100 81,133 0.00% Put
38 Energizer Holdings Inc 39,100 64,515 0.00% Put
39 iPath S&P 500 VIX Short Term 39,296 1,224,856 0.04%
40 Berry Plastics Group Inc 43,388 1,095,113 0.04%
41 GLIMCHER RLTY TR SH BEN INT 43,400 2,170 0.00% Put
42 Shire PLC 48,200 37,355 0.00% Put
43 IRON MTN INC 48,900 25,673 0.00% Put
44 MYLAN INC 48,900 40,343 0.00% Put
45 TW Telecom Inc 49,900 82,335 0.00% Put
46 Molson Coors Brewing Co 50,000 68,750 0.00% Put
47 Burger King Worldwide, Inc. 51,900 368,490 0.01% Put
48 Covidien PLC 55,000 70,125 0.00% Put
49 Bally Technologies Inc. 55,000 64,625 0.00% Put
50 BALLY TECHNOLOGIES INC 55,000 4,438,500 0.15%
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