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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0001140361-16-065482) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SHIRE PLC 79,900 1,174 0.08% Put
2 Allergan Inc/United States 45,600 1,160 0.08% Put
3 Adt Corp 692,500 155 0.01% Put
4 COLUMBIA PIPELINE GR 398,100 129 0.01% Put
5 ISHARES TR 120,000 120 0.01% Put
6 VMWARE INC 259,800 118 0.01% Put
7 Ruby Tuesday Inc 100,800 94 0.01% Put
8 Adt Corp 210,700 63 0.00% Put
9 SPDR S&P 500 ETF TR 50,000 56 0.00% Put
10 SPDR S&P 500 ETF TR 50,000 51 0.00% Put
11 ISHARES TR 75,000 49 0.00% Put
12 Ruby Tuesday Inc 118,300 45 0.00% Put
13 ISHARES TR 75,000 41 0.00% Put
14 Adt Corp 100,000 35 0.00% Put
15 SPDR S&P 500 ETF TR 25,000 21 0.00% Put
16 SPDR S&P 500 ETF TR 25,000 19 0.00% Put
17 AXIALL CORPORATION 28,900 19 0.00% Put
18 SPDR S&P 500 ETF TR 25,000 18 0.00% Put
19 SPDR S&P 500 ETF TR 25,000 17 0.00% Put
20 Rite Aid Corp 510,000 8 0.00% Put
21 SPDR S&P 500 ETF TR 50,000 7 0.00% Put
22 SPDR S&P 500 ETF TR 50,000 5 0.00% Put
23 SPDR S&P 500 ETF TR 2,000 3 0.00% Put
24 SPDR S&P 500 ETF TR 2,500 3 0.00% Put
25 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
26 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
27 SPDR S&P 500 ETF TR 4,500 2 0.00% Put
28 SPDR S&P 500 ETF TR 2,000 2 0.00% Put
29 SPDR S&P 500 ETF TR 2,500 2 0.00% Put
30 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
31 SPDR S&P 500 ETF TR 4,500 1 0.00% Put
32 SPDR S&P 500 ETF TR 4,000 1 0.00% Put
33 NEWELL BRANDS 1,244,500 436 0.03% Call
34 NEWELL BRANDS 214,600 242 0.02% Call
35 SHIRE PLC 12,600 175 0.01% Call
36 SHIRE PLC 12,600 147 0.01% Call
37 MARRIOTT INTL INC NEW 101,900 132 0.01% Call
38 SHIRE PLC 20,000 128 0.01% Call
39 HUNTINGTON BANCSHARES INC 333,900 115 0.01% Call
40 MARRIOTT INTL INC NEW 167,600 93 0.01% Call
41 LSB Industries Inc 17,500 68 0.00% Call
42 LSB Industries Inc 17,500 45 0.00% Call
43 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 10,700 41 0.00% Call
44 MYLAN N V 15,000 32 0.00% Call
45 WASTE CONNECTIONS INC COM 69,000 17 0.00% Call
46 TiVo Inc 41,500 8 0.00% Call
47 TiVo Inc 10,000 4 0.00% Call
48 SHUTTERFLY INC 1,500 3 0.00% Call
49 VMWARE INC 25,000 1 0.00% Call
50 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 50,000 1 0.00% Call
Page 1 of 4
Restatement filing (0001140361-16-065763) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 CAMERON INTERNATIONAL COMPANY 2,373,407 159,136 10.50%
2 HEARTLAND PMT SYS INC 1,097,372 105,973 6.99%
3 TIME WARNER INC NEW 504,772 103,286 6.82%
4 Jarden Corp 1,505,767 88,765 5.86%
5 YOUKU TUDOU INC 2,406,894 66,166 4.37%
6 SANDISK CORP 837,268 63,699 4.20%
7 AIRGAS INC 446,890 63,299 4.18%
8 AGL Resources Inc 960,622 62,574 4.13%
9 KLA-TENCOR CORP 656,509 47,800 3.15%
10 Citizens Funding Trust I 2,211,329 46,549 3.07%
11 CENTENE CORP DEL 692,331 42,627 2.81%
12 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 1,189,738 39,261 2.59%
13 ALLERGAN PLC 142,165 38,104 2.51%
14 ITC HOLDINGS 845,711 36,847 2.43%
15 BAXALTA INC COM 848,148 34,266 2.26%
16 NEWPORT CORP 1,298,489 29,866 1.97%
17 FRESH MKT INC 991,786 28,295 1.87%
18 Adt Corp 670,449 27,662 1.83%
19 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 319,384 26,646 1.76%
20 VALSPAR CORP 248,612 26,607 1.76%
21 NATL PENN BANCSHARES INC 2,255,852 25,641 1.69%
22 PIEDMONT NAT GAS INC 408,813 24,459 1.61%
23 YAHOO INC 619,009 22,785 1.50%
24 QUESTAR CORP COM 902,443 22,381 1.48%
25 TECO ENERGY INC COM 722,312 19,885 1.31%
26 POWERSECURE INTL INC 1,018,718 19,040 1.26%
27 ATMEL CORP 2,247,967 18,254 1.20%
28 SYNGENTA AG 216,624 17,942 1.18%
29 TUMI HOLDINGS INC 630,034 16,898 1.12%
30 LIN Television Corp 937,965 15,298 1.01%
31 JOURNAL MEDIA GROUP INC 1,240,424 14,835 0.98%
32 Ruby Tuesday Inc 424,550 13,679 0.90%
33 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 914,586 12,814 0.85%
34 Alere Inc 247,900 12,546 0.83%
35 WASTE CONNECTIONS INC 400,000 12,412 0.82%
36 ASTORIA FINL CORPORATION 737,465 11,681 0.77%
37 Check Point Software Technologies Ltd 794,566 8,040 0.53%
38 SUNCOR ENERGY INC NEW 285,700 7,957 0.53%
39 COLUMBIA PIPELINE GR 240,000 6,024 0.40%
40 VMWARE INC 109,535 5,730 0.38%
41 TOWER INTL INC 200,000 5,439 0.36%
42 FAIRCHILD SEMICONDUCTOR INTLCOM 247,800 4,956 0.33%
43 NEXSTAR MEDIA GROUP INC 110,700 4,901 0.32%
44 ROUSE PPTYS INC 257,154 4,726 0.31%
45 SELECT SECTOR SPDR TR 62,494 3,316 0.22%
46 EMPIRE DIST ELEC CO 95,763 3,165 0.21%
47 POLYCOM INC 267,248 2,981 0.20%
48 OFFICE DEPOT INC 377,907 2,683 0.18%
49 Nomad Hldgs Ltd 237,854 2,143 0.14%
50 TiVo Inc 222,500 2,116 0.14%
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